Purchases and Sales Made in Q4 2022 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q4 2022. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
303K+ 261.43% |
$5.49M - $6.33M
|
418K
$8.01M
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
91.7KNew |
$1.67M - $1.92M
|
91.7K
$1.76M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
40.9K+ 4.06% |
$743K - $856K
|
1.05M
$20.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
39.3K+ 14.68% |
$714K - $823K
|
307K
$5.88M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
36.5KNew |
$663K - $764K
|
36.5K
$699K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
33.7K+ 2.03% |
$611K - $704K
|
1.69M
$32.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
26.9K+ 152.52% |
$488K - $562K
|
44.5K
$851K
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
26.1KNew |
$473K - $545K
|
26.1K
$499K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
25.3K+ 13.88% |
$460K - $530K
|
208K
$3.98M
|
|
|
Feb 09, 2023
Q4 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
23.6K+ 100.43% |
$428K - $493K
|
47K
$900K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.8KNew |
$251K - $289K
|
13.8K
$265K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
12K+ 31.27% |
$218K - $251K
|
50.4K
$965K
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
11.8K+ 114.57% |
$214K - $247K
|
22.1K
$423K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11.8KNew |
$214K - $246K
|
11.8K
$225K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.6K+ 20.85% |
$211K - $244K
|
67.5K
$1.29M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.6K+ 1.18% |
$192K - $222K
|
909K
$17.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
6.33K+ 56.39% |
$115K - $132K
|
17.6K
$336K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
4.88KNew |
$88.6K - $102K
|
4.88K
$93.5K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.67K+ 4.12% |
$84.7K - $97.6K
|
118K
$2.26M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.65K+ 5.22% |
$84.5K - $97.3K
|
93.8K
$1.8M
|
|
|
Mar 01, 2023
Q4 2022
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
4.59K+ 28.27% |
$83.4K - $96K
|
20.8K
$399K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.74K+ 6.42% |
$67.9K - $78.2K
|
61.9K
$1.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.32K+ 6.54% |
$60.3K - $69.4K
|
54K
$1.03M
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
2.63K+ 6.46% |
$47.7K - $55K
|
43.3K
$829K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.56K+ 14.78% |
$46.5K - $53.6K
|
19.9K
$381K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
2.5KNew |
$45.4K - $52.3K
|
2.5K
$47.9K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
2.35K+ 5.96% |
$42.7K - $49.2K
|
41.9K
$801K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.86K+ 1.61% |
$33.9K - $39K
|
118K
$2.25M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
BUY
|
- |
1.57KNew |
$28.4K - $32.7K
|
1.57K
$30K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.33K+ 2.27% |
$24.2K - $27.8K
|
59.9K
$1.15M
|
|
|
Jan 26, 2023
Q4 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
1.27K+ 5.66% |
$23K - $26.5K
|
23.6K
$452K
|
|
|
Feb 09, 2023
Q4 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1.25KNew |
$22.7K - $26.2K
|
1.25K
$23.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.2KNew |
$21.8K - $25.1K
|
1.2K
$23K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
982+ 0.82% |
$17.8K - $20.5K
|
120K
$2.31M
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
675New |
$12.3K - $14.1K
|
675
$12.9K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
586+ 3.02% |
$10.6K - $12.3K
|
20K
$382K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
258+ 1.02% |
$4.69K - $5.4K
|
25.6K
$490K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
256New |
$4.65K - $5.36K
|
256
$4.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
250New |
$4.54K - $5.23K
|
250
$4.79K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
123+ 0.83% |
$2.23K - $2.57K
|
14.9K
$286K
|
|
|
Feb 10, 2023
Q4 2022
|
Stone X Group Inc.
|
BUY
|
- |
83+ 0.58% |
$1.51K - $1.74K
|
14.4K
$276K
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
50+ 0.19% |
$908 - $1.05K
|
27K
$516K
|
|
|
Feb 07, 2023
Q4 2022
|
Richard W. Paul & Associates, LLC
Novi, MI |
BUY
|
- |
50New |
$908 - $1.05K
|
50
$957
|
|
|
Feb 09, 2023
Q4 2022
|
Shelton Wealth Management, LLC
|
BUY
|
- |
37+ 0.22% |
$672 - $774
|
17.1K
$327K
|
|
|
Jan 06, 2023
Q4 2022
|
Rise Advisors, LLC
|
BUY
|
- |
12+ 1.72% |
$218 - $251
|
711
$13.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
10+ 0.22% |
$182 - $209
|
4.57K
$87.4K
|
|
|
Jan 27, 2023
Q4 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
9+ 3.78% |
$163 - $188
|
247
$4.73K
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
3+ 1.35% |
$54.5 - $62.8
|
226
$4.33K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-25- 0.05% |
$454 - $523
|
50.9K
$975K
|