Purchases and Sales Made in Q3 2023 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2023. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Procyon Advisors, LLC
|
SELL
|
- |
-934- 13.73% |
$35.9K - $47.3K
|
5.87K
$309K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-957- 1.84% |
$36.8K - $48.5K
|
51K
$2.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-964- 7.18% |
$37K - $48.8K
|
12.5K
$657K
|
|
|
Oct 26, 2023
Q3 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-994- 8.03% |
$38.2K - $50.3K
|
11.4K
$599K
|
|
|
Nov 13, 2023
Q3 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
SELL
|
- |
-1K- 5.15% |
$38.4K - $50.7K
|
18.4K
$971K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.06K- 1.59% |
$40.8K - $53.7K
|
65.6K
$3.45M
|
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
SELL
|
- |
-1.08K- 80.87% |
$41.6K - $54.8K
|
256
$13.5K
|
|
|
Oct 13, 2023
Q3 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-1.1K- 10.78% |
$42.4K - $55.9K
|
9.14K
$482K
|
|
|
Oct 11, 2023
Q3 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-1.11K- 12.98% |
$42.8K - $56.4K
|
7.47K
$393K
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-1.12K- 10.49% |
$43K - $56.7K
|
9.55K
$503K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.25K- 5.83% |
$48.1K - $63.4K
|
20.2K
$1.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-1.35K- 2.64% |
$51.9K - $68.4K
|
49.8K
$2.62M
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-1.36K- 6.42% |
$52.4K - $69.1K
|
19.9K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.43K- 20.15% |
$55.1K - $72.6K
|
5.68K
$299K
|
|
|
Nov 14, 2023
Q3 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-1.44K- 3.63% |
$55.1K - $72.7K
|
38.1K
$2.01M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.45K- 24.69% |
$55.7K - $73.4K
|
4.42K
$233K
|
|
|
Oct 30, 2023
Q3 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
SELL
|
- |
-1.46K- 10.86% |
$55.9K - $73.7K
|
11.9K
$629K
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.5K- 8.15% |
$57.8K - $76.2K
|
16.9K
$893K
|
|
|
Oct 10, 2023
Q3 2023
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-1.52K- 4.87% |
$58.5K - $77.1K
|
29.7K
$1.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.61K- 16.73% |
$61.7K - $81.3K
|
7.99K
$421K
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.75K- 5.33% |
$67.4K - $88.8K
|
31.2K
$1.64M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.77K- 4.16% |
$67.9K - $89.5K
|
40.7K
$2.14M
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.8K- 5.97% |
$69.3K - $91.3K
|
28.4K
$1.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-1.96K- 28.42% |
$75.3K - $99.2K
|
4.93K
$260K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-1.98K- 6.2% |
$76K - $100K
|
29.9K
$1.57M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.98K- 3.53% |
$76K - $100K
|
54.1K
$2.85M
|
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-2K- 7.95% |
$76.7K - $101K
|
23.1K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-2K- 7.95% |
$76.7K - $101K
|
23.1K
$1.22M
|
|
|
Oct 17, 2023
Q3 2023
|
Royal Fund Management, LLC
|
SELL
|
- |
-2.22K- 5.47% |
$85.3K - $112K
|
38.3K
$2.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-2.36K- 8.98% |
$90.5K - $119K
|
23.9K
$1.26M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.36K- 4.77% |
$90.6K - $119K
|
47.1K
$2.48M
|
|
|
Oct 17, 2023
Q3 2023
|
Rodgers & Associates, LTD
|
SELL
|
- |
-2.4K- 16.25% |
$92.3K - $122K
|
12.4K
$652K
|
|
|
Nov 13, 2023
Q3 2023
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-2.45K- 17.88% |
$94K - $124K
|
11.2K
$592K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.46K- 2.49% |
$94.4K - $124K
|
96.3K
$5.07M
|
|
|
Oct 17, 2023
Q3 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-2.5K- 24.23% |
$96.1K - $127K
|
7.82K
$412K
|
|
|
Nov 07, 2023
Q3 2023
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-2.53K- 20.32% |
$97.3K - $128K
|
9.92K
$523K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-2.64K- 18.49% |
$101K - $134K
|
11.6K
$612K
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-2.68K- 23.41% |
$103K - $136K
|
8.78K
$462K
|
|
|
Oct 25, 2023
Q3 2023
|
Highland Financial Advisors, LLC
|
SELL
|
- |
-2.79K- 3.13% |
$107K - $141K
|
86.3K
$4.55M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
SELL
|
- |
-2.93K- 4.64% |
$113K - $148K
|
60.2K
$3.17M
|
|
|
Nov 27, 2023
Q3 2023
|
Trust CO Of Vermont
|
SELL
|
- |
-2.99K- 82.02% |
$115K - $151K
|
655
$34.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.04K- 1.31% |
$117K - $154K
|
230K
$12.1M
|
|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-3.27K- 8.09% |
$126K - $165K
|
37.1K
$1.96M
|
|
|
Oct 10, 2023
Q3 2023
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-3.31K- 3.25% |
$127K - $168K
|
98.6K
$5.19M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-3.39K- 14.59% |
$130K - $172K
|
19.9K
$1.05M
|
|
|
Nov 02, 2023
Q3 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-3.69K- 39.29% |
$142K - $187K
|
5.7K
$300K
|
|
|
Dec 07, 2023
Q3 2023
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-3.9K- 3.2% |
$150K - $197K
|
118K
$6.21M
|
|
|
Nov 06, 2023
Q3 2023
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-4.15K- 20.52% |
$159K - $210K
|
16.1K
$846K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-4.44K- 1.76% |
$171K - $225K
|
248K
$13.1M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-4.6K- 1.74% |
$177K - $233K
|
260K
$13.7M
|