Purchases and Sales Made in Q1 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q1 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
159K+ 173.53% |
$2.86M - $3.2M
|
251K
$4.8M
|
|
|
May 11, 2023
Q1 2023
|
Heron Bay Capital Management
|
BUY
|
- |
140KNew |
$2.51M - $2.81M
|
140K
$2.67M
|
|
|
May 12, 2023
Q1 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
62.8KNew |
$1.13M - $1.26M
|
62.8K
$1.2M
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
46K+ 103.46% |
$827K - $925K
|
90.4K
$1.73M
|
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
19.5K+ 74.99% |
$352K - $393K
|
45.6K
$873K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
19.3K+ 37.99% |
$348K - $389K
|
70.2K
$1.34M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
17.3KNew |
$311K - $348K
|
17.3K
$331K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17KNew |
$307K - $343K
|
17K
$326K
|
|
|
May 04, 2023
Q1 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
11.8KNew |
$212K - $238K
|
11.8K
$226K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
11.8K+ 5.68% |
$212K - $237K
|
220K
$4.21M
|
|
|
May 12, 2023
Q1 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
10.2KNew |
$184K - $206K
|
10.2K
$196K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
8.83K+ 41.48% |
$159K - $178K
|
30.1K
$577K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.05K+ 1.02% |
$145K - $162K
|
798K
$15.3M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6K+ 11.1% |
$108K - $121K
|
60K
$1.15M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.58K+ 9.01% |
$100K - $112K
|
67.5K
$1.29M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
5.18K+ 1.7% |
$93.2K - $104K
|
310K
$5.94M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5K+ 28.48% |
$89.9K - $101K
|
22.5K
$432K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.83K+ 3.62% |
$86.8K - $97.1K
|
138K
$2.64M
|
|
|
Apr 12, 2023
Q1 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
3.55K+ 17.05% |
$63.9K - $71.4K
|
24.4K
$467K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
3.37K+ 24.38% |
$60.6K - $67.8K
|
17.2K
$329K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.08K+ 11.27% |
$55.4K - $61.9K
|
30.4K
$582K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.8K+ 1093.75% |
$50.4K - $56.3K
|
3.06K
$58.5K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.78K+ 2.35% |
$50K - $55.8K
|
121K
$2.31M
|
|
|
May 10, 2023
Q1 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
2.34K+ 2.36% |
$42K - $47K
|
101K
$1.94M
|
|
|
Apr 10, 2023
Q1 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
1.81K+ 7.68% |
$32.6K - $36.5K
|
25.4K
$487K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.22KNew |
$21.9K - $24.5K
|
1.22K
$23.4K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
838+ 1.93% |
$15.1K - $16.9K
|
44.2K
$845K
|
|
|
May 15, 2023
Q1 2023
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
665+ 6.13% |
$12K - $13.4K
|
11.5K
$221K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
600New |
$10.8K - $12.1K
|
600
$11.5K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
537+ 3.59% |
$9.66K - $10.8K
|
15.5K
$296K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
522New |
$9.39K - $10.5K
|
522
$10K
|
|
|
Apr 19, 2023
Q1 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
500New |
$9K - $10.1K
|
500
$9.58K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
500New |
$9K - $10.1K
|
500
$9.58K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
441+ 0.65% |
$7.93K - $8.87K
|
67.9K
$1.3M
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
400+ 2.8% |
$7.2K - $8.04K
|
14.7K
$281K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
284New |
$5.11K - $5.71K
|
284
$5.44K
|
|
|
Apr 05, 2023
Q1 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
241+ 1.68% |
$4.34K - $4.85K
|
14.6K
$280K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
169+ 0.36% |
$3.04K - $3.4K
|
47.1K
$901K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
112+ 0.19% |
$2.01K - $2.25K
|
60K
$1.15M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
62+ 0.31% |
$1.12K - $1.25K
|
19.9K
$382K
|
|
|
Apr 05, 2023
Q1 2023
|
Rise Advisors, LLC
|
BUY
|
- |
13+ 1.83% |
$234 - $261
|
724
$13.9K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
12+ 0.26% |
$216 - $241
|
4.58K
$87.7K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5New |
$89.9 - $101
|
5
$95.8
|
|
|
Apr 20, 2023
Q1 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
4+ 1.62% |
$72 - $80.4
|
251
$4.81K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
3New |
$54 - $60.3
|
3
$57.4
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-64- 0.27% |
$1.15K - $1.29K
|
23.7K
$454K
|
|
|
May 08, 2023
Q1 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-110- 0.65% |
$1.98K - $2.21K
|
16.9K
$324K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-145- 0.93% |
$2.61K - $2.92K
|
15.5K
$296K
|