Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-25.2K- 88.83% |
$1.03M - $1.12M
|
3.18K
$144K
|
|
|
Oct 21, 2021
Q3 2021
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-26.8K- 60.47% |
$1.09M - $1.18M
|
17.5K
$795K
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-26.8K- 25.51% |
$1.09M - $1.19M
|
78.2K
$3.56M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-30.6K- 25.68% |
$1.25M - $1.35M
|
88.6K
$4.03M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-33.3K- 74.16% |
$1.35M - $1.47M
|
11.6K
$527K
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-33.5KClosed |
$1.36M - $1.48M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-33.7KClosed |
$1.37M - $1.49M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-34.3K- 34.0% |
$1.4M - $1.52M
|
66.6K
$3.03M
|
|
|
Oct 18, 2021
Q3 2021
|
Trh Financial, LLC
|
SELL
|
- |
-43.2K- 33.7% |
$1.76M - $1.91M
|
85K
$3.86M
|
|
|
Nov 12, 2021
Q3 2021
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-51.7KClosed |
$2.1M - $2.29M
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-57.2KClosed |
$2.33M - $2.53M
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Leicht Financial Planning & Wealth Management, Inc.
|
SELL
|
- |
-61.5K- 11.89% |
$2.5M - $2.72M
|
455K
$20.7M
|
|
|
Oct 18, 2021
Q3 2021
|
Annex Advisory Services, LLC
|
SELL
|
- |
-64.2K- 4.19% |
$2.61M - $2.84M
|
1.47M
$66.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-67.3KClosed |
$2.74M - $2.98M
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-84.8KClosed |
$3.45M - $3.75M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-85.3K- 12.43% |
$3.47M - $3.77M
|
601K
$27.3M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-90.2K- 78.23% |
$3.67M - $3.99M
|
25.1K
$1.14M
|
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-99KClosed |
$4.03M - $4.38M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-137K- 21.68% |
$5.59M - $6.07M
|
496K
$22.5M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-142K- 11.61% |
$5.78M - $6.28M
|
1.08M
$49.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-205K- 38.35% |
$8.33M - $9.05M
|
329K
$15M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-609K- 6.06% |
$24.8M - $26.9M
|
9.45M
$430M
|
|
|
Nov 15, 2021
Q3 2021
|
Stadion Money Management, LLC
Watkinsville, GA |
SELL
|
- |
-1.76M- 35.58% |
$71.8M - $78M
|
3.19M
$145M
|