Purchases and Sales Made in Q3 2024 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q3 2024. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
132K+ 109.93% |
$897K - $942K
|
253K
$1.67M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
83.8KNew |
$567K - $596K
|
83.8K
$554K
|
|
|
Oct 24, 2024
Q3 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
72.6K+ 85.18% |
$492K - $516K
|
158K
$1.04M
|
|
|
Oct 09, 2024
Q3 2024
|
Worth Asset Management, LLC
|
BUY
|
- |
33.8KNew |
$229K - $241K
|
33.8K
$224K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
31.7K+ 25.88% |
$214K - $225K
|
154K
$1.02M
|
|
|
Oct 28, 2024
Q3 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
19.9K+ 10.16% |
$135K - $142K
|
216K
$1.43M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.8K+ 5.9% |
$134K - $141K
|
355K
$2.35M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.5KNew |
$112K - $117K
|
16.5K
$109K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
14.9K+ 7.42% |
$101K - $106K
|
216K
$1.43M
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
13.8K+ 2.24% |
$93.2K - $97.8K
|
627K
$4.15M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12K+ 8.72% |
$81.4K - $85.5K
|
150K
$991K
|
|
|
Oct 09, 2024
Q3 2024
|
Freestate Advisors LLC
Overland Park, KS |
BUY
|
- |
10.9KNew |
$74.1K - $77.8K
|
10.9K
$72.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
8.17K+ 11.35% |
$55.3K - $58.1K
|
80.1K
$530K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
5.07K+ 8.41% |
$34.3K - $36.1K
|
65.4K
$432K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
4.94K+ 9.77% |
$33.4K - $35.1K
|
55.5K
$367K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.58K+ 5.04% |
$31K - $32.6K
|
95.5K
$631K
|
|
|
Oct 08, 2024
Q3 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
4.37K+ 19.79% |
$29.6K - $31K
|
26.4K
$175K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
3.13K+ 1.49% |
$21.2K - $22.2K
|
213K
$1.4M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
2.49K+ 3.04% |
$16.9K - $17.7K
|
84.4K
$558K
|
|
|
Oct 24, 2024
Q3 2024
|
Modera Wealth Management, LLC
|
BUY
|
- |
2.15K+ 8.65% |
$14.6K - $15.3K
|
27K
$178K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.03K+ 4.48% |
$13.7K - $14.4K
|
47.4K
$313K
|
|
|
Oct 15, 2024
Q3 2024
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
1.93K+ 12.5% |
$13.1K - $13.7K
|
17.4K
$115K
|
|
|
Oct 30, 2024
Q3 2024
|
Ifg Advisory, LLC
|
BUY
|
- |
1.15K+ 3.14% |
$7.75K - $8.14K
|
37.6K
$249K
|
|
|
Oct 11, 2024
Q3 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
1.1KNew |
$7.45K - $7.82K
|
1.1K
$7.27K
|
|
|
Nov 08, 2024
Q3 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1K+ 11.76% |
$6.77K - $7.11K
|
9.5K
$62.8K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
765New |
$5.18K - $5.44K
|
765
$5.06K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
710+ 2.56% |
$4.81K - $5.05K
|
28.4K
$188K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
271+ 0.22% |
$1.83K - $1.93K
|
125K
$828K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
242+ 9.74% |
$1.64K - $1.72K
|
2.73K
$18K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$1.35K - $1.42K
|
200
$1.32K
|
|
|
Oct 30, 2024
Q3 2024
|
Beacon Financial Advisory LLC
|
BUY
|
- |
165+ 1.26% |
$1.12K - $1.17K
|
13.3K
$87.6K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-206- 0.08% |
$1.39K - $1.46K
|
248K
$1.64M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-335- 4.1% |
$2.27K - $2.38K
|
7.85K
$51.9K
|
|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-700- 0.44% |
$4.74K - $4.98K
|
158K
$1.04M
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-2.36K- 17.56% |
$16K - $16.8K
|
11.1K
$73.3K
|
|
|
Oct 16, 2024
Q3 2024
|
Naviter Wealth, LLC
|
SELL
|
- |
-2.9K- 11.45% |
$19.6K - $20.6K
|
22.4K
$148K
|
|
|
Nov 14, 2024
Q3 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.24K- 11.47% |
$28.7K - $30.1K
|
32.7K
$216K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.85K- 21.88% |
$53.2K - $55.8K
|
28K
$185K
|
|
|
Oct 30, 2024
Q3 2024
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-9.01K- 36.83% |
$61K - $64.1K
|
15.5K
$102K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-20.3K- 55.18% |
$137K - $144K
|
16.5K
$109K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-27.3K- 15.97% |
$185K - $194K
|
144K
$951K
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-41.2K- 59.34% |
$279K - $293K
|
28.2K
$186K
|
|
|
Nov 14, 2024
Q3 2024
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-79.5K- 63.61% |
$538K - $565K
|
45.5K
$300K
|