Purchases and Sales Made in Q1 2022 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q1 2022. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
660K+ 3909.02% |
$3.32M - $3.79M
|
677K
$3.44M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
584K+ 49.39% |
$2.94M - $3.35M
|
1.77M
$8.99M
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
207KNew |
$1.04M - $1.19M
|
207K
$1.06M
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
178K+ 11.22% |
$896K - $1.02M
|
1.77M
$8.99M
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
67.7KNew |
$341K - $389K
|
67.7K
$345K
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
36K+ 4.84% |
$181K - $206K
|
779K
$3.96M
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
31.9K+ 4.68% |
$160K - $183K
|
714K
$3.63M
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
20.8KNew |
$104K - $119K
|
20.8K
$106K
|
|
May 16, 2022
Q1 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.7KNew |
$89.1K - $102K
|
17.7K
$90.1K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
17.5K+ 14.47% |
$88K - $100K
|
138K
$704K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.9K+ 6.99% |
$74.7K - $85.3K
|
227K
$1.16M
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14.7KNew |
$74.1K - $84.6K
|
14.7K
$75K
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
11.9K+ 23.87% |
$59.7K - $68.1K
|
61.6K
$313K
|
|
May 13, 2022
Q1 2022
|
Bartlett & Co. LLC
|
BUY
|
- |
7KNew |
$35.2K - $40.2K
|
7K
$35.6K
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.32K+ 2.34% |
$26.8K - $30.5K
|
233K
$1.19M
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.54KNew |
$12.8K - $14.6K
|
2.54K
$12.9K
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.82K+ 2.71% |
$9.17K - $10.5K
|
69.1K
$352K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1KNew |
$5.03K - $5.74K
|
1K
$5.09K
|
|
Jun 17, 2022
Q1 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
500New |
$2.52K - $2.87K
|
500
$2.55K
|
|
May 11, 2022
Q1 2022
|
Us Bancorp \De\
|
BUY
|
- |
480+ 15.43% |
$2.41K - $2.76K
|
3.59K
$18.3K
|
|
Apr 12, 2022
Q1 2022
|
Rda Financial Network
|
BUY
|
- |
254+ 1.05% |
$1.28K - $1.46K
|
24.5K
$125K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12+ 0.06% |
$60.4 - $68.9
|
20.6K
$105K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-20- 0.2% |
$101 - $115
|
10.1K
$51.2K
|
|
May 02, 2022
Q1 2022
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-400Closed |
$2.01K - $2.3K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-400Closed |
$2.01K - $2.3K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.07K- 0.68% |
$5.4K - $6.16K
|
156K
$795K
|
|
Apr 14, 2022
Q1 2022
|
Northside Capital Management, LLC
|
SELL
|
- |
-1.72K- 0.14% |
$8.67K - $9.89K
|
1.25M
$6.34M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.09K- 1.25% |
$10.5K - $12K
|
166K
$844K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.58K- 5.93% |
$13K - $14.8K
|
41K
$208K
|
|
May 09, 2022
Q1 2022
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-2.98K- 1.08% |
$15K - $17.1K
|
272K
$1.38M
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.77K- 57.43% |
$19K - $21.7K
|
2.8K
$14.2K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.93K- 21.03% |
$19.7K - $22.5K
|
14.7K
$75K
|
|
Apr 11, 2022
Q1 2022
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-5K- 11.26% |
$25.2K - $28.7K
|
39.4K
$201K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.23K- 6.48% |
$31.3K - $35.8K
|
89.9K
$458K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.51K- 14.67% |
$32.8K - $37.4K
|
37.9K
$193K
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-10.7K- 34.11% |
$53.8K - $61.4K
|
20.7K
$105K
|
|
Apr 27, 2022
Q1 2022
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-13.6KClosed |
$68.5K - $78.2K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-16.2KClosed |
$81.5K - $93K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-22.5KClosed |
$113K - $129K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-24.3K- 3.48% |
$122K - $140K
|
676K
$3.44M
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-26K- 5.36% |
$131K - $150K
|
460K
$2.34M
|
|
May 13, 2022
Q1 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-33.5KClosed |
$169K - $192K
|
0
$0
|
|
May 05, 2022
Q1 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-41.4K- 18.96% |
$208K - $238K
|
177K
$901K
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-216K- 94.56% |
$1.09M - $1.24M
|
12.4K
$63.3K
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-219K- 95.49% |
$1.1M - $1.26M
|
10.4K
$52.7K
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-236K- 7.73% |
$1.19M - $1.36M
|
2.82M
$14.4M
|