Latest Institutional Transactions on Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information on the latest institutional transactions involving Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-240Closed |
$1.79K - $2.24K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-31.2KClosed |
$183K - $205K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.78KClosed |
$11.8K - $15.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-73.7KClosed |
$315K - $423K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-200Closed |
$854 - $1.15K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-136KClosed |
$582K - $780K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-200KClosed |
$815K - $1.67M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-10.1KClosed |
$41.4K - $84.7K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-13.1KClosed |
$53.3K - $109K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 06, 2020
Q4 2019
|
Cutler Group LP
|
SELL
|
- |
-3.29KClosed |
$26.3K - $29.6K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-30.7KClosed |
$245K - $277K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.4KClosed |
$19.2K - $21.6K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 08, 2019
Q1 2019
|
Us Bancorp \De\
|
BUY
|
- |
7K+ 16.28% |
$53K - $61.3K
|
50K
$283K
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-201KClosed |
$1.84M - $2.06M
|
0
$0
|
|