Latest Institutional Transactions on Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information on the latest institutional transactions involving Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-5K- 94.41% |
$26.3K - $28.6K
|
296
$1.42K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
544+ 2.18% |
$2.86K - $3.11K
|
25.5K
$122K
|
|
|
Nov 17, 2025
Q3 2025
|
Abel Hall, LLC
Baton Rouge, LA |
BUY
|
- |
20KNew |
$105K - $114K
|
20K
$95.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
85.1K+ 807.17% |
$447K - $486K
|
95.6K
$458K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
636K+ 514.16% |
$3.34M - $3.63M
|
760K
$3.64M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.97K- 66.54% |
$20.8K - $22.7K
|
2K
$9.56K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-65.5K- 30.82% |
$344K - $374K
|
147K
$704K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-50.2K- 70.16% |
$264K - $287K
|
21.4K
$102K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.76K+ 11.5% |
$46K - $50K
|
84.9K
$407K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
9.13K+ 30.77% |
$47.9K - $52.1K
|
38.8K
$186K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
47.2KNew |
$248K - $270K
|
47.2K
$226K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-35.8K- 69.85% |
$188K - $205K
|
15.5K
$74.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
37.9KNew |
$199K - $216K
|
37.9K
$181K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-10.4K- 31.16% |
$54.5K - $59.3K
|
23K
$110K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-76.5K- 69.22% |
$401K - $437K
|
34K
$163K
|
|
|
Nov 14, 2025
Q3 2025
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
138+ 1.12% |
$725 - $788
|
12.5K
$59.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
48.4KNew |
$254K - $276K
|
48.4K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
24.7KNew |
$130K - $141K
|
24.7K
$118K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-854- 2.42% |
$4.48K - $4.88K
|
34.5K
$165K
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-296K- 52.43% |
$1.55M - $1.69M
|
268K
$1.29M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-16.4K- 8.96% |
$85.9K - $93.4K
|
166K
$796K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
168K+ 66.76% |
$884K - $961K
|
420K
$2.01M
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
500New |
$2.63K - $2.86K
|
500
$2.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
2.01M+ 358.51% |
$10.6M - $11.5M
|
2.57M
$12.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Nine Masts Capital LTD
|
BUY
|
- |
94.8KNew |
$498K - $541K
|
94.8K
$454K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
182K+ 112.82% |
$957K - $1.04M
|
344K
$1.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1.19MNew |
$6.23M - $6.77M
|
1.19M
$5.68M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
131KNew |
$688K - $748K
|
131K
$628K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
24.2K+ 10.8% |
$127K - $138K
|
249K
$1.19M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
302+ 15.1% |
$1.59K - $1.72K
|
2.3K
$11K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-304- 0.16% |
$1.6K - $1.74K
|
193K
$926K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.18K- 2.09% |
$11.5K - $12.5K
|
102K
$490K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.92KNew |
$10.1K - $11K
|
1.92K
$9.19K
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
1New |
$5.25 - $5.71
|
1
$4.79
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-53.8K- 14.05% |
$282K - $307K
|
329K
$1.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
447K+ 160.57% |
$2.35M - $2.55M
|
726K
$3.48M
|
|
|
Nov 12, 2025
Q3 2025
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
10.6KNew |
$55.4K - $60.2K
|
10.6K
$50.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
15.8K+ 5.58% |
$82.8K - $90.1K
|
299K
$1.43M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
5.58K+ 5.2% |
$29.3K - $31.9K
|
113K
$541K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
3.5K+ 33.33% |
$18.4K - $20K
|
14K
$67.1K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
1.12K+ 4.59% |
$5.86K - $6.38K
|
25.5K
$122K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-3.51K- 7.12% |
$18.4K - $20K
|
45.8K
$219K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-21.9K- 4.79% |
$115K - $125K
|
435K
$2.09M
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-130K- 26.8% |
$682K - $742K
|
355K
$1.7M
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.08K- 14.31% |
$16.2K - $17.6K
|
18.4K
$88.3K
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
3.53K+ 3.32% |
$18.5K - $20.1K
|
110K
$525K
|
|
|
Oct 29, 2025
Q3 2025
|
Beacon Financial Advisory LLC
|
BUY
|
- |
879+ 4.94% |
$4.61K - $5.02K
|
18.7K
$89.4K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
620New |
$3.26K - $3.54K
|
620
$2.97K
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-61.8K- 37.53% |
$324K - $353K
|
103K
$492K
|
|