Purchases and Sales Made in Q3 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 11, 2023
Q3 2023
|
Cva Family Office, LLC
|
SELL
|
- |
-2.18K- 10.05% |
$148K - $157K
|
19.6K
$1.54M
|
|
|
Oct 04, 2023
Q3 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-2.25K- 2.16% |
$152K - $162K
|
102K
$8.04M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-2.28K- 26.47% |
$154K - $164K
|
6.32K
$499K
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-2.37K- 3.48% |
$160K - $171K
|
65.9K
$5.2M
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-2.39K- 10.18% |
$161K - $171K
|
21.1K
$1.66M
|
|
|
Oct 24, 2023
Q3 2023
|
Advisor Resource Council
|
SELL
|
- |
-2.46K- 25.94% |
$166K - $177K
|
7.02K
$553K
|
|
|
Nov 06, 2023
Q3 2023
|
Ntv Asset Management LLC
|
SELL
|
- |
-2.46K- 2.01% |
$166K - $177K
|
120K
$9.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.7K- 34.93% |
$182K - $194K
|
5.03K
$396K
|
|
|
Oct 11, 2023
Q3 2023
|
Schaper Benz & Wise Investment Counsel Inc
|
SELL
|
- |
-2.72K- 11.14% |
$184K - $195K
|
21.7K
$1.71M
|
|
|
Nov 13, 2023
Q3 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2.79K- 24.44% |
$189K - $201K
|
8.63K
$681K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.84K- 30.58% |
$192K - $204K
|
6.44K
$508K
|
|
|
Nov 13, 2023
Q3 2023
|
Overbrook Management Corp
New York, NY |
SELL
|
- |
-2.88K- 13.84% |
$194K - $207K
|
17.9K
$1.41M
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-2.92K- 4.63% |
$197K - $210K
|
60K
$4.74M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.03K- 2.54% |
$205K - $218K
|
117K
$9.2M
|
|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
SELL
|
- |
-3.36K- 1.05% |
$227K - $242K
|
316K
$24.9M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-3.47K- 1.94% |
$234K - $249K
|
175K
$13.8M
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-3.57K- 39.89% |
$241K - $257K
|
5.38K
$425K
|
|
|
Oct 24, 2023
Q3 2023
|
Icapital Wealth LLC
Walnut Creek, CA |
SELL
|
- |
-3.58K- 21.06% |
$242K - $257K
|
13.4K
$1.06M
|
|
|
Oct 05, 2023
Q3 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-3.62K- 2.73% |
$244K - $260K
|
129K
$10.1M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-3.96K- 16.81% |
$268K - $285K
|
19.6K
$1.55M
|
|
|
Oct 26, 2023
Q3 2023
|
Rockland Trust CO
|
SELL
|
- |
-3.98K- 42.6% |
$269K - $286K
|
5.36K
$423K
|
|
|
Nov 13, 2023
Q3 2023
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-4.64K- 14.28% |
$314K - $334K
|
27.8K
$2.2M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-4.72K- 39.73% |
$319K - $340K
|
7.17K
$565K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-4.77K- 22.03% |
$322K - $343K
|
16.9K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-4.86K- 10.84% |
$328K - $349K
|
40K
$3.15M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.97K- 13.11% |
$336K - $357K
|
32.9K
$2.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Amg National Trust Bank
|
SELL
|
- |
-5.63K- 4.72% |
$380K - $405K
|
114K
$8.96M
|
|
|
Oct 26, 2023
Q3 2023
|
Absolute Capital Management, LLC
|
SELL
|
- |
-5.72K- 46.33% |
$387K - $411K
|
6.63K
$523K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-5.84K- 35.13% |
$395K - $420K
|
10.8K
$851K
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-5.84K- 35.48% |
$395K - $420K
|
10.6K
$839K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.97K- 3.59% |
$403K - $429K
|
160K
$12.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-5.99K- 3.43% |
$404K - $430K
|
168K
$13.3M
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
SELL
|
- |
-6.11K- 40.92% |
$413K - $440K
|
8.83K
$696K
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-6.46K- 26.81% |
$436K - $464K
|
17.6K
$1.39M
|
|
|
Oct 25, 2023
Q3 2023
|
Calamos Wealth Management LLC
|
SELL
|
- |
-6.64K- 47.95% |
$449K - $478K
|
7.21K
$569K
|
|
|
Nov 09, 2023
Q3 2023
|
Wavelength Capital Management, LLC
|
SELL
|
- |
-7.3K- 22.75% |
$493K - $525K
|
24.8K
$1.96M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.37K- 3.38% |
$498K - $530K
|
211K
$16.6M
|
|
|
Oct 23, 2023
Q3 2023
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-8.13K- 36.76% |
$549K - $584K
|
14K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-8.34K- 34.43% |
$563K - $600K
|
15.9K
$1.25M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-8.39K- 21.64% |
$567K - $603K
|
30.4K
$2.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-8.62K- 71.96% |
$582K - $620K
|
3.36K
$265K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-8.7K- 5.81% |
$588K - $626K
|
141K
$11.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-9.68K- 2.43% |
$654K - $696K
|
389K
$30.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-10K- 12.52% |
$679K - $722K
|
70.2K
$5.54M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-10.9K- 2.38% |
$736K - $784K
|
448K
$35.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-11K- 94.03% |
$740K - $788K
|
696
$54.9K
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-13.3K- 55.91% |
$899K - $957K
|
10.5K
$828K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-13.6K- 8.38% |
$916K - $975K
|
148K
$11.7M
|
|
|
Oct 23, 2023
Q3 2023
|
Moneywise, Inc.
|
SELL
|
- |
-14.1K- 43.92% |
$950K - $1.01M
|
18K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-14.4K- 71.53% |
$973K - $1.04M
|
5.73K
$452K
|