Paul Gu Upstart Holdings, Inc. (UPST) insider trading activity

Paul Gu is Chief Technology Offier of Upstart Holdings, Inc.. Currently has a direct ownership of 1.15 Million shares of UPST, which is worth approximately $91.8 Million. The most recent transaction as insider was on Nov 15, 2024, when has been sold 65,000 shares (Common Stock) at a price of $1.17 per share, resulting in proceeds of $76,050. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 1.15M

4.56% 3M change

28.23% 12M change

Total Value Held $91.8 Million

Paul Gu Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Nov 15 2024	BUY Exercise of conversion of derivative security	$76,050 $1.17 p/Share	65,000 Added 6.44%	943,565 Common Stock
Oct 14 2024	SELL Open market or private sale	$1,005,200 $50.26 p/Share	20,000 Reduced 2.23%	878,565 Common Stock
Oct 14 2024	BUY Exercise of conversion of derivative security	$23,400 $1.17 p/Share	20,000 Added 2.18%	898,565 Common Stock
Oct 04 2024	SELL Open market or private sale	$352,880 $40.1 p/Share	8,800 Reduced 0.99%	878,565 Common Stock
Oct 04 2024	BUY Exercise of conversion of derivative security	$10,296 $1.17 p/Share	8,800 Added 0.98%	887,365 Common Stock
Oct 01 2024	SELL Open market or private sale	$1,429,900 $39.5 p/Share	36,200 Reduced 3.96%	878,565 Common Stock
Oct 01 2024	BUY Exercise of conversion of derivative security	$42,354 $1.17 p/Share	36,200 Added 3.81%	914,765 Common Stock
Sep 03 2024	SELL Open market or private sale	$1,821,599 $40.48 p/Share	45,000 Reduced 4.87%	878,565 Common Stock
Sep 03 2024	BUY Exercise of conversion of derivative security	$52,650 $1.17 p/Share	45,000 Added 4.65%	923,565 Common Stock
Aug 20 2024	SELL Open market or private sale	$620,391 $38.62 p/Share	16,064 Reduced 1.8%	878,565 Common Stock
Aug 19 2024	SELL Open market or private sale	$400,100 $40.01 p/Share	10,000 Reduced 1.11%	894,629 Common Stock
Aug 19 2024	BUY Exercise of conversion of derivative security	$11,700 $1.17 p/Share	10,000 Added 1.09%	904,629 Common Stock
Aug 15 2024	SELL Open market or private sale	$1,308,300 $37.38 p/Share	35,000 Reduced 3.76%	894,629 Common Stock
Aug 15 2024	BUY Exercise of conversion of derivative security	$40,950 $1.17 p/Share	35,000 Added 3.63%	929,629 Common Stock
Jul 15 2024	SELL Open market or private sale	$300,500 $30.05 p/Share	10,000 Reduced 1.11%	894,629 Common Stock
Jul 15 2024	BUY Exercise of conversion of derivative security	$11,700 $1.17 p/Share	10,000 Added 1.09%	904,629 Common Stock
Jul 11 2024	SELL Open market or private sale	$258,800 $25.88 p/Share	10,000 Reduced 1.11%	894,629 Common Stock
Jul 11 2024	BUY Exercise of conversion of derivative security	$11,700 $1.17 p/Share	10,000 Added 1.09%	904,629 Common Stock
Jul 01 2024	SELL Open market or private sale	$117,600 $23.52 p/Share	5,000 Reduced 0.56%	894,629 Common Stock
Jul 01 2024	BUY Exercise of conversion of derivative security	$5,850 $1.17 p/Share	5,000 Added 0.55%	899,629 Common Stock
Jun 03 2024	SELL Open market or private sale	$378,000 $25.2 p/Share	15,000 Reduced 1.65%	894,629 Common Stock
Jun 03 2024	BUY Exercise of conversion of derivative security	$17,550 $1.17 p/Share	15,000 Added 1.62%	909,629 Common Stock
May 20 2024	SELL Open market or private sale	$387,504 $25.61 p/Share	15,131 Reduced 1.66%	894,629 Common Stock
May 17 2024	BUY Exercise of conversion of derivative security	$143,536 $8.88 p/Share	16,164 Added 1.75%	909,760 Common Stock
May 15 2024	SELL Open market or private sale	$2,361,600 $29.52 p/Share	80,000 Reduced 8.22%	893,596 Common Stock

Paul Gu

Chief Technology Offier

San Mateo, CA

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