Purchases and Sales Made in Q4 2021 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q4 2021. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2022
Q4 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
156K+ 372.91% |
$1.33M - $1.47M
|
198K
$1.31M
|
|
|
Feb 14, 2022
Q4 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
154KNew |
$1.31M - $1.46M
|
154K
$1.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Camden Capital, LLC
|
BUY
|
- |
22K+ 40.51% |
$187K - $208K
|
76.2K
$504K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.6K+ 39.82% |
$150K - $166K
|
61.8K
$409K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
17.5KNew |
$149K - $165K
|
17.5K
$116K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.4K+ 27.7% |
$148K - $165K
|
80.4K
$532K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.8K+ 5.66% |
$134K - $150K
|
296K
$1.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
14.9K+ 57.71% |
$126K - $140K
|
40.6K
$268K
|
|
|
Feb 14, 2022
Q4 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
14.8K+ 8.67% |
$126K - $140K
|
185K
$1.23M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.9KNew |
$110K - $122K
|
12.9K
$85.3K
|
|
|
Jan 20, 2022
Q4 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
11.6K+ 9.8% |
$98.6K - $110K
|
130K
$859K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11KNew |
$93.5K - $104K
|
11K
$72.7K
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
7.7KNew |
$65.5K - $72.8K
|
7.7K
$50.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.19K+ 20.37% |
$52.6K - $58.5K
|
36.6K
$242K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
3.44K+ 30.32% |
$29.2K - $32.5K
|
14.8K
$97.6K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.42K+ 25.87% |
$29.1K - $32.3K
|
16.7K
$110K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.73K+ 26.45% |
$23.2K - $25.8K
|
13.1K
$86.4K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.6K+ 86.67% |
$22.1K - $24.6K
|
5.6K
$37K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.52K+ 8.57% |
$21.4K - $23.8K
|
31.9K
$211K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.27K+ 1.17% |
$19.3K - $21.5K
|
196K
$1.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.3K+ 0.71% |
$11.1K - $12.3K
|
185K
$1.23M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.01K+ 1.9% |
$8.62K - $9.58K
|
54.4K
$360K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1KNew |
$8.5K - $9.45K
|
1K
$6.61K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
397+ 3.02% |
$3.37K - $3.75K
|
13.6K
$89.6K
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
174+ 2.45% |
$1.48K - $1.64K
|
7.26K
$48K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
30+ 2.61% |
$255 - $284
|
1.18K
$7.79K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
25+ 1.01% |
$213 - $236
|
2.5K
$16.5K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-801- 2.16% |
$6.81K - $7.57K
|
36.3K
$240K
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-2.66KClosed |
$22.6K - $25.2K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.81KClosed |
$23.9K - $26.6K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4.31KClosed |
$36.7K - $40.7K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.85K- 7.58% |
$49.7K - $55.3K
|
71.4K
$472K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.9K- 11.24% |
$58.6K - $65.2K
|
54.4K
$360K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.3K- 11.06% |
$62.1K - $69K
|
58.7K
$388K
|
|
|
Feb 11, 2022
Q4 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-8.7K- 46.4% |
$74K - $82.2K
|
10.1K
$66.4K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-10.1KClosed |
$86.2K - $95.9K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-10.4K- 47.93% |
$88.4K - $98.3K
|
11.3K
$74.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-78.7K- 95.55% |
$669K - $744K
|
3.67K
$24.3K
|