Purchases and Sales Made in Q3 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2023
Q3 2023
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-107- 1.51% |
$7.23K - $7.69K
|
6.98K
$551K
|
|
|
Nov 01, 2023
Q3 2023
|
Telos Capital Management, Inc.
|
SELL
|
- |
-109- 0.89% |
$7.36K - $7.84K
|
12.1K
$956K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-119- 3.83% |
$8.04K - $8.56K
|
2.99K
$236K
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-126- 2.84% |
$8.51K - $9.06K
|
4.31K
$340K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-126- 4.13% |
$8.51K - $9.06K
|
2.92K
$231K
|
|
|
Oct 12, 2023
Q3 2023
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-129- 2.18% |
$8.72K - $9.28K
|
5.8K
$457K
|
|
|
Oct 11, 2023
Q3 2023
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-133- 2.75% |
$8.99K - $9.56K
|
4.71K
$371K
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-143- 2.11% |
$9.66K - $10.3K
|
6.63K
$523K
|
|
|
Oct 19, 2023
Q3 2023
|
Focus Wealth Advisors, LLC
|
SELL
|
- |
-150- 0.49% |
$10.1K - $10.8K
|
30.3K
$2.39M
|
|
|
Oct 16, 2023
Q3 2023
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-152- 0.52% |
$10.3K - $10.9K
|
29K
$2.29M
|
|
|
Oct 30, 2023
Q3 2023
|
Bank Of Stockton
|
SELL
|
- |
-160- 3.16% |
$10.8K - $11.5K
|
4.9K
$387K
|
|
|
Nov 16, 2023
Q3 2023
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
SELL
|
- |
-165- 1.96% |
$11.1K - $11.9K
|
8.25K
$651K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-173- 5.18% |
$11.7K - $12.4K
|
3.17K
$250K
|
|
|
Oct 16, 2023
Q3 2023
|
Moseley Investment Management Inc
|
SELL
|
- |
-175- 5.15% |
$11.8K - $12.6K
|
3.22K
$254K
|
|
|
Nov 13, 2023
Q3 2023
|
Alpha Centric Advisors LLC
San Juan, PR |
SELL
|
- |
-180- 2.99% |
$12.2K - $12.9K
|
5.83K
$460K
|
|
|
Nov 13, 2023
Q3 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-188- 5.86% |
$12.7K - $13.5K
|
3.02K
$238K
|
|
|
Nov 07, 2023
Q3 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-200- 2.71% |
$13.5K - $14.4K
|
7.19K
$567K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-220- 6.59% |
$14.9K - $15.8K
|
3.12K
$246K
|
|
|
Oct 16, 2023
Q3 2023
|
First Premier Bank
|
SELL
|
- |
-225- 47.37% |
$15.2K - $16.2K
|
250
$19.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-235- 7.22% |
$15.9K - $16.9K
|
3.02K
$238K
|
|
|
Oct 25, 2023
Q3 2023
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-241- 1.91% |
$16.3K - $17.3K
|
12.3K
$974K
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-250- 33.97% |
$16.9K - $18K
|
486
$38.3K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-252- 37.78% |
$17K - $18.1K
|
415
$32.7K
|
|
|
Oct 24, 2023
Q3 2023
|
Capital Advisors Inc
|
SELL
|
- |
-285- 4.11% |
$19.3K - $20.5K
|
6.65K
$524K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-296- 11.94% |
$20K - $21.3K
|
2.18K
$172K
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-322- 9.09% |
$21.8K - $23.2K
|
3.22K
$254K
|
|
|
Oct 18, 2023
Q3 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-327- 9.0% |
$22.1K - $23.5K
|
3.31K
$261K
|
|
|
Nov 03, 2023
Q3 2023
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-329- 0.44% |
$22.2K - $23.7K
|
74.3K
$5.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-342- 2.52% |
$23.1K - $24.6K
|
13.2K
$1.04M
|
|
|
Oct 20, 2023
Q3 2023
|
Highview Capital Management LLC
|
SELL
|
- |
-342- 5.52% |
$23.1K - $24.6K
|
5.86K
$462K
|
|
|
Nov 28, 2023
Q3 2023
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-360- 47.37% |
$24.3K - $25.9K
|
400
$31.6K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-362- 6.36% |
$24.5K - $26K
|
5.33K
$421K
|
|
|
Oct 31, 2023
Q3 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-372- 12.88% |
$25.1K - $26.7K
|
2.52K
$199K
|
|
|
Nov 14, 2023
Q3 2023
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-373- 1.2% |
$25.2K - $26.8K
|
30.7K
$2.42M
|
|
|
Oct 24, 2023
Q3 2023
|
Apexium Financial, LP
|
SELL
|
- |
-393- 2.94% |
$26.6K - $28.3K
|
13K
$1.02M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-429- 6.72% |
$29K - $30.8K
|
5.96K
$470K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-444- 7.18% |
$30K - $31.9K
|
5.74K
$453K
|
|
|
Oct 20, 2023
Q3 2023
|
Fulton Breakefield Broenniman LLC
|
SELL
|
- |
-460- 0.14% |
$31.1K - $33.1K
|
336K
$26.5M
|
|
|
Nov 06, 2023
Q3 2023
|
Sonata Capital Group Inc
|
SELL
|
- |
-465- 5.62% |
$31.4K - $33.4K
|
7.81K
$616K
|
|
|
Nov 13, 2023
Q3 2023
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-488- 10.41% |
$33K - $35.1K
|
4.2K
$331K
|
|
|
Oct 24, 2023
Q3 2023
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-512- 2.29% |
$34.6K - $36.8K
|
21.9K
$1.72M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-515- 6.32% |
$34.8K - $37K
|
7.63K
$602K
|
|
|
Oct 06, 2023
Q3 2023
|
West Wealth Group, LLC
|
SELL
|
- |
-529- 6.97% |
$35.7K - $38K
|
7.07K
$557K
|
|
|
Nov 01, 2023
Q3 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-540- 13.08% |
$36.5K - $38.8K
|
3.59K
$283K
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-560- 3.73% |
$37.8K - $40.3K
|
14.5K
$1.14M
|
|
|
Nov 01, 2023
Q3 2023
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-573- 2.34% |
$38.7K - $41.2K
|
23.9K
$1.89M
|
|
|
Oct 19, 2023
Q3 2023
|
Tfg Advisers LLC
|
SELL
|
- |
-623- 1.26% |
$42.1K - $44.8K
|
48.6K
$3.84M
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
SELL
|
- |
-680- 0.38% |
$45.9K - $48.9K
|
178K
$14M
|
|
|
Oct 25, 2023
Q3 2023
|
Brighton Jones LLC
|
SELL
|
- |
-705- 6.65% |
$47.6K - $50.7K
|
9.9K
$781K
|
|
|
Oct 16, 2023
Q3 2023
|
Montecito Bank & Trust
|
SELL
|
- |
-729- 2.88% |
$49.3K - $52.4K
|
24.6K
$1.94M
|