Purchases and Sales Made in Q3 2022 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q3 2022. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
50.5KNew |
$300K - $1.29M
|
50.5K
$327K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
17.1K+ 30.6% |
$102K - $438K
|
73K
$472K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14.8KNew |
$88K - $379K
|
14.8K
$95.9K
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
14K+ 64.39% |
$83.2K - $358K
|
35.7K
$231K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
12.1K+ 40.03% |
$72K - $310K
|
42.4K
$274K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12.1K+ 26.84% |
$71.7K - $309K
|
57.1K
$369K
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
12KNew |
$71.3K - $307K
|
12K
$77.6K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.9KNew |
$64.7K - $279K
|
10.9K
$70.5K
|
|
|
Nov 01, 2022
Q3 2022
|
Modera Wealth Management, LLC
|
BUY
|
- |
10.7KNew |
$63.6K - $274K
|
10.7K
$69.2K
|
|
|
Nov 09, 2022
Q3 2022
|
Summitry LLC
Foster City, CA |
BUY
|
- |
10KNew |
$59.4K - $256K
|
10K
$64.7K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
9.03K+ 4.32% |
$53.7K - $231K
|
218K
$1.41M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.17K+ 9.3% |
$36.6K - $158K
|
72.5K
$469K
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4K+ 25.97% |
$23.8K - $102K
|
19.4K
$126K
|
|
|
Oct 21, 2022
Q3 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
2.08K+ 4.7% |
$12.3K - $53.1K
|
46.2K
$299K
|
|
|
Nov 03, 2022
Q3 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
2KNew |
$11.9K - $51.2K
|
2K
$12.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1.3K+ 50.82% |
$7.7K - $33.2K
|
3.85K
$24.9K
|
|
|
Nov 02, 2022
Q3 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
237+ 3.1% |
$1.41K - $6.07K
|
7.88K
$51K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
120+ 0.63% |
$713 - $3.07K
|
19.3K
$125K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
41+ 3.3% |
$244 - $1.05K
|
1.28K
$8.31K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-15- 0.04% |
$89.1 - $384
|
36.6K
$237K
|
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-400- 0.21% |
$2.38K - $10.2K
|
192K
$1.24M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.63K- 8.43% |
$9.69K - $41.8K
|
17.7K
$115K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-2.68K- 5.03% |
$15.9K - $68.6K
|
50.6K
$328K
|
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-4.34K- 22.72% |
$25.8K - $111K
|
14.7K
$95.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.33K- 5.87% |
$31.6K - $136K
|
85.5K
$553K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.5K- 5.92% |
$38.6K - $166K
|
103K
$668K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.41K- 8.16% |
$44K - $190K
|
83.4K
$539K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.6K- 17.79% |
$63.2K - $272K
|
49.2K
$318K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17.6K- 5.01% |
$105K - $451K
|
334K
$2.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-19.2K- 7.45% |
$114K - $492K
|
238K
$1.54M
|
|
|
Oct 13, 2022
Q3 2022
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-20KClosed |
$119K - $512K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-69.1K- 57.0% |
$410K - $1.77M
|
52.1K
$337K
|
|
|
Nov 10, 2022
Q3 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-1.02M- 99.79% |
$6.05M - $26.1M
|
2.13K
$13.8K
|