Purchases and Sales Made in Q4 2020 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q4 2020. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 19, 2021
Q4 2020
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
36.9KNew |
$113K - $188K
|
36.9K
$2.21K
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
3.29K+ 29.78% |
$10.1K - $16.8K
|
14.3K
$860
|
|
Feb 01, 2021
Q4 2020
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
1.2KNew |
$3.68K - $6.13K
|
1.2K
$72
|
|
Feb 02, 2021
Q4 2020
|
Simplex Trading, LLC
|
BUY
|
- |
774+ 19350.0% |
$2.38K - $3.96K
|
778
$46.7
|
|
Feb 12, 2021
Q4 2020
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
500+ 0.59% |
$1.54K - $2.56K
|
84.9K
$5.09K
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
177+ 0.18% |
$543 - $904
|
97.7K
$5.86K
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-104Closed |
$319 - $531
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.26K- 31.59% |
$3.85K - $6.41K
|
2.72K
$163
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.16K- 4.4% |
$6.63K - $11K
|
46.9K
$2.82K
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-3.21KClosed |
$9.85K - $16.4K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-3.39K- 94.42% |
$10.4K - $17.3K
|
200
$12
|
|
Jan 21, 2021
Q4 2020
|
Cutler Group LP
|
SELL
|
- |
-3.6K- 87.8% |
$11.1K - $18.4K
|
500
$30
|
|
Feb 11, 2021
Q4 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-5.95K- 19.29% |
$18.3K - $30.4K
|
24.9K
$1.49K
|
|
Jan 29, 2021
Q4 2020
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-6.15KClosed |
$18.9K - $31.4K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-16.1K- 45.75% |
$49.4K - $82.2K
|
19.1K
$1.14K
|
|
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
SELL
|
- |
-34.8KClosed |
$107K - $178K
|
0
$0
|