Purchases and Sales Made in Q3 2023 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2023. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
SELL
|
- |
-4.71K- 3.34% |
$181K - $238K
|
136K
$8.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-4.93K- 75.28% |
$189K - $250K
|
1.62K
$98.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-5.12K- 90.13% |
$197K - $259K
|
560
$34.1K
|
|
|
Oct 16, 2023
Q3 2023
|
Trilogy Capital Inc.
|
SELL
|
- |
-5.35K- 24.36% |
$206K - $271K
|
16.6K
$1.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-5.51K- 23.62% |
$212K - $279K
|
17.8K
$1.09M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-5.53K- 14.96% |
$212K - $280K
|
31.4K
$1.91M
|
|
|
Nov 14, 2023
Q3 2023
|
White Knight Strategic Wealth Advisors, LLC
Princeton, NJ |
SELL
|
- |
-5.84K- 16.15% |
$225K - $296K
|
30.3K
$1.85M
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-6.32K- 94.44% |
$243K - $320K
|
372
$22.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-6.38K- 8.66% |
$245K - $323K
|
67.2K
$4.1M
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
SELL
|
- |
-6.4K- 21.92% |
$246K - $324K
|
22.8K
$1.39M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6.43K- 5.32% |
$247K - $325K
|
114K
$6.97M
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-6.73K- 22.96% |
$259K - $341K
|
22.6K
$1.38M
|
|
|
Nov 06, 2023
Q3 2023
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-7.03K- 89.03% |
$270K - $356K
|
866
$52.8K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.21K- 1.85% |
$277K - $365K
|
382K
$23.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-7.32K- 18.36% |
$281K - $371K
|
32.6K
$1.98M
|
|
|
Oct 31, 2023
Q3 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-7.58K- 60.71% |
$291K - $384K
|
4.9K
$299K
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-7.72K- 59.06% |
$297K - $391K
|
5.35K
$326K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-7.73K- 52.9% |
$297K - $392K
|
6.88K
$420K
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-7.82K- 14.19% |
$300K - $396K
|
47.3K
$2.88M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-8.67K- 31.84% |
$333K - $439K
|
18.6K
$1.13M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-8.74K- 10.42% |
$336K - $443K
|
75.2K
$4.58M
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-8.75K- 4.42% |
$336K - $443K
|
189K
$11.5M
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Private Trust Co.
|
SELL
|
- |
-9.65K- 15.25% |
$371K - $489K
|
53.6K
$3.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-9.68K- 1.78% |
$372K - $490K
|
535K
$32.6M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-9.95K- 3.22% |
$382K - $504K
|
298K
$18.2M
|
|
|
Oct 16, 2023
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-10.4K- 9.21% |
$400K - $528K
|
103K
$6.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-10.5K- 46.67% |
$404K - $532K
|
12K
$732K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.9K- 19.01% |
$421K - $554K
|
46.6K
$2.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-11.2K- 8.83% |
$429K - $566K
|
115K
$7.03M
|
|
|
Nov 02, 2023
Q3 2023
|
Richmond Brothers, Inc.
Jackson, MI |
SELL
|
- |
-11.6K- 23.12% |
$445K - $587K
|
38.5K
$2.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-12K- 98.67% |
$463K - $610K
|
162
$9.88K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13K- 1.43% |
$501K - $660K
|
899K
$54.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13K- 1.98% |
$501K - $660K
|
644K
$39.3M
|
|
|
Oct 27, 2023
Q3 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-14.3K- 43.46% |
$549K - $724K
|
18.6K
$1.13M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-15.8K- 2.51% |
$606K - $799K
|
612K
$37.3M
|
|
|
Oct 17, 2023
Q3 2023
|
Founders Financial Securities LLC
|
SELL
|
- |
-17.2K- 22.41% |
$661K - $871K
|
59.5K
$3.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-17.2K- 22.47% |
$661K - $871K
|
59.3K
$3.62M
|
|
|
Oct 25, 2023
Q3 2023
|
Crescent Grove Advisors, LLC
|
SELL
|
- |
-18K- 13.8% |
$691K - $910K
|
112K
$6.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-18.1K- 20.34% |
$696K - $917K
|
70.9K
$4.32M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-19.9K- 11.1% |
$765K - $1.01M
|
160K
$9.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-23.3K- 59.13% |
$894K - $1.18M
|
16.1K
$980K
|
|
|
Nov 08, 2023
Q3 2023
|
Longitude (Cayman) Ltd.
Grand Cayman, E9 |
SELL
|
- |
-26K- 42.62% |
$999K - $1.32M
|
35K
$2.13M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-28K- 55.43% |
$1.07M - $1.42M
|
22.5K
$1.37M
|
|
|
Nov 03, 2023
Q3 2023
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-29.6K- 63.73% |
$1.14M - $1.5M
|
16.8K
$1.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-34K- 61.98% |
$1.31M - $1.72M
|
20.9K
$1.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-43K- 7.92% |
$1.65M - $2.18M
|
499K
$30.4M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-43.8K- 45.02% |
$1.68M - $2.22M
|
53.5K
$3.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-57.7K- 20.3% |
$2.22M - $2.92M
|
226K
$13.8M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-72.4K- 8.68% |
$2.78M - $3.67M
|
761K
$46.4M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-73.8K- 10.83% |
$2.84M - $3.74M
|
608K
$37.1M
|