Latest Institutional Transactions on Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information on the latest institutional transactions involving Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
60.8K+ 395.78% |
$319K - $360K
|
76.1K
$430K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
2.5KNew |
$13.1K - $14.8K
|
2.5K
$14.1K
|
|
|
Aug 19, 2025
Q2 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-7K- 24.55% |
$36.8K - $41.4K
|
21.5K
$122K
|
|
|
Aug 19, 2025
Q2 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
25KNew |
$131K - $148K
|
25K
$141K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.8K- 8.7% |
$61.9K - $69.8K
|
124K
$699K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.5K+ 23.25% |
$70.9K - $80K
|
71.6K
$405K
|
|
|
Aug 14, 2025
Q2 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-6.72K- 18.47% |
$35.3K - $39.8K
|
29.7K
$168K
|
|
|
Aug 14, 2025
Q2 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-2.11K- 3.95% |
$11.1K - $12.5K
|
51.3K
$290K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-18.4KClosed |
$96.4K - $109K
|
0
$0
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.1K- 66.95% |
$53.2K - $60K
|
5K
$28.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-36.7K- 16.74% |
$193K - $217K
|
182K
$1.03M
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
561KNew |
$2.95M - $3.32M
|
561K
$3.17M
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
213KNew |
$1.12M - $1.26M
|
213K
$1.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.97KNew |
$31.3K - $35.3K
|
5.97K
$33.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
12.5KNew |
$65.4K - $73.7K
|
12.5K
$70.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
20.3K+ 11.7% |
$106K - $120K
|
194K
$1.09M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-4.47K- 11.24% |
$23.5K - $26.5K
|
35.3K
$200K
|
|
|
Aug 14, 2025
Q2 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-866- 3.44% |
$4.55K - $5.13K
|
24.3K
$138K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-50.8K- 31.49% |
$267K - $301K
|
110K
$624K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.9K+ 41.56% |
$104K - $118K
|
67.7K
$383K
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
388+ 1.82% |
$2.04K - $2.3K
|
21.7K
$123K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-22.6K- 9.16% |
$119K - $134K
|
224K
$1.27M
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
46.8K+ 40.83% |
$246K - $277K
|
161K
$912K
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
237K+ 1534.91% |
$1.24M - $1.4M
|
252K
$1.42M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
823+ 0.67% |
$4.32K - $4.87K
|
124K
$701K
|
|
|
Aug 13, 2025
Q2 2025
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-38.1K- 12.02% |
$200K - $225K
|
279K
$1.57M
|
|
|
Aug 12, 2025
Q2 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-40.2K- 8.09% |
$211K - $238K
|
457K
$2.58M
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
327K+ 138.23% |
$1.72M - $1.94M
|
564K
$3.19M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25.7K+ 7.2% |
$135K - $152K
|
383K
$2.16M
|
|
|
Aug 12, 2025
Q2 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
956+ 4.04% |
$5.02K - $5.66K
|
24.6K
$139K
|
|
|
Aug 11, 2025
Q2 2025
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
1.28K+ 11.5% |
$6.69K - $7.55K
|
12.4K
$69.8K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
17.6KNew |
$92.3K - $104K
|
17.6K
$99.3K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
3.57K+ 3.44% |
$18.7K - $21.1K
|
107K
$607K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-6.26K- 37.26% |
$32.8K - $37K
|
10.5K
$59.5K
|
|
|
Aug 07, 2025
Q2 2025
|
Advyzon Investment Management, LLC
Lisle, IL |
BUY
|
- |
450+ 4.03% |
$2.36K - $2.66K
|
11.6K
$65.6K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
5K+ 1689.19% |
$26.3K - $29.6K
|
5.3K
$29.9K
|
|
|
Aug 07, 2025
Q2 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
9.52K+ 9.86% |
$50K - $56.4K
|
106K
$599K
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
10.4K+ 45.27% |
$54.5K - $61.5K
|
33.3K
$188K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.93K- 7.85% |
$20.6K - $23.3K
|
46.1K
$261K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.65K- 3.23% |
$8.64K - $9.74K
|
49.3K
$279K
|
|
|
Aug 06, 2025
Q2 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.34K+ 4.04% |
$7.02K - $7.92K
|
34.5K
$195K
|
|
|
Aug 05, 2025
Q2 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-3.74K- 99.97% |
$19.6K - $22.2K
|
1
$5.65
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
194KNew |
$1.02M - $1.15M
|
194K
$1.1M
|
|
|
Aug 01, 2025
Q2 2025
|
Brookwood Investment Group LLC
Phoenix, AZ |
BUY
|
- |
17.9K+ 48.55% |
$93.9K - $106K
|
54.8K
$309K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-91.5K- 46.67% |
$480K - $542K
|
105K
$591K
|
|
|
Jul 29, 2025
Q2 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-25.5K- 13.43% |
$134K - $151K
|
165K
$930K
|
|
|
Jul 24, 2025
Q2 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
21.2K+ 84.46% |
$111K - $126K
|
46.3K
$262K
|
|
|
Jul 22, 2025
Q2 2025
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
3.74KNew |
$19.6K - $22.1K
|
3.74K
$21.1K
|
|
|
Jul 22, 2025
Q2 2025
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
612+ 4.04% |
$3.21K - $3.62K
|
15.8K
$89.1K
|