Purchases and Sales Made in Q3 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-30.2K- 20.78% |
$3.31M - $3.89M
|
115K
$7.01M
|
|
|
Oct 28, 2021
Q3 2021
|
Manchester Financial Inc
|
SELL
|
- |
-30.9KClosed |
$3.39M - $3.99M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-31K- 2.16% |
$3.4M - $4M
|
1.4M
$85.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-31.1KClosed |
$3.41M - $4.02M
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-32K- 21.74% |
$3.51M - $4.13M
|
115K
$7.01M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-33.3K- 18.83% |
$3.66M - $4.3M
|
144K
$8.76M
|
|
|
Nov 12, 2021
Q3 2021
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-35.3KClosed |
$3.87M - $4.56M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-37KClosed |
$4.06M - $4.77M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-37.5K- 88.32% |
$4.11M - $4.84M
|
4.96K
$302K
|
|
|
Oct 19, 2021
Q3 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-38.5K- 88.56% |
$4.22M - $4.97M
|
4.97K
$303K
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-39K- 8.3% |
$4.28M - $5.03M
|
431K
$26.3M
|
|
|
Oct 27, 2021
Q3 2021
|
Cannon Global Investment Management, LLC
|
SELL
|
- |
-41.1KClosed |
$4.51M - $5.31M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-45.2K- 4.55% |
$4.96M - $5.84M
|
949K
$57.8M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-45.5K- 6.54% |
$4.99M - $5.87M
|
650K
$39.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-49.3K- 22.0% |
$5.41M - $6.37M
|
175K
$10.7M
|
|
|
Nov 08, 2023
Q3 2021
|
Eversept Partners, LP
New York, NY |
SELL
|
- |
-50K- 58.82% |
$5.49M - $6.46M
|
35K
$2.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Eversept Partners, LP
New York, NY |
SELL
|
- |
-50K- 58.82% |
$5.49M - $6.46M
|
35K
$2.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-50.6K- 35.24% |
$5.55M - $6.54M
|
93K
$5.67M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-50.8KClosed |
$5.57M - $6.56M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-53K- 28.95% |
$5.82M - $6.85M
|
130K
$7.93M
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-54.5K- 90.43% |
$5.98M - $7.04M
|
5.76K
$351K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-60.7K- 5.55% |
$6.66M - $7.84M
|
1.03M
$62.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-62.5KClosed |
$6.85M - $8.07M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-64.7K- 75.7% |
$7.1M - $8.36M
|
20.8K
$1.27M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-67.9K- 15.65% |
$7.45M - $8.77M
|
366K
$22.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-74.4K- 90.56% |
$8.16M - $9.61M
|
7.76K
$473K
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-74.7K- 73.32% |
$8.19M - $9.65M
|
27.2K
$1.66M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-92.1K- 62.78% |
$10.1M - $11.9M
|
54.6K
$3.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Lmr Partners LLP
London, X0 |
SELL
|
- |
-92.1KClosed |
$10.1M - $11.9M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-99.2K- 13.35% |
$10.9M - $12.8M
|
644K
$39.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Nan Shan Life Insurance Co., Ltd.
Taipei City, F5 |
SELL
|
- |
-111K- 65.92% |
$12.2M - $14.4M
|
57.5K
$3.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-135K- 71.58% |
$14.8M - $17.4M
|
53.4K
$3.26M
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-135K- 71.58% |
$14.8M - $17.4M
|
53.4K
$3.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-139K- 76.84% |
$15.3M - $18M
|
41.9K
$2.56M
|
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-188K- 8.84% |
$20.6M - $24.3M
|
1.94M
$118M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-280K- 43.33% |
$30.7M - $36.2M
|
367K
$22.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-328KClosed |
$35.9M - $42.3M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-333K- 79.99% |
$36.5M - $42.9M
|
83.2K
$5.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-340K- 82.03% |
$37.3M - $43.9M
|
74.5K
$4.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-995K- 92.63% |
$109M - $129M
|
79.2K
$4.83M
|
|
|
Nov 03, 2021
Q3 2021
|
Sloy Dahl & Holst, LLC
|
SELL
|
- |
-1.05M- 99.38% |
$115M - $136M
|
6.52K
$398K
|