Purchases and Sales Made in Q1 2022 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q1 2022. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
156KNew |
$1.3M - $1.49M
|
156K
$1.03M
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
84.7K+ 2308.61% |
$710K - $811K
|
88.4K
$584K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
56.2K+ 455.45% |
$471K - $538K
|
68.6K
$453K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
50.8K+ 63.2% |
$426K - $486K
|
131K
$868K
|
|
|
Apr 29, 2022
Q1 2022
|
Mcdonald Partners LLC
|
BUY
|
- |
47.5KNew |
$398K - $454K
|
47.5K
$314K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
26K+ 8.79% |
$218K - $249K
|
321K
$2.13M
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.9KNew |
$116K - $133K
|
13.9K
$91.9K
|
|
|
May 06, 2022
Q1 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
11.2K+ 8.62% |
$93.9K - $107K
|
141K
$933K
|
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
10.5K+ 5.36% |
$88.3K - $101K
|
207K
$1.37M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
10K+ 8.29% |
$84.2K - $96.1K
|
131K
$868K
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
5.11K+ 34.62% |
$42.9K - $48.9K
|
19.9K
$131K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.89K+ 7.9% |
$40.9K - $46.8K
|
66.7K
$441K
|
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.43K+ 6.21% |
$37.1K - $42.4K
|
75.8K
$501K
|
|
|
May 20, 2022
Q1 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
4.14K+ 24.87% |
$34.7K - $39.6K
|
20.8K
$137K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.76K+ 11.79% |
$31.5K - $36K
|
35.7K
$236K
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
BUY
|
- |
3.5KNew |
$29.3K - $33.5K
|
3.5K
$23.1K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.06K+ 8.35% |
$25.6K - $29.2K
|
39.6K
$262K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.52K+ 18.55% |
$21.1K - $24.1K
|
16.1K
$106K
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1K+ 1.84% |
$8.4K - $9.59K
|
55.4K
$366K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
943+ 2.32% |
$7.9K - $9.02K
|
41.6K
$275K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
700New |
$5.87K - $6.7K
|
700
$4.63K
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
322+ 0.59% |
$2.7K - $3.08K
|
54.7K
$362K
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
204+ 0.56% |
$1.71K - $1.95K
|
36.5K
$241K
|
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$1.68K - $1.91K
|
200
$1.32K
|
|
|
May 06, 2022
Q1 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
176+ 2.42% |
$1.47K - $1.68K
|
7.44K
$49.2K
|
|
|
Apr 29, 2022
Q1 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
30+ 2.54% |
$251 - $287
|
1.21K
$7.99K
|
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
24+ 0.96% |
$201 - $230
|
2.52K
$16.7K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-100- 0.05% |
$838 - $957
|
185K
$1.23M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 1.7% |
$8.38K - $9.57K
|
57.7K
$381K
|
|
|
May 09, 2022
Q1 2022
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-10.1KClosed |
$84.2K - $96.2K
|
0
$0
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-11KClosed |
$92.2K - $105K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-12.9KClosed |
$108K - $123K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-13.1KClosed |
$109K - $125K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-16.6K- 8.93% |
$139K - $159K
|
169K
$1.12M
|
|
|
May 10, 2022
Q1 2022
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-154KClosed |
$1.29M - $1.47M
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-154K- 77.91% |
$1.29M - $1.48M
|
43.7K
$289K
|