Purchases and Sales Made in Q1 2021 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q1 2021. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 28, 2021
Q1 2021
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
18.5K+ 50.05% |
$79.7K - $134K
|
55.3K
$3.32K
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.42K+ 47.19% |
$23.4K - $39.3K
|
16.9K
$1.01K
|
|
May 12, 2021
Q1 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
4.1KNew |
$17.7K - $29.7K
|
4.1K
$246
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
BUY
|
- |
3.54K+ 455.01% |
$15.3K - $25.7K
|
4.32K
$259
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.6K+ 2.66% |
$11.2K - $18.9K
|
100K
$6.02K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.99K+ 73.03% |
$8.58K - $14.4K
|
4.7K
$282
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
992+ 2.11% |
$4.29K - $7.19K
|
47.9K
$2.88K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
55+ 27.5% |
$238 - $399
|
255
$15.3
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
46New |
$199 - $334
|
46
$2.76
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-350- 29.17% |
$1.51K - $2.54K
|
850
$51
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-500Closed |
$2.16K - $3.63K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-757- 3.04% |
$3.27K - $5.49K
|
24.1K
$1.45K
|
|
May 14, 2021
Q1 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-10.5K- 55.07% |
$45.4K - $76.2K
|
8.57K
$514
|