Paul Gu Upstart Holdings, Inc. (UPST) insider trading activity

Paul Gu is Chief Technology Offier of Upstart Holdings, Inc.. Currently has a direct ownership of 878,565 shares of UPST, which is worth approximately $30.2 Million. The most recent transaction as insider was on Dec 19, 2022, when has been sold 50,876 shares (Common Stock) at a price of $0.43 per share, resulting in proceeds of $21,876. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 879K

1.8% 3M change

1.27% 12M change

Total Value Held $30.2 Million

Paul Gu Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Dec 19 2022	BUY Exercise of conversion of derivative security	$21,876 $0.43 p/Share	50,876 Added 6.43%	739,859 Common Stock
Nov 30 2022	BUY Grant, award, or other acquisition	-	229,689 Added 25.0%	688,983 Common Stock
Mar 01 2022	SELL Open market or private sale	$320,020 $160.01 p/Share	2,000 Reduced 0.43%	459,294 Common Stock
Mar 01 2022	BUY Exercise of conversion of derivative security	$860 $0.43 p/Share	2,000 Added 0.43%	461,294 Common Stock
Jan 04 2022	BUY Exercise of conversion of derivative security	$124,290 $2.98 p/Share	41,708 Added 8.33%	459,120 Common Stock
Nov 15 2021	SELL Open market or private sale	$9,630,660 $246.94 p/Share	39,000 Reduced 8.54%	417,412 Common Stock
Nov 15 2021	BUY Exercise of conversion of derivative security	$116,590 $1.31 p/Share	89,000 Added 16.32%	456,412 Common Stock
Nov 10 2021	BUY Exercise of conversion of derivative security	$33,750 $1.35 p/Share	25,000 Added 6.37%	367,412 Common Stock
Nov 09 2021	BUY Exercise of conversion of derivative security	$33,750 $1.35 p/Share	25,000 Added 6.8%	342,412 Common Stock
Oct 27 2021	BUY Exercise of conversion of derivative security	$27,000 $1.35 p/Share	20,000 Added 5.93%	317,412 Common Stock
Oct 26 2021	BUY Exercise of conversion of derivative security	$27,000 $1.35 p/Share	20,000 Added 6.3%	297,412 Common Stock
Oct 15 2021	SELL Open market or private sale	$60,679,402 $391.48 p/Share	155,000 Reduced 35.85%	277,412 Common Stock
Oct 15 2021	BUY Exercise of conversion of derivative security	$51,150 $0.33 p/Share	155,000 Added 26.39%	432,412 Common Stock
Sep 15 2021	SELL Open market or private sale	$41,811,250 $269.75 p/Share	155,000 Reduced 35.85%	277,412 Common Stock
Sep 15 2021	BUY Exercise of conversion of derivative security	$35,650 $0.23 p/Share	155,000 Added 26.39%	432,412 Common Stock
Aug 19 2021	BUY Exercise of conversion of derivative security	$27,000 $1.35 p/Share	20,000 Added 6.72%	277,412 Common Stock
Aug 16 2021	SELL Open market or private sale	$31,235,601 $201.52 p/Share	155,000 Reduced 37.77%	255,412 Common Stock
Aug 16 2021	BUY Exercise of conversion of derivative security	$29,450 $0.19 p/Share	155,000 Added 27.41%	410,412 Common Stock
Jul 14 2021	BUY Exercise of conversion of derivative security	$21,500 $2.15 p/Share	10,000 Added 3.77%	255,412 Common Stock
Jul 13 2021	BUY Exercise of conversion of derivative security	$21,500 $2.15 p/Share	10,000 Added 3.92%	245,412 Common Stock
Mar 20 2021	BUY Grant, award, or other acquisition	-	25,412 Added 9.74%	235,412 Common Stock
Mar 05 2021	BUY Exercise of conversion of derivative security	$21,500 $2.15 p/Share	10,000 Added 4.55%	210,000 Common Stock
Dec 18 2020	SELL Open market or private sale	$3,964,106 $18.6 p/Share	213,124 Reduced 51.59%	200,000 Common Stock
Dec 15 2020	BUY Exercise of conversion of derivative security	$31,969 $0.15 p/Share	213,124 Added 34.03%	413,124 Common Stock

Paul Gu

Chief Technology Offier

San Mateo, CA

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