Purchases and Sales Made in Q3 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
41+ 0.47% |
$2.77K - $2.95K
|
8.72K
$688K
|
|
|
Nov 13, 2023
Q3 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
40+ 9.07% |
$2.7K - $2.88K
|
481
$38K
|
|
|
Oct 19, 2023
Q3 2023
|
Baron Financial Group, LLC
Fair Lawn, NJ |
BUY
|
- |
30+ 0.04% |
$2.03K - $2.16K
|
81.6K
$6.44M
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
28+ 0.19% |
$1.89K - $2.01K
|
14.4K
$1.14M
|
|
|
Oct 13, 2023
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
27+ 0.47% |
$1.82K - $1.94K
|
5.72K
$451K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
21+ 3.88% |
$1.42K - $1.51K
|
562
$44.3K
|
|
|
Oct 24, 2023
Q3 2023
|
First National Corp
|
BUY
|
- |
20+ 0.06% |
$1.35K - $1.44K
|
31.5K
$2.49M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
13+ 0.09% |
$878 - $935
|
14.9K
$1.18M
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
BUY
|
- |
9+ 0.36% |
$608 - $647
|
2.52K
$198K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
8+ 2.11% |
$540 - $575
|
388
$30.6K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
7+ 0.2% |
$473 - $503
|
3.53K
$279K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7+ 0.06% |
$473 - $503
|
12.4K
$979K
|
|
|
Oct 25, 2023
Q3 2023
|
Paragon Financial Partners, Inc.
Woodland Hills, CA |
BUY
|
- |
7+ 0.2% |
$473 - $503
|
3.44K
$271K
|
|
|
Nov 03, 2023
Q3 2023
|
Pacific Capital Wealth Advisors, Inc
|
BUY
|
- |
6+ 0.18% |
$405 - $431
|
3.4K
$268K
|
|
|
Nov 08, 2023
Q3 2023
|
Lebenthal Global Advisors, LLC
|
BUY
|
- |
6+ 0.15% |
$405 - $431
|
4.05K
$319K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
5+ 0.08% |
$338 - $360
|
6.24K
$492K
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
4New |
$270 - $288
|
4
$316
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
4+ 0.01% |
$270 - $288
|
29.5K
$2.33M
|
|
|
Nov 06, 2023
Q3 2023
|
E Rn Financial, LLC
|
BUY
|
- |
4+ 0.07% |
$270 - $288
|
5.42K
$427K
|
|
|
Oct 31, 2023
Q3 2023
|
Delta Financial Group, Inc.
Basking Ridge, NJ |
BUY
|
- |
4+ 0.05% |
$270 - $288
|
8.06K
$636K
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
3+ 0.09% |
$203 - $216
|
3.29K
$260K
|
|
|
Nov 14, 2023
Q3 2023
|
Ambassador Advisors, LLC
Lancaster, PA |
BUY
|
- |
3+ 0.04% |
$203 - $216
|
7.32K
$578K
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2+ 0.06% |
$135 - $144
|
3.11K
$245K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 0.15% |
$135 - $144
|
1.32K
$104K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 0.39% |
$135 - $144
|
512
$40.4K
|
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
2+ 0.16% |
$135 - $144
|
1.26K
$99.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.47% |
$67.6 - $71.9
|
214
$16.9K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1+ 0.46% |
$67.6 - $71.9
|
220
$17.4K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
1New |
$67.6 - $71.9
|
1
$78.9
|
|
|
Nov 03, 2023
Q3 2023
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
1+ 0.02% |
$67.6 - $71.9
|
4.05K
$320K
|
|
|
Nov 06, 2023
Q3 2023
|
Windham Capital Management, LLC
|
SELL
|
- |
-5- 0.09% |
$338 - $360
|
5.53K
$437K
|
|
|
Oct 13, 2023
Q3 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-9- 0.09% |
$608 - $647
|
9.93K
$783K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-10- 0.25% |
$676 - $719
|
4K
$316K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-10- 31.25% |
$676 - $719
|
22
$1.74K
|
|
|
Oct 18, 2023
Q3 2023
|
Occidental Asset Management, LLC
|
SELL
|
- |
-11- 0.05% |
$743 - $791
|
20.6K
$1.63M
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-14- 0.36% |
$946 - $1.01K
|
3.92K
$309K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-25- 0.51% |
$1.69K - $1.8K
|
4.89K
$386K
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-29- 23.2% |
$1.96K - $2.09K
|
96
$7.57K
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-49- 1.55% |
$3.31K - $3.52K
|
3.11K
$246K
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-51- 2.73% |
$3.45K - $3.67K
|
1.82K
$143K
|
|
|
Oct 23, 2023
Q3 2023
|
Afg Fiduciary Services Limited Partnership
Hingham, MA |
SELL
|
- |
-61- 0.3% |
$4.12K - $4.39K
|
20.1K
$1.59M
|
|
|
May 24, 2024
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
SELL
|
- |
-65- 1.12% |
$4.39K - $4.67K
|
5.72K
$451K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Advisors LLC
Winchester, TN |
SELL
|
- |
-68- 2.0% |
$4.59K - $4.89K
|
3.33K
$263K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-88- 0.36% |
$5.95K - $6.33K
|
24.3K
$1.92M
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-93- 2.14% |
$6.28K - $6.69K
|
4.26K
$336K
|
|
|
Oct 23, 2023
Q3 2023
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-94- 11.35% |
$6.35K - $6.76K
|
734
$57.9K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-100- 9.95% |
$6.76K - $7.19K
|
905
$71.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-100- 9.95% |
$6.76K - $7.19K
|
905
$71.4K
|
|
|
Oct 17, 2023
Q3 2023
|
Summit Financial Group, Inc.
|
SELL
|
- |
-100- 2.63% |
$6.76K - $7.19K
|
3.71K
$292K
|
|
|
Oct 16, 2023
Q3 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-104- 3.4% |
$7.03K - $7.48K
|
2.95K
$233K
|