Purchases and Sales Made in Q4 2022 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q4 2022. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
58.5KNew |
$351K - $395K
|
58.5K
$386K
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
43.6K+ 121.94% |
$262K - $294K
|
79.3K
$524K
|
|
|
Feb 06, 2023
Q4 2022
|
Savant Capital, LLC
|
BUY
|
- |
21.4KNew |
$129K - $145K
|
21.4K
$142K
|
|
|
Feb 14, 2023
Q4 2022
|
Castle Knight Management LP
New York, NY |
BUY
|
- |
14.8KNew |
$89K - $100K
|
14.8K
$98K
|
|
|
Jan 31, 2023
Q4 2022
|
Naviter Wealth, LLC
|
BUY
|
- |
14.6KNew |
$87.5K - $98.5K
|
14.6K
$96.4K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.2KNew |
$61.2K - $68.8K
|
10.2K
$67.4K
|
|
|
Jan 20, 2023
Q4 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
10.1KNew |
$60.7K - $68.3K
|
10.1K
$66.9K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
10KNew |
$60K - $67.5K
|
10K
$66.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
10KNew |
$60K - $67.5K
|
10K
$66.1K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.14K+ 47.45% |
$54.9K - $61.7K
|
28.4K
$188K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
8.97K+ 4.11% |
$53.8K - $60.6K
|
227K
$1.5M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.39K+ 5.94% |
$20.3K - $22.9K
|
60.5K
$400K
|
|
|
Feb 07, 2023
Q4 2022
|
Modera Wealth Management, LLC
|
BUY
|
- |
2.6K+ 24.3% |
$15.6K - $17.6K
|
13.3K
$87.9K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.44K+ 3.39% |
$8.63K - $9.71K
|
43.8K
$290K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.3K+ 11.96% |
$7.82K - $8.8K
|
12.2K
$80.6K
|
|
|
Feb 01, 2023
Q4 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
1.29K+ 2.79% |
$7.75K - $8.71K
|
47.5K
$314K
|
|
|
Feb 09, 2023
Q4 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
272+ 3.45% |
$1.63K - $1.84K
|
8.15K
$53.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
151+ 0.41% |
$906 - $1.02K
|
36.8K
$243K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
44+ 3.43% |
$264 - $297
|
1.33K
$8.78K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
38+ 0.99% |
$228 - $257
|
3.88K
$25.7K
|
|
|
Jan 13, 2023
Q4 2022
|
Hexagon Capital Partners LLC
|
BUY
|
- |
20New |
$120 - $135
|
20
$132
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8- 0.01% |
$48 - $54
|
85.5K
$565K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-950- 1.82% |
$5.7K - $6.41K
|
51.2K
$338K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.5K- 2.6% |
$9K - $10.1K
|
56.2K
$371K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-3.07K- 6.05% |
$18.4K - $20.7K
|
47.6K
$314K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4.25K- 5.82% |
$25.5K - $28.7K
|
68.7K
$454K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.86K- 11.92% |
$35.2K - $39.6K
|
43.3K
$286K
|
|
|
Feb 10, 2023
Q4 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-12.1K- 6.31% |
$72.6K - $81.7K
|
180K
$1.19M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14.8KClosed |
$88.9K - $100K
|
0
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-15.5K- 6.49% |
$92.8K - $104K
|
223K
$1.47M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-23K- 6.88% |
$138K - $155K
|
311K
$2.06M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-29.8K- 28.89% |
$179K - $201K
|
73.4K
$485K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-46.3K- 63.82% |
$278K - $312K
|
26.2K
$173K
|