Purchases and Sales Made in Q4 2021 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q4 2021. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-1.69K- 97.58% |
$7.88K - $12.2K
|
42
$13.9
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2K- 26.67% |
$9.3K - $14.5K
|
5.5K
$1.82K
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-2K- 11.17% |
$9.3K - $14.5K
|
15.9K
$5.25K
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.11K- 14.36% |
$9.79K - $15.2K
|
12.6K
$4.14K
|
|
Feb 14, 2022
Q4 2021
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-2.2K- 12.79% |
$10.2K - $15.9K
|
15K
$4.95K
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.28K- 42.72% |
$10.6K - $16.5K
|
3.06K
$1.01K
|
|
Feb 03, 2022
Q4 2021
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-2.54K- 0.92% |
$11.8K - $18.4K
|
272K
$89.8K
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.66K- 12.1% |
$12.4K - $19.2K
|
19.3K
$6.38K
|
|
Feb 14, 2022
Q4 2021
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-3K- 2.75% |
$14K - $21.7K
|
106K
$35K
|
|
Feb 14, 2022
Q4 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-3.2K- 4.64% |
$14.9K - $23.1K
|
65.7K
$21.7K
|
|
Feb 14, 2022
Q4 2021
|
Merit Financial Group, LLC
|
SELL
|
- |
-4K- 18.45% |
$18.6K - $28.9K
|
17.7K
$5.83K
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.03K- 12.0% |
$18.7K - $29.1K
|
29.5K
$9.74K
|
|
Feb 10, 2022
Q4 2021
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-4.5K- 24.87% |
$20.9K - $32.5K
|
13.6K
$4.49K
|
|
Jan 31, 2022
Q4 2021
|
J.Safra Asset Management Corp
|
SELL
|
- |
-4.6K- 76.97% |
$21.4K - $33.3K
|
1.38K
$454
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.3K- 5.94% |
$24.6K - $38.3K
|
84K
$27.7K
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-5.5K- 47.83% |
$25.6K - $39.8K
|
6K
$1.98K
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5.7K- 82.6% |
$26.5K - $41.2K
|
1.2K
$396
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-6.12KClosed |
$28.4K - $44.2K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-6.66KClosed |
$31K - $48.2K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-9.43K- 18.97% |
$43.9K - $68.2K
|
40.3K
$13.3K
|
|
Feb 14, 2022
Q4 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-10.1KClosed |
$47K - $73.1K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-10.2KClosed |
$47.3K - $73.6K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-10.6K- 3.75% |
$49.1K - $76.4K
|
271K
$89.3K
|
|
Feb 14, 2022
Q4 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-10.9KClosed |
$50.8K - $79K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Parametrica Management LTD
|
SELL
|
- |
-11.1KClosed |
$51.4K - $79.9K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Emfo, LLC
|
SELL
|
- |
-11.8K- 5.06% |
$54.8K - $85.2K
|
221K
$73K
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-12KClosed |
$55.7K - $86.6K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-12K- 41.61% |
$56K - $87K
|
16.9K
$5.57K
|
|
Feb 11, 2022
Q4 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-12.7KClosed |
$59.1K - $91.8K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-12.7K- 34.63% |
$59.3K - $92.1K
|
24.1K
$7.94K
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-12.8KClosed |
$59.4K - $92.3K
|
0
$0
|
|
Jan 19, 2022
Q4 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-12.9K- 63.59% |
$60.1K - $93.4K
|
7.4K
$2.44K
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-13KClosed |
$60.5K - $94K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-13.3K- 53.0% |
$61.6K - $95.8K
|
11.8K
$3.88K
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
SELL
|
- |
-13.5KClosed |
$62.6K - $97.3K
|
0
$0
|
|
Jan 24, 2022
Q4 2021
|
Strs Ohio
|
SELL
|
- |
-13.5K- 40.18% |
$62.8K - $97.6K
|
20.1K
$6.63K
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-13.8K- 14.73% |
$64.3K - $99.9K
|
80K
$26.4K
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-14.4KClosed |
$67.2K - $104K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-14.6KClosed |
$67.9K - $106K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-15.4KClosed |
$71.8K - $112K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-15.9KClosed |
$74K - $115K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Tl Private Wealth
|
SELL
|
- |
-16KClosed |
$74.4K - $116K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Oaktree Fund Advisors, LLC
Los Angles, CA |
SELL
|
- |
-16K- 24.24% |
$74.4K - $116K
|
50K
$16.5K
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-16.1KClosed |
$74.7K - $116K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-17.4KClosed |
$80.9K - $126K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-18.2KClosed |
$84.6K - $132K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-20.6K- 24.48% |
$96K - $149K
|
63.7K
$21K
|
|
Feb 07, 2022
Q4 2021
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-22K- 55.7% |
$102K - $159K
|
17.5K
$5.78K
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-23.3K- 53.97% |
$108K - $169K
|
19.9K
$6.56K
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-24.9KClosed |
$116K - $180K
|
0
$0
|