Latest Institutional Sells of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This list provides information on the latest institutional transactions involving Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-29.8K- 91.85% |
$208K - $217K
|
2.64K
$18K
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-29.6K- 78.34% |
$206K - $216K
|
8.18K
$55.8K
|
|
Aug 06, 2024
Q2 2024
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-22.9K- 63.04% |
$160K - $167K
|
13.4K
$91.7K
|
|
Jul 24, 2024
Q2 2024
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-13.4K- 35.41% |
$93.5K - $97.8K
|
24.5K
$167K
|
|
Aug 12, 2024
Q2 2024
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-6.96K- 45.0% |
$48.5K - $50.7K
|
8.51K
$58K
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-4.53K- 2.11% |
$31.5K - $33K
|
209K
$1.43M
|
|
Jul 30, 2024
Q2 2024
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.76K- 7.04% |
$19.3K - $20.1K
|
36.5K
$249K
|
|
Jul 23, 2024
Q2 2024
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-2.5K- 2.96% |
$17.4K - $18.2K
|
82K
$559K
|
|
Aug 12, 2024
Q2 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.05K- 0.66% |
$7.32K - $7.65K
|
159K
$1.08M
|
|
Aug 13, 2024
Q2 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-354- 98.61% |
$2.47K - $2.58K
|
5
$34.1
|
|
Jul 09, 2024
Q2 2024
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-207- 1.32% |
$1.44K - $1.51K
|
15.5K
$105K
|
|
Q1 2024 | |||||||
May 15, 2024
Q1 2024
|
Castle Knight Management LP
New York, NY |
SELL
|
- |
-27K- 29.03% |
$189K - $209K
|
66K
$450K
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.43K- 11.92% |
$24K - $26.5K
|
25.4K
$173K
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-29- 0.02% |
$203 - $224
|
125K
$853K
|
|
Q4 2023 | |||||||
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.2K- 99.95% |
$14.3K - $15.9K
|
1
$6.82
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-1.25K- 31.21% |
$8.11K - $9.06K
|
2.76K
$18.8K
|
|
Q3 2023 | |||||||
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
SELL
|
- |
-3.05K- 13.96% |
$20.1K - $22K
|
18.8K
$128K
|
|
Q4 2022 | |||||||
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14.8KClosed |
$88.9K - $100K
|
0
$0
|
|
Q3 2022 | |||||||
Nov 10, 2022
Q3 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-1.02M- 99.79% |
$6.05M - $26.1M
|
2.13K
$14.5K
|
|
Oct 13, 2022
Q3 2022
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-20KClosed |
$119K - $512K
|
0
$0
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.41K- 8.16% |
$44K - $190K
|
83.4K
$569K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-4.34K- 22.72% |
$25.8K - $111K
|
14.7K
$101K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.63K- 8.43% |
$9.69K - $41.8K
|
17.7K
$121K
|
|
Q2 2022 | |||||||
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-76.2KClosed |
$515K - $653K
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.5KClosed |
$23.6K - $30K
|
0
$0
|
|
Q1 2022 | |||||||
May 10, 2022
Q1 2022
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-154KClosed |
$1.29M - $1.47M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-13.1KClosed |
$109K - $125K
|
0
$0
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-11KClosed |
$92.2K - $105K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-10.1KClosed |
$84.2K - $96.2K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.81KClosed |
$23.9K - $26.6K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-2.66KClosed |
$22.6K - $25.2K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-11.9KClosed |
$101K - $116K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-5KClosed |
$42.6K - $48.9K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-200Closed |
$1.7K - $1.95K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-30Closed |
$255 - $293
|
0
$0
|
|
Q2 2021 | |||||||
Aug 10, 2021
Q2 2021
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-3.63KClosed |
$30.7K - $34.6K
|
0
$0
|
|
Q1 2021 | |||||||
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-240Closed |
$1.79K - $2.24K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 03, 2021
Q4 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-31KClosed |
$187K - $248K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-31.2KClosed |
$183K - $205K
|
0
$0
|
|
Q2 2020 | |||||||
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-136KClosed |
$582K - $780K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-73.7KClosed |
$315K - $423K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.78KClosed |
$11.8K - $15.9K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-200Closed |
$854 - $1.15K
|
0
$0
|
|
Q1 2020 | |||||||
May 18, 2020
Q1 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-200KClosed |
$815K - $1.67M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-13.1KClosed |
$53.3K - $109K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-10.1KClosed |
$41.4K - $84.7K
|
0
$0
|
|
Q4 2019 | |||||||
Jan 29, 2020
Q4 2019
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-30.7KClosed |
$245K - $277K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Cutler Group LP
|
SELL
|
- |
-3.29KClosed |
$26.3K - $29.6K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.4KClosed |
$19.2K - $21.6K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-201KClosed |
$1.84M - $2.06M
|
0
$0
|