Latest Institutional Transactions on Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information on the latest institutional transactions involving Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2025
Q3 2025
|
Matisse Capital
|
BUY
|
- |
263KNew |
$1.38M - $1.5M
|
263K
$1.26M
|
|
|
Oct 28, 2025
Q3 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.31K+ 3.79% |
$6.85K - $7.45K
|
35.8K
$171K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.2K- 22.2% |
$53.8K - $58.5K
|
35.9K
$172K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.59K- 11.94% |
$13.6K - $14.8K
|
19.1K
$91.6K
|
|
|
Oct 21, 2025
Q3 2025
|
Brookwood Investment Group LLC
Phoenix, AZ |
BUY
|
- |
12+ 0.02% |
$63 - $68.5
|
54.8K
$262K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
27.9K+ 60.16% |
$146K - $159K
|
74.2K
$355K
|
|
|
Oct 16, 2025
Q3 2025
|
Halbert Hargrove Global Advisors, LLC
|
BUY
|
- |
10KNew |
$52.5K - $57.1K
|
10K
$47.9K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
1.5KNew |
$7.88K - $8.57K
|
1.5K
$7.19K
|
|
|
Oct 10, 2025
Q3 2025
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
18.2KNew |
$95.4K - $104K
|
18.2K
$87K
|
|
|
Oct 09, 2025
Q3 2025
|
Meadowbrook Wealth Management, LLC
Garden City, NY |
BUY
|
- |
52.7KNew |
$277K - $301K
|
52.7K
$252K
|
|
|
Oct 08, 2025
Q3 2025
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
598+ 3.79% |
$3.14K - $3.41K
|
16.4K
$78.4K
|
|
|
Oct 07, 2025
Q3 2025
|
Freestate Advisors LLC
Overland Park, KS |
BUY
|
- |
468+ 3.81% |
$2.46K - $2.67K
|
12.8K
$61.1K
|
|
| Q2 2025 | |||||||
|
Dec 23, 2025
Q2 2025
|
Triumph Capital Management
|
SELL
|
- |
-24.7K- 19.39% |
$129K - $146K
|
102K
$491K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.9K+ 41.56% |
$104K - $118K
|
67.7K
$324K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
2.5KNew |
$13.1K - $14.8K
|
2.5K
$12K
|
|
|
Aug 14, 2025
Q2 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
12.5KNew |
$65.4K - $73.7K
|
12.5K
$59.7K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.1K- 66.95% |
$53.2K - $60K
|
5K
$24K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
823+ 0.67% |
$4.32K - $4.87K
|
124K
$594K
|
|
|
Aug 12, 2025
Q2 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
956+ 4.04% |
$5.02K - $5.66K
|
24.6K
$118K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
17.6KNew |
$92.3K - $104K
|
17.6K
$84.2K
|
|
|
Aug 07, 2025
Q2 2025
|
Advyzon Investment Management, LLC
Lisle, IL |
BUY
|
- |
450+ 4.03% |
$2.36K - $2.66K
|
11.6K
$55.6K
|
|
|
Aug 05, 2025
Q2 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-3.74K- 99.97% |
$19.6K - $22.2K
|
1
$4.79
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
194KNew |
$1.02M - $1.15M
|
194K
$931K
|
|
|
Jul 22, 2025
Q2 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
15.9KNew |
$83.6K - $94.2K
|
15.9K
$76.3K
|
|
|
Jul 22, 2025
Q2 2025
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
3.74KNew |
$19.6K - $22.1K
|
3.74K
$17.9K
|
|
|
Jul 21, 2025
Q2 2025
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
7.97K+ 50.89% |
$41.8K - $47.2K
|
23.6K
$113K
|
|
| Q1 2025 | |||||||
|
Jul 31, 2025
Q1 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-10.2KClosed |
$60.4K - $69.3K
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-300- 0.12% |
$1.77K - $2.03K
|
248K
$1.19M
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
222K+ 21.41% |
$1.31M - $1.5M
|
1.26M
$6.03M
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1New |
$5.91 - $6.78
|
1
$4.79
|
|
|
May 14, 2025
Q1 2025
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-23.7K- 99.52% |
$140K - $161K
|
114
$546
|
|
|
May 13, 2025
Q1 2025
|
Summitry LLC
Foster City, CA |
BUY
|
- |
15K+ 150.0% |
$88.7K - $102K
|
25K
$120K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.99K- 15.36% |
$11.8K - $13.5K
|
11K
$52.5K
|
|
|
May 08, 2025
Q1 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
460+ 1.18% |
$2.72K - $3.12K
|
39.5K
$189K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
33.8K+ 22.38% |
$200K - $229K
|
185K
$886K
|
|
|
May 01, 2025
Q1 2025
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
27KNew |
$160K - $183K
|
27K
$129K
|
|
|
Apr 30, 2025
Q1 2025
|
M&T Bank Corp
|
BUY
|
- |
42.9KNew |
$254K - $291K
|
42.9K
$206K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
718KNew |
$4.24M - $4.87M
|
718K
$3.44M
|
|
|
Apr 28, 2025
Q1 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
21.3KNew |
$126K - $144K
|
21.3K
$102K
|
|
|
Apr 25, 2025
Q1 2025
|
Naviter Wealth, LLC
|
SELL
|
- |
-10.9K- 52.21% |
$64.6K - $74.1K
|
10K
$47.9K
|
|
|
Apr 23, 2025
Q1 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
10.8KNew |
$64.1K - $73.5K
|
10.8K
$51.9K
|
|
|
Apr 22, 2025
Q1 2025
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
1.79KNew |
$10.5K - $12.1K
|
1.79K
$8.55K
|
|
|
Apr 17, 2025
Q1 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$1.18K - $1.36K
|
200
$958
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
2KNew |
$11.8K - $13.6K
|
2K
$9.58K
|
|
| Q4 2024 | |||||||
|
Feb 25, 2025
Q4 2024
|
Swan Capital LLC
Pensacola, FL |
BUY
|
- |
1.23KNew |
$7.84K - $8.79K
|
1.23K
$5.89K
|
|
|
Feb 14, 2025
Q4 2024
|
Talon Private Wealth, LLC
The Villages, FL |
BUY
|
- |
82.9KNew |
$528K - $592K
|
82.9K
$397K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
23.2K+ 16.1% |
$148K - $166K
|
167K
$800K
|
|
|
Feb 13, 2025
Q4 2024
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
10.6KNew |
$67.8K - $76.1K
|
10.6K
$51K
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
10.2KNew |
$65.1K - $73.1K
|
10.2K
$49K
|
|