Purchases and Sales Made in Q2 2023 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q2 2023. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2023
Q2 2023
|
Roumell Asset Management, LLC
Chevy Chase, MD |
BUY
|
- |
141KNew |
$875K - $962K
|
141K
$935K
|
|
|
Aug 09, 2023
Q2 2023
|
Sykon Capital LLC
Harrison, NY |
BUY
|
- |
22KNew |
$136K - $150K
|
22K
$145K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
16.2K+ 24.65% |
$100K - $110K
|
82K
$542K
|
|
|
Aug 03, 2023
Q2 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
15.4K+ 88.72% |
$95.6K - $105K
|
32.8K
$217K
|
|
|
Aug 07, 2023
Q2 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
15KNew |
$92.9K - $102K
|
15K
$99.2K
|
|
|
Jul 21, 2023
Q2 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
14.6KNew |
$90.2K - $99.1K
|
14.6K
$96.4K
|
|
|
Jul 17, 2023
Q2 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
10.3K+ 5.03% |
$63.6K - $69.9K
|
214K
$1.42M
|
|
|
Jul 14, 2023
Q2 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
10.2KNew |
$63.1K - $69.3K
|
10.2K
$67.4K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
6.8K+ 14.16% |
$42.1K - $46.3K
|
54.8K
$363K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.12K+ 16.54% |
$31.7K - $34.8K
|
36.1K
$238K
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4.9K+ 39.36% |
$30.3K - $33.3K
|
17.4K
$115K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
4.49K+ 9.58% |
$27.8K - $30.5K
|
51.3K
$339K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
3.79K+ 1.74% |
$23.5K - $25.8K
|
222K
$1.47M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2K+ 17.1% |
$12.4K - $13.6K
|
13.7K
$90.5K
|
|
|
Aug 07, 2023
Q2 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
1K+ 5.88% |
$6.19K - $6.8K
|
18K
$119K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
514+ 0.78% |
$3.18K - $3.5K
|
66.5K
$440K
|
|
|
Jul 17, 2023
Q2 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
389+ 3.65% |
$2.41K - $2.65K
|
11.1K
$73K
|
|
|
Jul 25, 2023
Q2 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
314+ 0.65% |
$1.94K - $2.14K
|
48.3K
$319K
|
|
|
Aug 04, 2023
Q2 2023
|
Savant Capital, LLC
|
BUY
|
- |
271+ 1.25% |
$1.68K - $1.84K
|
21.9K
$145K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
157+ 0.15% |
$972 - $1.07K
|
104K
$688K
|
|
|
Aug 07, 2023
Q2 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
94+ 1.12% |
$582 - $639
|
8.51K
$56.2K
|
|
|
Jul 28, 2023
Q2 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
64+ 32.0% |
$396 - $435
|
264
$1.75K
|
|
|
Aug 08, 2023
Q2 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
50+ 3.64% |
$310 - $340
|
1.42K
$9.41K
|
|
|
Aug 14, 2023
Q2 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
41+ 1.05% |
$254 - $279
|
3.96K
$26.2K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-152- 0.41% |
$941 - $1.03K
|
36.6K
$242K
|
|
|
Jan 12, 2024
Q2 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-400- 2.06% |
$2.48K - $2.72K
|
19K
$126K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.1K- 3.1% |
$6.83K - $7.51K
|
34.5K
$228K
|
|
|
Jul 21, 2023
Q2 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-1.13K- 98.6% |
$6.96K - $7.65K
|
16
$106
|
|
|
Aug 11, 2023
Q2 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.4K- 0.79% |
$8.67K - $9.52K
|
176K
$1.16M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.55K- 10.27% |
$22K - $24.1K
|
31K
$205K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4K- 1.2% |
$24.8K - $27.2K
|
328K
$2.17M
|
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-7.4K- 5.23% |
$45.8K - $50.3K
|
134K
$886K
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-9.33K- 12.11% |
$57.7K - $63.4K
|
67.7K
$448K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-40.7K- 59.13% |
$252K - $277K
|
28.1K
$186K
|
|
|
Aug 14, 2023
Q2 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-164K- 85.68% |
$1.01M - $1.11M
|
27.4K
$181K
|