Purchases and Sales Made in Q3 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-464- 4.43% |
$50.9K - $59.9K
|
10K
$528K
|
|
|
Oct 22, 2021
Q3 2021
|
Santori & Peters, Inc.
|
SELL
|
- |
-467- 1.31% |
$51.2K - $60.3K
|
35.2K
$1.86M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-469- 7.66% |
$51.5K - $60.6K
|
5.66K
$298K
|
|
|
Oct 20, 2021
Q3 2021
|
Trust CO
|
SELL
|
- |
-489- 7.61% |
$53.7K - $63.2K
|
5.94K
$313K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-490- 22.24% |
$53.8K - $63.3K
|
1.71K
$90.3K
|
|
|
Nov 10, 2021
Q3 2021
|
Argi Investment Services, LLC
|
SELL
|
- |
-496- 5.62% |
$54.4K - $64.1K
|
8.33K
$439K
|
|
|
Jun 16, 2022
Q3 2021
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-501- 15.89% |
$55K - $64.7K
|
2.65K
$140K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-504- 99.8% |
$55.3K - $65.1K
|
1
$52.7
|
|
|
Oct 12, 2021
Q3 2021
|
Peak Financial Advisors LLC
|
SELL
|
- |
-506- 15.05% |
$55.5K - $65.4K
|
2.86K
$151K
|
|
|
Nov 01, 2021
Q3 2021
|
Ballast Advisors LLC
|
SELL
|
- |
-513Closed |
$56.3K - $66.3K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-518- 2.72% |
$56.8K - $66.9K
|
18.5K
$976K
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-522Closed |
$57.3K - $67.4K
|
0
$0
|
|
|
Jan 02, 2024
Q3 2021
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-534- 15.61% |
$58.6K - $69K
|
2.89K
$152K
|
|
|
Nov 15, 2021
Q3 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-543- 40.07% |
$59.6K - $70.1K
|
812
$42.8K
|
|
|
Nov 08, 2021
Q3 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-552- 13.26% |
$60.6K - $71.3K
|
3.61K
$190K
|
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-563- 9.82% |
$61.8K - $72.7K
|
5.17K
$272K
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-568- 94.35% |
$62.3K - $73.4K
|
34
$1.79K
|
|
|
Oct 19, 2021
Q3 2021
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-571- 7.59% |
$62.7K - $73.8K
|
6.95K
$366K
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-579- 11.77% |
$63.5K - $74.8K
|
4.34K
$229K
|
|
|
Oct 14, 2021
Q3 2021
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-592- 21.45% |
$65K - $76.5K
|
2.17K
$114K
|
|
|
Oct 13, 2021
Q3 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-593- 11.2% |
$65.1K - $76.6K
|
4.7K
$248K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-595- 5.99% |
$65.3K - $76.9K
|
9.33K
$492K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
SELL
|
- |
-635- 48.77% |
$69.7K - $82K
|
667
$35.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Sanctuary Wealth Management, L.L.C.
|
SELL
|
- |
-652- 5.71% |
$71.5K - $84.2K
|
10.8K
$568K
|
|
|
Oct 21, 2021
Q3 2021
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-667- 3.93% |
$73.2K - $86.1K
|
16.3K
$858K
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-686Closed |
$75.3K - $88.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Silicon Hills Wealth Management, LLC
Austin, TX |
SELL
|
- |
-717- 2.83% |
$78.7K - $92.6K
|
24.6K
$1.3M
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-730- 21.58% |
$80.1K - $94.3K
|
2.65K
$140K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-731- 2.72% |
$80.2K - $94.4K
|
26.2K
$1.38M
|
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-753- 16.85% |
$82.6K - $97.3K
|
3.72K
$196K
|
|
|
Sep 10, 2024
Q3 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-761- 6.82% |
$83.5K - $98.3K
|
10.4K
$548K
|
|
|
Oct 29, 2021
Q3 2021
|
Fermata Advisors, LLC
Sonoma, CA |
SELL
|
- |
-789- 10.82% |
$86.6K - $102K
|
6.51K
$343K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-795Closed |
$87.2K - $103K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
SELL
|
- |
-814- 97.6% |
$89.3K - $105K
|
20
$1.05K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-842- 14.99% |
$92.4K - $109K
|
4.77K
$252K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-871- 2.21% |
$95.6K - $112K
|
38.6K
$2.03M
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-876- 3.68% |
$96.1K - $113K
|
22.9K
$1.21M
|
|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
SELL
|
- |
-887- 3.35% |
$97.3K - $115K
|
25.6K
$1.35M
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-904- 12.11% |
$99.2K - $117K
|
6.56K
$346K
|
|
|
Nov 12, 2021
Q3 2021
|
Pittenger & Anderson Inc
|
SELL
|
- |
-930- 11.43% |
$102K - $120K
|
7.2K
$380K
|
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-935- 17.4% |
$103K - $121K
|
4.44K
$234K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-969- 32.77% |
$106K - $125K
|
1.99K
$105K
|
|
|
Oct 29, 2021
Q3 2021
|
Wealth Management Partners, LLC
|
SELL
|
- |
-973- 12.26% |
$107K - $126K
|
6.96K
$367K
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-986- 17.28% |
$108K - $127K
|
4.72K
$249K
|
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-993- 6.85% |
$109K - $128K
|
13.5K
$711K
|
|
|
Nov 09, 2021
Q3 2021
|
Interactive Financial Advisors
Chicago, IL |
SELL
|
- |
-1.02K- 2.76% |
$111K - $131K
|
35.8K
$1.89M
|
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.03K- 72.71% |
$113K - $133K
|
387
$20.4K
|
|
|
Oct 26, 2021
Q3 2021
|
Dorchester Wealth Management CO
|
SELL
|
- |
-1.04K- 33.35% |
$114K - $134K
|
2.08K
$109K
|
|
|
Nov 09, 2021
Q3 2021
|
Curran Financial Partners, LLC
|
SELL
|
- |
-1.07K- 37.18% |
$118K - $138K
|
1.81K
$95.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.16K- 2.72% |
$127K - $150K
|
41.5K
$2.18M
|