Purchases and Sales Made in Q4 2021 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q4 2021. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
1.08K+ 7.56% |
$5K - $7.78K
|
15.3K
$5.05K
|
|
Jan 31, 2022
Q4 2021
|
Xponance, Inc.
|
BUY
|
- |
1.02K+ 7.77% |
$4.72K - $7.34K
|
14.1K
$4.65K
|
|
Feb 10, 2022
Q4 2021
|
Masso Torrence Wealth Management Inc.
|
BUY
|
- |
1KNew |
$4.65K - $7.23K
|
1K
$330
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1KNew |
$4.65K - $7.23K
|
1K
$330
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1K+ 16.67% |
$4.65K - $7.23K
|
7K
$2.31K
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1K+ 20.0% |
$4.65K - $7.23K
|
6K
$1.98K
|
|
Feb 11, 2022
Q4 2021
|
Keystone Financial Group
|
BUY
|
- |
1K+ 5.83% |
$4.65K - $7.23K
|
18.2K
$5.99K
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
900New |
$4.19K - $6.51K
|
900
$297
|
|
Feb 14, 2022
Q4 2021
|
Westwood Wealth Management
|
BUY
|
- |
675New |
$3.14K - $4.88K
|
675
$223
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
657+ 131.4% |
$3.06K - $4.75K
|
1.16K
$382
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
651+ 4.08% |
$3.03K - $4.71K
|
16.6K
$5.48K
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
550New |
$2.56K - $3.98K
|
550
$182
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
410+ 2.5% |
$1.91K - $2.96K
|
16.8K
$5.54K
|
|
Feb 14, 2022
Q4 2021
|
Algert Global LLC
San Francisco, CA |
BUY
|
- |
380+ 1.92% |
$1.77K - $2.75K
|
20.2K
$6.66K
|
|
Feb 03, 2022
Q4 2021
|
Steward Financial Group LLC
|
BUY
|
- |
350New |
$1.63K - $2.53K
|
350
$116
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
306New |
$1.42K - $2.21K
|
306
$101
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
BUY
|
- |
204New |
$949 - $1.47K
|
204
$67.3
|
|
May 17, 2022
Q4 2021
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
196New |
$911 - $1.42K
|
196
$64.7
|
|
Jan 07, 2022
Q4 2021
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
100+ 0.7% |
$465 - $723
|
14.5K
$4.78K
|
|
Jan 27, 2022
Q4 2021
|
Community Bank, N.A.
|
BUY
|
- |
100+ 20.0% |
$465 - $723
|
600
$198
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
99New |
$460 - $716
|
99
$32.7
|
|
Feb 10, 2022
Q4 2021
|
Shore Point Advisors, LLC
|
BUY
|
- |
60New |
$279 - $434
|
60
$19.8
|
|
Feb 14, 2022
Q4 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
26+ 20.31% |
$121 - $188
|
154
$50.8
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
10New |
$46.5 - $72.3
|
10
$3.3
|
|
Feb 15, 2022
Q4 2021
|
Albion Financial Group
|
BUY
|
- |
1New |
$4.65 - $7.23
|
1
$0.33
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-42Closed |
$195 - $304
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-45- 3.16% |
$209 - $325
|
1.38K
$456
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-50Closed |
$233 - $362
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-50Closed |
$233 - $362
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$465 - $723
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-100- 9.09% |
$465 - $723
|
1K
$330
|
|
Feb 14, 2022
Q4 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-100Closed |
$465 - $723
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-101Closed |
$470 - $730
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-144Closed |
$670 - $1.04K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-150Closed |
$698 - $1.08K
|
0
$0
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-191Closed |
$888 - $1.38K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-300- 50.0% |
$1.4K - $2.17K
|
300
$99
|
|
Jan 18, 2022
Q4 2021
|
Cutler Group LP
|
SELL
|
- |
-400- 11.43% |
$1.86K - $2.89K
|
3.1K
$1.02K
|
|
Feb 14, 2022
Q4 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-435- 2.23% |
$2.02K - $3.15K
|
19.1K
$6.31K
|
|
Feb 02, 2022
Q4 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-471- 0.25% |
$2.19K - $3.41K
|
184K
$60.8K
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500- 33.33% |
$2.33K - $3.62K
|
1K
$330
|
|
Feb 14, 2022
Q4 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-662- 1.87% |
$3.08K - $4.79K
|
34.7K
$11.5K
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-850Closed |
$3.95K - $6.15K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-851- 5.33% |
$3.96K - $6.15K
|
15.1K
$4.98K
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-907- 29.26% |
$4.22K - $6.56K
|
2.19K
$724
|
|
Feb 14, 2022
Q4 2021
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-1.21K- 9.89% |
$5.61K - $8.72K
|
11K
$3.63K
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.3K- 22.39% |
$6.04K - $9.38K
|
4.5K
$1.49K
|
|
Feb 04, 2022
Q4 2021
|
J.Safra Asset Management Corp
|
SELL
|
- |
-1.35K- 98.04% |
$6.28K - $9.76K
|
27
$8.91
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.5K- 34.48% |
$6.98K - $10.8K
|
2.85K
$941
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-1.58K- 11.76% |
$7.34K - $11.4K
|
11.8K
$3.91K
|