Purchases and Sales Made in Q1 2022 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q1 2022. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
223K+ 197.39% |
$6.51M - $7.42M
|
337K
$11.5M
|
|
May 12, 2022
Q1 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
178K+ 159.63% |
$5.19M - $5.91M
|
290K
$9.9M
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
84.2K+ 137.47% |
$2.45M - $2.8M
|
145K
$4.97M
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
52.7K+ 21.48% |
$1.54M - $1.75M
|
298K
$10.2M
|
|
May 02, 2022
Q1 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
22.9K+ 10.6% |
$668K - $761K
|
239K
$8.18M
|
|
Apr 21, 2022
Q1 2022
|
Bck Partners, Inc.
|
BUY
|
- |
22.5KNew |
$657K - $749K
|
22.5K
$771K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.1K+ 39.95% |
$555K - $633K
|
66.8K
$2.28M
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
16.9K+ 6.71% |
$493K - $562K
|
269K
$9.2M
|
|
Apr 13, 2022
Q1 2022
|
Bard Financial Services, Inc.
|
BUY
|
- |
16.1K+ 2.71% |
$469K - $534K
|
609K
$20.8M
|
|
May 10, 2022
Q1 2022
|
Amg National Trust Bank
|
BUY
|
- |
15.8KNew |
$460K - $524K
|
15.8K
$540K
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
13.2K+ 178.12% |
$385K - $439K
|
20.6K
$706K
|
|
May 16, 2022
Q1 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
11.3KNew |
$329K - $375K
|
11.3K
$386K
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
10.5K+ 42.72% |
$306K - $349K
|
35.1K
$1.2M
|
|
May 12, 2022
Q1 2022
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
10.1KNew |
$294K - $336K
|
10.1K
$346K
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
9.87K+ 15.97% |
$288K - $328K
|
71.7K
$2.45M
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
8.07K+ 17.53% |
$235K - $268K
|
54.1K
$1.85M
|
|
May 04, 2022
Q1 2022
|
Arvest Trust CO N A
Rogers, AR |
BUY
|
- |
7.66KNew |
$223K - $255K
|
7.66K
$262K
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
6.84K+ 1.54% |
$199K - $227K
|
452K
$15.4M
|
|
May 16, 2022
Q1 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
6.69KNew |
$195K - $222K
|
6.69K
$229K
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
6.67KNew |
$194K - $221K
|
6.67K
$228K
|
|
Apr 20, 2022
Q1 2022
|
Uncommon Cents Investing LLC
|
BUY
|
- |
6.28K+ 3.89% |
$183K - $209K
|
168K
$5.73M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.1K+ 12.63% |
$178K - $203K
|
54.4K
$1.86M
|
|
May 11, 2022
Q1 2022
|
Stonehage Fleming Financial Services Holdings LTD
|
BUY
|
- |
5.99KNew |
$175K - $199K
|
5.99K
$205K
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
4.81K+ 16.48% |
$140K - $160K
|
34K
$1.16M
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.57K+ 6.81% |
$133K - $152K
|
71.6K
$2.45M
|
|
May 13, 2022
Q1 2022
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
4.48K+ 4484.0% |
$131K - $149K
|
4.58K
$157K
|
|
Apr 14, 2022
Q1 2022
|
Stolper CO
|
BUY
|
- |
3.09K+ 5.9% |
$90.1K - $103K
|
55.5K
$1.9M
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.69K+ 1.58% |
$78.2K - $89.2K
|
172K
$5.89M
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
2.23K+ 26.85% |
$64.8K - $73.9K
|
10.5K
$360K
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
2.05KNew |
$59.7K - $68K
|
2.05K
$70K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2K+ 1250.0% |
$58.3K - $66.4K
|
2.16K
$73.9K
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
BUY
|
- |
1.84K+ 3.46% |
$53.6K - $61.1K
|
55K
$1.88M
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.39K+ 7.99% |
$40.4K - $46.1K
|
18.8K
$642K
|
|
May 16, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.38K+ 8.56% |
$40.1K - $45.8K
|
17.5K
$598K
|
|
May 03, 2022
Q1 2022
|
Dubuque Bank & Trust CO
|
BUY
|
- |
1.21K+ 0.44% |
$35.4K - $40.3K
|
279K
$9.55M
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.08KNew |
$31.4K - $35.8K
|
1.08K
$36.9K
|
|
May 11, 2022
Q1 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
896+ 3.44% |
$26.1K - $29.8K
|
27K
$922K
|
|
May 05, 2022
Q1 2022
|
James Hambro & Partners
|
BUY
|
- |
660+ 10.35% |
$19.2K - $21.9K
|
7.04K
$241K
|
|
May 13, 2022
Q1 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
500+ 3.14% |
$14.6K - $16.6K
|
16.4K
$561K
|
|
May 13, 2022
Q1 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
263+ 1.98% |
$7.66K - $8.73K
|
13.5K
$462K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
200New |
$5.83K - $6.64K
|
200
$6.84K
|
|
Apr 21, 2022
Q1 2022
|
Successful Portfolios LLC
|
BUY
|
- |
189+ 0.55% |
$5.51K - $6.28K
|
34.8K
$1.19M
|
|
May 05, 2022
Q1 2022
|
Strategic Capital Advisers, Inc.
|
BUY
|
- |
173+ 0.77% |
$5.04K - $5.75K
|
22.5K
$771K
|
|
Apr 15, 2022
Q1 2022
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
97+ 0.89% |
$2.83K - $3.22K
|
11K
$376K
|
|
May 13, 2022
Q1 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
94+ 0.71% |
$2.74K - $3.12K
|
13.4K
$457K
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
72+ 0.33% |
$2.1K - $2.39K
|
22K
$751K
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
60+ 0.81% |
$1.75K - $1.99K
|
7.5K
$256K
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
59+ 19.67% |
$1.72K - $1.96K
|
359
$12.3K
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
29+ 0.15% |
$845 - $963
|
19.1K
$655K
|
|
Apr 26, 2022
Q1 2022
|
Altus Wealth Management, LLC
|
BUY
|
- |
23+ 0.34% |
$670 - $764
|
6.83K
$234K
|