Purchases and Sales Made in Q3 2023 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2023. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Summit Investment Advisory Services, LLC
Roseville, MN |
SELL
|
- |
-29- 0.3% |
$1.11K - $1.47K
|
9.58K
$505K
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-30- 0.48% |
$1.15K - $1.52K
|
6.21K
$327K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-31- 0.08% |
$1.19K - $1.57K
|
37.4K
$1.97M
|
|
|
Oct 20, 2023
Q3 2023
|
Prairie View Partners, LLC
|
SELL
|
- |
-32- 28.57% |
$1.23K - $1.62K
|
80
$4.22K
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-33- 0.66% |
$1.27K - $1.67K
|
4.96K
$261K
|
|
|
Oct 26, 2023
Q3 2023
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-34- 0.29% |
$1.31K - $1.72K
|
11.9K
$627K
|
|
|
Nov 01, 2023
Q3 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-41- 0.22% |
$1.58K - $2.08K
|
18.4K
$971K
|
|
|
Dec 04, 2023
Q3 2023
|
Trust CO
|
SELL
|
- |
-41- 0.5% |
$1.58K - $2.08K
|
8.12K
$428K
|
|
|
Oct 31, 2023
Q3 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
SELL
|
- |
-48- 0.94% |
$1.84K - $2.43K
|
5.06K
$266K
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
SELL
|
- |
-48- 0.5% |
$1.84K - $2.43K
|
9.56K
$504K
|
|
|
Oct 25, 2023
Q3 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-50- 31.65% |
$1.92K - $2.53K
|
108
$5.69K
|
|
|
Nov 09, 2023
Q3 2023
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-50- 9.43% |
$1.92K - $2.53K
|
480
$25.3K
|
|
|
Nov 09, 2023
Q3 2023
|
Antonetti Capital Management LLC
|
SELL
|
- |
-52- 1.56% |
$2K - $2.63K
|
3.29K
$173K
|
|
|
Nov 09, 2023
Q3 2023
|
Carson Allaria Wealth Management, Ltd.
|
SELL
|
- |
-60- 1.55% |
$2.31K - $3.04K
|
3.8K
$200K
|
|
|
Oct 10, 2023
Q3 2023
|
Tsfg, LLC
|
SELL
|
- |
-66- 2.84% |
$2.54K - $3.34K
|
2.25K
$119K
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-70- 0.2% |
$2.69K - $3.55K
|
35K
$1.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
SELL
|
- |
-71- 0.82% |
$2.73K - $3.6K
|
8.57K
$452K
|
|
|
Oct 18, 2023
Q3 2023
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-72- 0.65% |
$2.77K - $3.65K
|
11K
$578K
|
|
|
Nov 01, 2023
Q3 2023
|
Kraematon Investment Advisors, Inc
|
SELL
|
- |
-75- 0.25% |
$2.88K - $3.8K
|
30.3K
$1.6M
|
|
|
Nov 03, 2023
Q3 2023
|
Santori & Peters, Inc.
|
SELL
|
- |
-75- 1.45% |
$2.88K - $3.8K
|
5.09K
$268K
|
|
|
Oct 10, 2023
Q3 2023
|
Simpli Fi, Inc.
|
SELL
|
- |
-78- 1.35% |
$3K - $3.95K
|
5.71K
$301K
|
|
|
Nov 15, 2023
Q3 2023
|
Westside Investment Management, Inc.
|
SELL
|
- |
-80- 22.22% |
$3.07K - $4.05K
|
280
$14.8K
|
|
|
Nov 03, 2023
Q3 2023
|
New Square Capital LLC
|
SELL
|
- |
-85- 78.7% |
$3.27K - $4.31K
|
23
$1.21K
|
|
|
Oct 04, 2023
Q3 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-95- 21.35% |
$3.65K - $4.81K
|
350
$18.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-100- 3.43% |
$3.84K - $5.07K
|
2.82K
$148K
|
|
|
Nov 03, 2023
Q3 2023
|
Intrepid Financial Planning Group LLC
Carmel, IN |
SELL
|
- |
-100- 0.22% |
$3.84K - $5.07K
|
44.5K
$2.34M
|
|
|
Nov 04, 2024
Q3 2023
|
Fairfield Financial Advisors, LTD
Wellesley, MA |
SELL
|
- |
-102- 42.68% |
$3.92K - $5.17K
|
137
$7.22K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Guidance Group, Inc.
|
SELL
|
- |
-104- 0.33% |
$4K - $5.27K
|
31K
$1.63M
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-120- 6.01% |
$4.61K - $6.08K
|
1.88K
$98.8K
|
|
|
Nov 30, 2023
Q3 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-130- 60.19% |
$5K - $6.58K
|
86
$4.53K
|
|
|
Oct 26, 2023
Q3 2023
|
Duncker Streett & CO Inc
|
SELL
|
- |
-130- 80.25% |
$5K - $6.58K
|
32
$1.69K
|
|
|
Nov 03, 2023
Q3 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-134- 61.75% |
$5.15K - $6.79K
|
83
$4.37K
|
|
|
Aug 01, 2024
Q3 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-140- 7.29% |
$5.38K - $7.09K
|
1.78K
$93.8K
|
|
|
Oct 30, 2023
Q3 2023
|
Sandy Spring Bank
|
SELL
|
- |
-142- 7.84% |
$5.46K - $7.19K
|
1.67K
$88K
|
|
|
Oct 10, 2023
Q3 2023
|
Goal Vest Advisory LLC
|
SELL
|
- |
-152- 13.89% |
$5.84K - $7.7K
|
942
$49.6K
|
|
|
Oct 10, 2023
Q3 2023
|
Apella Capital, LLC
|
SELL
|
- |
-167- 0.14% |
$6.42K - $8.46K
|
121K
$6.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Straight Path Wealth Management
|
SELL
|
- |
-170- 1.26% |
$6.53K - $8.61K
|
13.3K
$702K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-172- 1.68% |
$6.61K - $8.71K
|
10.1K
$531K
|
|
|
Nov 14, 2023
Q3 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
SELL
|
- |
-179- 0.64% |
$6.88K - $9.07K
|
27.9K
$1.47M
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
SELL
|
- |
-192- 47.88% |
$7.38K - $9.72K
|
209
$11K
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-201- 4.5% |
$7.72K - $10.2K
|
4.27K
$225K
|
|
|
Oct 10, 2023
Q3 2023
|
Greenfield Savings Bank
|
SELL
|
- |
-205- 3.7% |
$7.88K - $10.4K
|
5.34K
$281K
|
|
|
Nov 15, 2023
Q3 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-211- 3.61% |
$8.11K - $10.7K
|
5.63K
$297K
|
|
|
Nov 14, 2023
Q3 2023
|
Prudent Investors Network, Inc.
Lake Forest, CA |
SELL
|
- |
-236- 3.99% |
$9.07K - $12K
|
5.69K
$300K
|
|
|
Oct 10, 2023
Q3 2023
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-237- 2.3% |
$9.11K - $12K
|
10.1K
$530K
|
|
|
Nov 09, 2023
Q3 2023
|
Nemes Rush Group LLC
Novi, MI |
SELL
|
- |
-248- 43.89% |
$9.53K - $12.6K
|
317
$16.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-249- 3.13% |
$9.57K - $12.6K
|
7.71K
$406K
|
|
|
Oct 11, 2023
Q3 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-271- 0.37% |
$10.4K - $13.7K
|
73.2K
$3.86M
|
|
|
Oct 30, 2023
Q3 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-277- 33.7% |
$10.6K - $14K
|
545
$28.7K
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-293- 24.15% |
$11.3K - $14.8K
|
920
$48.5K
|