Purchases and Sales Made in Q4 2023 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q4 2023. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
219KNew |
$1.42M - $1.58M
|
219K
$1.42M
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
46.2KNew |
$300K - $335K
|
46.2K
$299K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
37.9KNew |
$245K - $274K
|
37.9K
$245K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
33.9KNew |
$219K - $245K
|
33.9K
$219K
|
|
|
Feb 13, 2024
Q4 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
32.5K+ 44.02% |
$211K - $236K
|
106K
$689K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
30.4K+ 192.46% |
$197K - $220K
|
46.1K
$299K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
30KNew |
$194K - $217K
|
30K
$194K
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
22K+ 55.27% |
$142K - $159K
|
61.7K
$399K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
16.5K+ 8.63% |
$107K - $120K
|
208K
$1.35M
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
13.6K+ 10.33% |
$88.3K - $98.7K
|
146K
$942K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12.2K+ 13.58% |
$79.3K - $88.6K
|
102K
$662K
|
|
|
Jan 24, 2024
Q4 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
10.8K+ 72.0% |
$70K - $78.2K
|
25.8K
$167K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
10.4K+ 16.95% |
$67.1K - $75K
|
71.5K
$462K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.23K+ 24.07% |
$59.8K - $66.8K
|
47.6K
$308K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
8.09K+ 58.91% |
$52.4K - $58.5K
|
21.8K
$141K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
7.49K+ 47.88% |
$48.5K - $54.2K
|
23.1K
$150K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.73K+ 20.88% |
$43.6K - $48.7K
|
39K
$252K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5K+ 1000.0% |
$32.4K - $36.2K
|
5.5K
$35.6K
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.7K+ 22.42% |
$24K - $26.8K
|
20.2K
$131K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
1.91KNew |
$12.4K - $13.8K
|
1.91K
$12.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
1.65K+ 11.64% |
$10.7K - $12K
|
15.8K
$102K
|
|
|
Feb 14, 2024
Q4 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
1.3K+ 6.95% |
$8.42K - $9.41K
|
20K
$129K
|
|
|
Jan 23, 2024
Q4 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
1.22K+ 10.79% |
$7.91K - $8.83K
|
12.5K
$81K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
500+ 2.65% |
$3.24K - $3.62K
|
19.4K
$125K
|
|
|
Jan 19, 2024
Q4 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
406+ 25.31% |
$2.63K - $2.94K
|
2.01K
$13K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
BUY
|
- |
303New |
$1.96K - $2.19K
|
303
$1.96K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
72+ 4.93% |
$467 - $521
|
1.53K
$9.92K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
47New |
$305 - $340
|
47
$304
|
|
|
Feb 01, 2024
Q4 2023
|
Psi Advisors, LLC
|
BUY
|
- |
2+ 12.5% |
$13 - $14.5
|
18
$116
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-45- 0.09% |
$292 - $326
|
52.5K
$340K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-700- 25.93% |
$4.54K - $5.07K
|
2K
$12.9K
|
|
|
Jan 23, 2024
Q4 2023
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-995- 1.24% |
$6.45K - $7.2K
|
79.1K
$512K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-1.25K- 31.21% |
$8.11K - $9.06K
|
2.76K
$17.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.2K- 99.95% |
$14.3K - $15.9K
|
1
$6.47
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.44K- 1.91% |
$15.8K - $17.7K
|
125K
$809K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.64K- 3.84% |
$17.1K - $19.1K
|
66.2K
$428K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.33K- 15.38% |
$34.5K - $38.6K
|
29.3K
$190K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-6.6K- 3.8% |
$42.8K - $47.8K
|
167K
$1.08M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6.82K- 31.41% |
$44.2K - $49.3K
|
14.9K
$96.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-6.96K- 19.46% |
$45.1K - $50.4K
|
28.8K
$186K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.21K- 10.45% |
$46.7K - $52.2K
|
61.8K
$400K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.64K- 2.92% |
$62.4K - $69.8K
|
320K
$2.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.3K- 20.49% |
$67K - $74.8K
|
40.1K
$259K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-29.1K- 32.05% |
$189K - $211K
|
61.8K
$400K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-33K- 25.84% |
$214K - $239K
|
94.8K
$613K
|