Purchases and Sales Made in Q3 2023 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2023. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
122+ 2.46% |
$4.69K - $6.18K
|
5.08K
$309K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
115+ 1.18% |
$4.42K - $5.82K
|
9.87K
$602K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
115+ 0.84% |
$4.42K - $5.82K
|
13.8K
$842K
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
105+ 11.11% |
$4.04K - $5.32K
|
1.05K
$64K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
100+ 370.37% |
$3.84K - $5.07K
|
127
$7.74K
|
|
|
Nov 14, 2023
Q3 2023
|
Chiron Capital Management, LLC
|
BUY
|
- |
100+ 1.03% |
$3.84K - $5.07K
|
9.82K
$599K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
100+ 9.17% |
$3.84K - $5.07K
|
1.19K
$72.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
95+ 90.48% |
$3.65K - $4.81K
|
200
$12.2K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
86+ 1.86% |
$3.3K - $4.36K
|
4.71K
$287K
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
82+ 0.87% |
$3.15K - $4.15K
|
9.47K
$577K
|
|
|
Oct 23, 2024
Q3 2023
|
Convergence Financial, LLC
Columbia, MO |
BUY
|
- |
79+ 0.77% |
$3.04K - $4K
|
10.4K
$633K
|
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
73+ 1.26% |
$2.81K - $3.7K
|
5.86K
$357K
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
72+ 56.25% |
$2.77K - $3.65K
|
200
$12.2K
|
|
|
Oct 10, 2023
Q3 2023
|
American National Bank
|
BUY
|
- |
50+ 50.0% |
$1.92K - $2.53K
|
150
$9.14K
|
|
|
Oct 10, 2023
Q3 2023
|
Gilfoyle Management LLC
New Fairfield, CT |
BUY
|
- |
50+ 50.0% |
$1.92K - $2.53K
|
150
$9.14K
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
50New |
$1.92K - $2.53K
|
50
$3.05K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
48+ 0.72% |
$1.84K - $2.43K
|
6.67K
$407K
|
|
|
Oct 04, 2023
Q3 2023
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
40+ 0.6% |
$1.54K - $2.03K
|
6.7K
$409K
|
|
|
Oct 26, 2023
Q3 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
32New |
$1.23K - $1.62K
|
32
$1.95K
|
|
|
Nov 01, 2023
Q3 2023
|
Key F Inancial Inc
|
BUY
|
- |
30+ 14.56% |
$1.15K - $1.52K
|
236
$14.4K
|
|
|
Nov 13, 2023
Q3 2023
|
American Money Management, LLC
|
BUY
|
- |
21+ 0.17% |
$807 - $1.06K
|
12.3K
$751K
|
|
|
Oct 18, 2023
Q3 2023
|
Caprock Group, Inc.
|
BUY
|
- |
17+ 0.25% |
$653 - $861
|
6.69K
$408K
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
10+ 0.1% |
$384 - $507
|
10.4K
$635K
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
BUY
|
- |
9+ 0.95% |
$346 - $456
|
959
$58.5K
|
|
|
Oct 30, 2023
Q3 2023
|
Wolff Wiese Magana LLC
|
BUY
|
- |
8+ 100.0% |
$307 - $405
|
16
$975
|
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
8+ 0.1% |
$307 - $405
|
8.16K
$498K
|
|
|
Nov 03, 2023
Q3 2023
|
Briaud Financial Planning, Inc
College Station, TX |
BUY
|
- |
3New |
$115 - $152
|
3
$183
|
|
|
Nov 14, 2023
Q3 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2+ 0.37% |
$76.9 - $101
|
538
$32.8K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
2+ 0.96% |
$76.9 - $101
|
210
$12.8K
|
|
|
Oct 12, 2023
Q3 2023
|
Clean Yield Group
|
BUY
|
- |
2New |
$76.9 - $101
|
2
$122
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
BUY
|
- |
1+ 0.87% |
$38.4 - $50.7
|
116
$7.07K
|
|
|
Nov 14, 2023
Q3 2023
|
Gordian Capital Singapore Pte LTD
Singapore, U0 |
BUY
|
- |
1+ 0.5% |
$38.4 - $50.7
|
201
$12.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-1- 0.06% |
$38.4 - $50.7
|
1.56K
$95K
|
|
|
Jan 09, 2024
Q3 2023
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-1- 0.02% |
$38.4 - $50.7
|
5.69K
$347K
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-1- 0.24% |
$38.4 - $50.7
|
419
$25.5K
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-1- 0.08% |
$38.4 - $50.7
|
1.26K
$76.7K
|
|
|
Nov 06, 2023
Q3 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-1- 0.23% |
$38.4 - $50.7
|
431
$26.3K
|
|
|
Oct 17, 2023
Q3 2023
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
SELL
|
- |
-4- 3.36% |
$154 - $203
|
115
$7.01K
|
|
|
Nov 13, 2023
Q3 2023
|
Legacy Financial Group, Inc.
Tulsa, OK |
SELL
|
- |
-6- 0.07% |
$231 - $304
|
8.43K
$514K
|
|
|
Oct 30, 2023
Q3 2023
|
Nvwm, LLC
|
SELL
|
- |
-10- 12.66% |
$384 - $507
|
69
$4.21K
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-11- 0.2% |
$423 - $557
|
5.38K
$328K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-11- 0.11% |
$423 - $557
|
9.83K
$599K
|
|
|
Oct 31, 2023
Q3 2023
|
Leeward Financial Partners, LLC
|
SELL
|
- |
-11- 0.19% |
$423 - $557
|
5.76K
$351K
|
|
|
Nov 02, 2023
Q3 2023
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-11- 6.79% |
$423 - $557
|
151
$9.2K
|
|
|
Oct 18, 2023
Q3 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
SELL
|
- |
-13- 0.24% |
$500 - $658
|
5.29K
$323K
|
|
|
Nov 09, 2023
Q3 2023
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-19- 10.33% |
$730 - $962
|
165
$10.1K
|
|
|
Aug 06, 2024
Q3 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-20- 14.81% |
$769 - $1.01K
|
115
$7.01K
|
|
|
Nov 15, 2023
Q3 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-21- 5.07% |
$807 - $1.06K
|
393
$24K
|
|
|
Nov 13, 2023
Q3 2023
|
Stevard, LLC
Chicago, IL |
SELL
|
- |
-23- 0.28% |
$884 - $1.16K
|
8.32K
$507K
|