Purchases and Sales Made in Q4 2021 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q4 2021. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-25.8KClosed |
$120K - $187K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-26.5KClosed |
$123K - $192K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-26.7K- 24.08% |
$124K - $193K
|
84.1K
$27.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.2K- 24.34% |
$126K - $197K
|
84.5K
$27.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-30.3K- 23.64% |
$141K - $219K
|
98K
$32.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-45.6K- 15.09% |
$212K - $329K
|
256K
$84.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-47.1K- 55.55% |
$219K - $340K
|
37.7K
$12.4K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-60.8K- 21.87% |
$283K - $439K
|
217K
$71.6K
|
|
|
Feb 07, 2022
Q4 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-63.6K- 57.91% |
$296K - $460K
|
46.2K
$15.3K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-66.2K- 30.78% |
$308K - $479K
|
149K
$49.1K
|
|
|
Feb 08, 2022
Q4 2021
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-69.7K- 41.4% |
$324K - $504K
|
98.7K
$32.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-100K- 23.85% |
$465K - $723K
|
319K
$105K
|
|
|
Feb 14, 2022
Q4 2021
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-100KClosed |
$465K - $723K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-144K- 13.21% |
$670K - $1.04M
|
946K
$312K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-204K- 17.56% |
$949K - $1.48M
|
958K
$316K
|
|
|
Feb 03, 2022
Q4 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-255K- 98.76% |
$1.19M - $1.85M
|
3.2K
$1.06K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-283KClosed |
$1.32M - $2.05M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-319KClosed |
$1.48M - $2.31M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-341K- 47.77% |
$1.59M - $2.47M
|
373K
$123K
|
|
|
Feb 14, 2022
Q4 2021
|
Cormorant Asset Management, LP
Boston, MA |
SELL
|
- |
-400KClosed |
$1.86M - $2.89M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-506K- 17.13% |
$2.35M - $3.66M
|
2.45M
$808K
|