Purchases and Sales Made in Q1 2023 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q1 2023. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Castle Knight Management LP
New York, NY |
BUY
|
- |
78.2K+ 527.23% |
$475K - $547K
|
93K
$615K
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
62.1K+ 78.3% |
$378K - $435K
|
141K
$935K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.3K+ 6.83% |
$129K - $149K
|
332K
$2.2M
|
|
|
May 09, 2023
Q1 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
17.4KNew |
$106K - $122K
|
17.4K
$115K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
12.5KNew |
$75.7K - $87.2K
|
12.5K
$82.3K
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
6.35K+ 3.21% |
$38.6K - $44.5K
|
204K
$1.35M
|
|
|
Apr 12, 2023
Q1 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
5.97K+ 40.94% |
$36.3K - $41.8K
|
20.6K
$136K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.35K+ 8.84% |
$32.5K - $37.4K
|
65.8K
$435K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
4.2K+ 9.59% |
$25.6K - $29.4K
|
48K
$318K
|
|
|
May 05, 2023
Q1 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
3.7K+ 27.82% |
$22.5K - $25.9K
|
17K
$112K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.53K+ 8.89% |
$15.4K - $17.7K
|
30.9K
$204K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.51K+ 9.57% |
$15.3K - $17.6K
|
28.8K
$190K
|
|
|
May 03, 2023
Q1 2023
|
Old Second National Bank Of Aurora
|
BUY
|
- |
1.5KNew |
$9.12K - $10.5K
|
1.5K
$9.92K
|
|
|
Apr 25, 2023
Q1 2023
|
Psi Advisors, LLC
|
BUY
|
- |
1.14KNew |
$6.94K - $7.99K
|
1.14K
$7.54K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1KNew |
$6.08K - $7K
|
1K
$6.61K
|
|
|
Apr 18, 2023
Q1 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
540+ 5.33% |
$3.28K - $3.78K
|
10.7K
$70.5K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
500New |
$3.04K - $3.5K
|
500
$3.31K
|
|
|
Apr 17, 2023
Q1 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
419+ 0.88% |
$2.55K - $2.93K
|
47.9K
$317K
|
|
|
May 08, 2023
Q1 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
267+ 3.28% |
$1.62K - $1.87K
|
8.41K
$55.6K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$1.22K - $1.4K
|
200
$1.32K
|
|
|
May 02, 2023
Q1 2023
|
Savant Capital, LLC
|
BUY
|
- |
160+ 0.75% |
$973 - $1.12K
|
21.6K
$143K
|
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
45+ 3.39% |
$274 - $315
|
1.37K
$9.08K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
37+ 0.95% |
$225 - $259
|
3.92K
$25.9K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-15- 0.04% |
$91.2 - $105
|
36.7K
$243K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-16- 0.02% |
$97.3 - $112
|
104K
$687K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-503- 4.12% |
$3.06K - $3.52K
|
11.7K
$77.3K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-714- 1.5% |
$4.34K - $5K
|
46.9K
$310K
|
|
|
May 12, 2023
Q1 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-2.15K- 1.2% |
$13.1K - $15.1K
|
177K
$1.17M
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.71K- 3.94% |
$16.4K - $18.9K
|
66K
$436K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.59K- 6.25% |
$27.9K - $32.1K
|
68.8K
$455K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.67K- 17.71% |
$46.6K - $53.7K
|
35.6K
$236K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8.44K- 9.87% |
$51.3K - $59.1K
|
77K
$509K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-9.09K- 4.0% |
$55.2K - $63.6K
|
218K
$1.44M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-16.6K- 32.51% |
$101K - $116K
|
34.5K
$228K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-31.9K- 14.3% |
$194K - $223K
|
191K
$1.26M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-51.5K- 91.64% |
$313K - $361K
|
4.7K
$31.1K
|