Purchases and Sales Made in Q3 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-1.21K- 20.26% |
$133K - $156K
|
4.75K
$281K
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.36K- 32.99% |
$149K - $175K
|
2.75K
$163K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.41K- 33.95% |
$154K - $182K
|
2.74K
$162K
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-1.42K- 2.53% |
$155K - $183K
|
54.6K
$3.23M
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.42KClosed |
$156K - $184K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Insight Wealth Partners, LLC
|
SELL
|
- |
-1.48K- 9.73% |
$162K - $191K
|
13.7K
$810K
|
|
Oct 26, 2021
Q3 2021
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-1.48K- 2.66% |
$163K - $191K
|
54.3K
$3.21M
|
|
Nov 12, 2021
Q3 2021
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-1.5K- 58.01% |
$165K - $194K
|
1.09K
$64.3K
|
|
Nov 09, 2021
Q3 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-1.51K- 23.91% |
$166K - $195K
|
4.81K
$285K
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-1.55K- 2.03% |
$170K - $200K
|
74.7K
$4.42M
|
|
Oct 21, 2021
Q3 2021
|
Financial Services Advisory Inc
|
SELL
|
- |
-1.56KClosed |
$171K - $201K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Evanson Asset Management, LLC
|
SELL
|
- |
-1.56KClosed |
$171K - $202K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Seaview Investment Managers LLC
|
SELL
|
- |
-1.58KClosed |
$173K - $204K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Edge Capital Group, LLC
|
SELL
|
- |
-1.59KClosed |
$175K - $206K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-1.6K- 14.38% |
$175K - $206K
|
9.51K
$562K
|
|
Nov 15, 2021
Q3 2021
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-1.6K- 26.65% |
$176K - $207K
|
4.4K
$260K
|
|
Oct 26, 2021
Q3 2021
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-1.6K- 37.65% |
$176K - $207K
|
2.65K
$157K
|
|
Nov 15, 2021
Q3 2021
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
SELL
|
- |
-1.66KClosed |
$182K - $214K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.67K- 3.28% |
$183K - $216K
|
49.3K
$2.92M
|
|
Nov 14, 2024
Q3 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.68K- 44.6% |
$184K - $216K
|
2.08K
$123K
|
|
Oct 13, 2021
Q3 2021
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-1.69KClosed |
$185K - $218K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-1.69KClosed |
$186K - $219K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Bank Hapoalim Bm
|
SELL
|
- |
-1.7KClosed |
$186K - $219K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Northstar Group, Inc.
|
SELL
|
- |
-1.7KClosed |
$186K - $219K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-1.71K- 7.06% |
$187K - $220K
|
22.5K
$1.33M
|
|
Nov 16, 2021
Q3 2021
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-1.74KClosed |
$190K - $224K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.74K- 28.12% |
$191K - $225K
|
4.45K
$263K
|
|
Oct 26, 2021
Q3 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-1.77KClosed |
$194K - $228K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Bnc Wealth Management, LLC
|
SELL
|
- |
-1.79KClosed |
$196K - $231K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Choice Wealth Advisors, LLC
Waterville, ME |
SELL
|
- |
-1.8KClosed |
$197K - $232K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-1.8KClosed |
$197K - $232K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Sfmg, LLC
|
SELL
|
- |
-1.8K- 23.03% |
$198K - $233K
|
6.03K
$356K
|
|
Nov 12, 2021
Q3 2021
|
Client 1 St Advisory Group, LLC
Clearwater, FL |
SELL
|
- |
-1.81KClosed |
$199K - $234K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1.84K- 3.24% |
$201K - $237K
|
54.9K
$3.24M
|
|
Nov 15, 2021
Q3 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-1.85KClosed |
$203K - $239K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Marathon Trading Investment Management LLC
Radnor, PA |
SELL
|
- |
-1.9KClosed |
$208K - $245K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-1.91KClosed |
$209K - $246K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-1.94K- 48.31% |
$213K - $250K
|
2.07K
$123K
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-1.95KClosed |
$214K - $252K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-1.95KClosed |
$214K - $252K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-1.98KClosed |
$218K - $256K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-2KClosed |
$219K - $258K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-2.03KClosed |
$222K - $262K
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Legacy Private Trust Co.
|
SELL
|
- |
-2.07K- 1.69% |
$227K - $268K
|
120K
$7.12M
|
|
Nov 15, 2021
Q3 2021
|
Aspireon Wealth Advisors
|
SELL
|
- |
-2.07K- 18.05% |
$227K - $268K
|
9.41K
$557K
|
|
Nov 12, 2021
Q3 2021
|
F3 Logic, LLC
|
SELL
|
- |
-2.13K- 4.28% |
$234K - $275K
|
47.7K
$2.82M
|
|
Nov 15, 2021
Q3 2021
|
Bouchey Financial Group LTD
|
SELL
|
- |
-2.16KClosed |
$237K - $279K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-2.18KClosed |
$240K - $282K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Redw Wealth LLC
|
SELL
|
- |
-2.18K- 1.47% |
$240K - $282K
|
147K
$8.68M
|
|
Oct 01, 2021
Q3 2021
|
Eisner Amper Wealth Management Corporate Benefits, LLC
Iselin, NJ |
SELL
|
- |
-2.22KClosed |
$244K - $287K
|
0
$0
|