Purchases and Sales Made in Q3 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Fernwood Investment Management, LLC
Quincy, MA |
SELL
|
- |
-733- 18.84% |
$49.5K - $52.7K
|
3.16K
$249K
|
|
|
Nov 02, 2023
Q3 2023
|
Estate Counselors, LLC
|
SELL
|
- |
-735- 1.74% |
$49.7K - $52.8K
|
41.5K
$3.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-740- 3.88% |
$50K - $53.2K
|
18.3K
$1.45M
|
|
|
Nov 01, 2023
Q3 2023
|
Kraematon Investment Advisors, Inc
|
SELL
|
- |
-743- 3.15% |
$50.2K - $53.4K
|
22.8K
$1.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-751- 16.73% |
$50.7K - $54K
|
3.74K
$295K
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-751- 14.52% |
$50.7K - $54K
|
4.42K
$349K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-752- 0.21% |
$50.8K - $54.1K
|
356K
$28.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-753- 1.93% |
$50.9K - $54.1K
|
38.2K
$3.01M
|
|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-777- 4.79% |
$52.5K - $55.9K
|
15.4K
$1.22M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-780- 6.09% |
$52.7K - $56.1K
|
12K
$950K
|
|
|
Nov 01, 2023
Q3 2023
|
Court Place Advisors, LLC
Ellicott City, MD |
SELL
|
- |
-800- 17.2% |
$54K - $57.5K
|
3.85K
$304K
|
|
|
Nov 14, 2023
Q3 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-824- 16.07% |
$55.7K - $59.2K
|
4.3K
$340K
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-836- 16.74% |
$56.5K - $60.1K
|
4.16K
$328K
|
|
|
Oct 12, 2023
Q3 2023
|
Patten Group, Inc.
|
SELL
|
- |
-855- 2.98% |
$57.8K - $61.5K
|
27.8K
$2.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-874- 2.11% |
$59K - $62.8K
|
40.6K
$3.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-890- 0.97% |
$60.1K - $64K
|
90.9K
$7.17M
|
|
|
Jan 12, 2024
Q3 2023
|
Burns Matteson Capital Management, LLC
Corning, NY |
SELL
|
- |
-908- 1.82% |
$61.3K - $65.3K
|
49K
$3.87M
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-915- 21.86% |
$61.8K - $65.8K
|
3.27K
$258K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-918- 13.36% |
$62K - $66K
|
5.95K
$470K
|
|
|
Oct 26, 2023
Q3 2023
|
Sage Rhino Capital LLC
|
SELL
|
- |
-920- 5.34% |
$62.2K - $66.1K
|
16.3K
$1.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Old Port Advisors
|
SELL
|
- |
-936- 13.21% |
$63.2K - $67.3K
|
6.15K
$485K
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
SELL
|
- |
-944- 5.77% |
$63.8K - $67.9K
|
15.4K
$1.22M
|
|
|
Nov 01, 2023
Q3 2023
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-949- 4.08% |
$64.1K - $68.2K
|
22.3K
$1.76M
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-956- 7.54% |
$64.6K - $68.7K
|
11.7K
$925K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-979- 38.29% |
$66.1K - $70.4K
|
1.58K
$125K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-987- 3.29% |
$66.7K - $71K
|
29K
$2.29M
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-993- 15.27% |
$67.1K - $71.4K
|
5.51K
$435K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-1.08K- 21.08% |
$73K - $77.7K
|
4.04K
$319K
|
|
|
Oct 10, 2023
Q3 2023
|
Webster Bank, N. A.
|
SELL
|
- |
-1.08K- 4.75% |
$73K - $77.7K
|
21.7K
$1.71M
|
|
|
Nov 07, 2023
Q3 2023
|
Dorsey Wright & Associates
|
SELL
|
- |
-1.08K- 8.18% |
$73.2K - $77.9K
|
12.2K
$960K
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-1.11K- 2.11% |
$74.7K - $79.5K
|
51.3K
$4.05M
|
|
|
Oct 10, 2023
Q3 2023
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-1.12K- 5.12% |
$75.9K - $80.7K
|
20.8K
$1.64M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.13K- 11.87% |
$76.1K - $81K
|
8.37K
$660K
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-1.15K- 95.9% |
$77.4K - $82.3K
|
49
$3.87K
|
|
|
Oct 13, 2023
Q3 2023
|
Insight Wealth Strategies, LLC
San Ramon, CA |
SELL
|
- |
-1.16K- 8.86% |
$78.2K - $83.2K
|
11.9K
$939K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-1.26K- 0.1% |
$84.8K - $90.2K
|
1.29M
$102M
|
|
|
Oct 27, 2023
Q3 2023
|
Portside Wealth Group, LLC
Provo, UT |
SELL
|
- |
-1.29K- 4.42% |
$87K - $92.6K
|
27.9K
$2.2M
|
|
|
Oct 30, 2023
Q3 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-1.3K- 3.64% |
$87.5K - $93.1K
|
34.3K
$2.71M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-1.54K- 6.66% |
$104K - $111K
|
21.6K
$1.7M
|
|
|
Oct 27, 2023
Q3 2023
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-1.64K- 4.46% |
$111K - $118K
|
35K
$2.76M
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-1.66K- 6.76% |
$112K - $119K
|
22.9K
$1.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-1.73K- 14.24% |
$117K - $124K
|
10.4K
$821K
|
|
|
Oct 18, 2023
Q3 2023
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-1.78K- 4.38% |
$120K - $128K
|
38.9K
$3.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.83K- 5.64% |
$124K - $132K
|
30.7K
$2.42M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.9K- 3.62% |
$128K - $137K
|
50.7K
$4M
|
|
|
Nov 06, 2023
Q3 2023
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-2.02K- 3.37% |
$136K - $145K
|
57.8K
$4.56M
|
|
|
Oct 13, 2023
Q3 2023
|
Hengehold Capital Management LLC
|
SELL
|
- |
-2.06K- 23.71% |
$139K - $148K
|
6.62K
$522K
|
|
|
Nov 09, 2023
Q3 2023
|
Efg Asset Management (Americas) Corp.
|
SELL
|
- |
-2.13K- 4.03% |
$144K - $153K
|
50.6K
$3.99M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.15K- 6.75% |
$145K - $154K
|
29.7K
$2.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.16K- 0.84% |
$146K - $155K
|
256K
$20.2M
|