Purchases and Sales Made in Q2 2022 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q2 2022. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 17, 2022
Q2 2022
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
967K+ 1777.25% |
$6.53M - $8.29M
|
1.02M
$6.61M
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
70.1K+ 176.98% |
$473K - $601K
|
110K
$710K
|
|
|
Aug 08, 2022
Q2 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
70.1KNew |
$473K - $601K
|
70.1K
$453K
|
|
|
Jul 18, 2022
Q2 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
56.6K+ 40.13% |
$382K - $485K
|
198K
$1.28M
|
|
|
Aug 16, 2022
Q2 2022
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
54.4KNew |
$367K - $466K
|
54.4K
$352K
|
|
|
Aug 02, 2022
Q2 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
50.7K+ 24.53% |
$343K - $435K
|
258K
$1.67M
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
40.4K+ 23.9% |
$273K - $346K
|
209K
$1.35M
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
30.3K+ 9.44% |
$205K - $260K
|
352K
$2.28M
|
|
|
Aug 15, 2022
Q2 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.1KNew |
$129K - $164K
|
19.1K
$123K
|
|
|
Aug 12, 2022
Q2 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
15K+ 19.79% |
$101K - $129K
|
90.8K
$588K
|
|
|
Aug 09, 2022
Q2 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.1KNew |
$95.1K - $121K
|
14.1K
$91.2K
|
|
|
Aug 12, 2022
Q2 2022
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
10.8KNew |
$72.6K - $92.1K
|
10.8K
$69.6K
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
10.4K+ 52.27% |
$70.2K - $89.1K
|
30.3K
$196K
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.31K+ 26.08% |
$62.8K - $79.8K
|
45K
$291K
|
|
|
Aug 11, 2022
Q2 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
6.72K+ 3.62% |
$45.3K - $57.6K
|
192K
$1.24M
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.54K+ 25.49% |
$23.9K - $30.4K
|
17.4K
$113K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.07K+ 19.12% |
$20.7K - $26.3K
|
19.1K
$124K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.37K+ 2.68% |
$16K - $20.3K
|
90.8K
$587K
|
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
BUY
|
- |
1.5KNew |
$10.1K - $12.9K
|
1.5K
$9.71K
|
|
|
Jul 14, 2022
Q2 2022
|
Tompkins Financial Corp
|
BUY
|
- |
1KNew |
$6.75K - $8.57K
|
1K
$6.47K
|
|
|
Aug 04, 2022
Q2 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
946+ 4.55% |
$6.39K - $8.11K
|
21.7K
$141K
|
|
|
Jul 18, 2022
Q2 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
442+ 1.01% |
$2.98K - $3.79K
|
44.2K
$286K
|
|
|
Aug 12, 2022
Q2 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
439+ 0.79% |
$2.96K - $3.76K
|
55.9K
$361K
|
|
|
Aug 02, 2022
Q2 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
200+ 2.69% |
$1.35K - $1.71K
|
7.64K
$49.4K
|
|
|
Aug 02, 2022
Q2 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
122+ 0.33% |
$824 - $1.05K
|
36.6K
$237K
|
|
|
Aug 04, 2022
Q2 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
34+ 2.81% |
$230 - $291
|
1.24K
$8.04K
|
|
|
Aug 02, 2022
Q2 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
27+ 1.07% |
$182 - $231
|
2.55K
$16.5K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-1.4K- 2.56% |
$9.47K - $12K
|
53.3K
$345K
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.1K- 12.0% |
$14.2K - $18K
|
15.4K
$99.6K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.21K- 3.23% |
$14.9K - $19K
|
66.3K
$429K
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.5KClosed |
$23.6K - $30K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-5.5K- 71.42% |
$37.1K - $47.1K
|
2.2K
$14.2K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.92K- 10.37% |
$46.7K - $59.3K
|
59.8K
$387K
|
|
|
Aug 02, 2022
Q2 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-8.3K- 73.45% |
$56K - $71.1K
|
3K
$19.4K
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-10K- 7.65% |
$67.8K - $86.1K
|
121K
$784K
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-10K- 7.65% |
$67.8K - $86.1K
|
121K
$784K
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-22.2K- 53.43% |
$150K - $190K
|
19.4K
$125K
|
|
|
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-76.2KClosed |
$515K - $653K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-156KClosed |
$1.05M - $1.33M
|
0
$0
|