Purchases and Sales Made in Q3 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-6.77KClosed |
$742K - $874K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Grant
|
SELL
|
- |
-6.78K- 26.76% |
$744K - $876K
|
18.6K
$978K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-6.82K- 55.03% |
$748K - $880K
|
5.57K
$294K
|
|
|
Oct 12, 2021
Q3 2021
|
Marquette Asset Management, LLC
|
SELL
|
- |
-6.82K- 5.12% |
$748K - $881K
|
126K
$6.66M
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-7.06K- 82.81% |
$774K - $911K
|
1.47K
$77.2K
|
|
|
Nov 09, 2021
Q3 2021
|
Candriam S.C.A.
|
SELL
|
- |
-7.06KClosed |
$775K - $912K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-7.75K- 99.61% |
$851K - $1M
|
30
$1.58K
|
|
|
Nov 03, 2021
Q3 2021
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-7.87KClosed |
$864K - $1.02M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-8.34K- 84.1% |
$915K - $1.08M
|
1.58K
$83.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Clarus Group, Inc.
|
SELL
|
- |
-8.65K- 7.63% |
$949K - $1.12M
|
105K
$5.51M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.67K- 7.29% |
$951K - $1.12M
|
110K
$5.81M
|
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-8.7KClosed |
$955K - $1.12M
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
SELL
|
- |
-8.71K- 11.49% |
$956K - $1.13M
|
67.1K
$3.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
SELL
|
- |
-9.07K- 55.81% |
$995K - $1.17M
|
7.18K
$378K
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-9.43K- 39.22% |
$1.04M - $1.22M
|
14.6K
$770K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-9.74K- 65.74% |
$1.07M - $1.26M
|
5.08K
$267K
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-10K- 13.56% |
$1.1M - $1.3M
|
64K
$3.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-10.9K- 35.4% |
$1.19M - $1.4M
|
19.8K
$1.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Copperleaf Capital, LLC
Raleigh, NC |
SELL
|
- |
-11.8KClosed |
$1.29M - $1.52M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-12.2K- 28.9% |
$1.34M - $1.58M
|
30K
$1.58M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-12.6K- 66.86% |
$1.39M - $1.63M
|
6.27K
$330K
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
SELL
|
- |
-12.7K- 18.77% |
$1.4M - $1.64M
|
55.1K
$2.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-12.8K- 9.16% |
$1.4M - $1.65M
|
127K
$6.67M
|
|
|
Nov 02, 2021
Q3 2021
|
Lee Financial Group Hawaii, Inc.
Honolulu, HI |
SELL
|
- |
-13.3K- 19.8% |
$1.45M - $1.71M
|
53.7K
$2.83M
|
|
|
Nov 02, 2021
Q3 2021
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-13.5K- 8.83% |
$1.48M - $1.75M
|
140K
$7.36M
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-14.5KClosed |
$1.6M - $1.88M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-14.9K- 82.29% |
$1.63M - $1.92M
|
3.2K
$169K
|
|
|
Oct 19, 2021
Q3 2021
|
Jordan Park Group LLC
|
SELL
|
- |
-15.4KClosed |
$1.69M - $1.99M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-16.1K- 55.83% |
$1.77M - $2.08M
|
12.7K
$671K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-16.8K- 47.83% |
$1.84M - $2.17M
|
18.3K
$965K
|
|
|
Nov 01, 2021
Q3 2021
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-17.6K- 28.06% |
$1.93M - $2.27M
|
45K
$2.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirabella Financial Services LLP
London, X0 |
SELL
|
- |
-17.7KClosed |
$1.94M - $2.28M
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-18.8K- 18.29% |
$2.06M - $2.42M
|
83.9K
$4.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-19.4K- 74.07% |
$2.13M - $2.51M
|
6.79K
$358K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-19.5K- 60.59% |
$2.14M - $2.52M
|
12.7K
$670K
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-20KClosed |
$2.19M - $2.58M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-20.6K- 84.02% |
$2.26M - $2.66M
|
3.92K
$206K
|
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
SELL
|
- |
-21.8KClosed |
$2.39M - $2.81M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-22.6K- 19.28% |
$2.48M - $2.92M
|
94.6K
$4.99M
|
|
|
Nov 10, 2021
Q3 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-22.6KClosed |
$2.48M - $2.92M
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-23.3K- 84.84% |
$2.56M - $3.01M
|
4.17K
$220K
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-23.5K- 30.94% |
$2.58M - $3.04M
|
52.4K
$2.76M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-23.6KClosed |
$2.59M - $3.05M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-27.9K- 40.38% |
$3.06M - $3.6M
|
41.2K
$2.17M
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-28.1K- 91.24% |
$3.08M - $3.63M
|
2.7K
$142K
|
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-28.6K- 35.23% |
$3.14M - $3.7M
|
52.6K
$2.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-29.1K- 47.79% |
$3.19M - $3.76M
|
31.8K
$1.67M
|
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-29.1KClosed |
$3.2M - $3.76M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-29.2KClosed |
$3.2M - $3.77M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-30.2K- 20.78% |
$3.31M - $3.89M
|
115K
$6.06M
|