Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 04, 2022
Q3 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-682- 14.23% |
$196K - $233K
|
4.11K
$1.74M
|
|
|
Oct 12, 2022
Q3 2022
|
Wealth Alliance Advisory Group, LLC
|
SELL
|
- |
-694- 20.8% |
$199K - $237K
|
2.64K
$1.12M
|
|
|
Nov 14, 2022
Q3 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-697- 30.76% |
$200K - $238K
|
1.57K
$665K
|
|
|
Jan 02, 2024
Q3 2022
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-697Closed |
$200K - $238K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
SELL
|
- |
-702Closed |
$202K - $240K
|
0
$0
|
|
|
Oct 05, 2022
Q3 2022
|
Hbw Advisory Services LLC
|
SELL
|
- |
-704- 6.48% |
$202K - $241K
|
10.2K
$4.3M
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-709- 1.26% |
$204K - $242K
|
55.4K
$23.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-785- 19.17% |
$226K - $268K
|
3.31K
$1.4M
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-797- 7.7% |
$229K - $272K
|
9.56K
$4.05M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-803- 0.52% |
$231K - $274K
|
152K
$64.6M
|
|
|
Nov 07, 2022
Q3 2022
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-809- 4.5% |
$232K - $276K
|
17.2K
$7.27M
|
|
|
Oct 14, 2022
Q3 2022
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-826- 3.71% |
$237K - $282K
|
21.4K
$9.08M
|
|
|
Nov 10, 2022
Q3 2022
|
Executive Wealth Management, LLC
|
SELL
|
- |
-831- 71.33% |
$239K - $284K
|
334
$142K
|
|
|
Nov 14, 2022
Q3 2022
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-833- 30.02% |
$239K - $285K
|
1.94K
$823K
|
|
|
Nov 14, 2022
Q3 2022
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-847- 7.66% |
$243K - $289K
|
10.2K
$4.33M
|
|
|
Oct 21, 2022
Q3 2022
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-849- 22.47% |
$244K - $290K
|
2.93K
$1.24M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-885- 2.71% |
$254K - $302K
|
31.7K
$13.4M
|
|
|
Dec 02, 2022
Q3 2022
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-889- 4.47% |
$255K - $304K
|
19K
$8.05M
|
|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-900- 50.0% |
$259K - $308K
|
900
$381K
|
|
|
Nov 10, 2022
Q3 2022
|
F Dx Advisors, Inc.
|
SELL
|
- |
-925- 31.51% |
$266K - $316K
|
2.01K
$852K
|
|
|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-932- 7.75% |
$268K - $319K
|
11.1K
$4.7M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-959- 4.93% |
$276K - $328K
|
18.5K
$7.84M
|
|
|
Nov 14, 2022
Q3 2022
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-977- 2.81% |
$281K - $334K
|
33.8K
$14.3M
|
|
|
Nov 03, 2022
Q3 2022
|
Regions Financial Corp
|
SELL
|
- |
-993- 2.05% |
$285K - $339K
|
47.6K
$20.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.05K- 6.53% |
$302K - $360K
|
15.1K
$6.38M
|
|
|
Nov 01, 2022
Q3 2022
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-1.05K- 46.37% |
$303K - $360K
|
1.22K
$516K
|
|
|
Nov 08, 2022
Q3 2022
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.11K- 52.24% |
$319K - $379K
|
1.02K
$430K
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.11K- 25.78% |
$319K - $379K
|
3.2K
$1.35M
|
|
|
Oct 23, 2023
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-1.12K- 81.75% |
$322K - $383K
|
250
$106K
|
|
|
Nov 04, 2022
Q3 2022
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-1.14K- 6.48% |
$327K - $389K
|
16.4K
$6.97M
|
|
|
Nov 14, 2022
Q3 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-1.24K- 13.56% |
$357K - $425K
|
7.93K
$3.36M
|
|
|
Oct 28, 2022
Q3 2022
|
Washburn Capital Management, Inc.
|
SELL
|
- |
-1.26K- 2.2% |
$361K - $430K
|
56K
$23.7M
|
|
|
Oct 31, 2022
Q3 2022
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-1.27K- 1.17% |
$365K - $434K
|
107K
$45.4M
|
|
|
Nov 15, 2022
Q3 2022
|
Monograph Wealth Advisors, LLC
|
SELL
|
- |
-1.3K- 28.63% |
$373K - $444K
|
3.24K
$1.37M
|
|
|
Oct 17, 2022
Q3 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.31K- 15.42% |
$378K - $449K
|
7.21K
$3.06M
|
|
|
Oct 21, 2022
Q3 2022
|
True Wealth Advisors, LLC
|
SELL
|
- |
-1.42K- 4.74% |
$408K - $486K
|
28.6K
$12.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.42K- 10.72% |
$409K - $486K
|
11.8K
$5.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Q3 Asset Management
|
SELL
|
- |
-1.47K- 6.05% |
$422K - $502K
|
22.8K
$9.66M
|
|
|
Nov 14, 2022
Q3 2022
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-1.49K- 3.79% |
$429K - $511K
|
37.9K
$16.1M
|
|
|
Oct 18, 2022
Q3 2022
|
Intergy Private Wealth, LLC
|
SELL
|
- |
-1.51K- 10.32% |
$434K - $517K
|
13.1K
$5.57M
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.57K- 11.31% |
$450K - $535K
|
12.3K
$5.2M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.74K- 9.87% |
$498K - $593K
|
15.8K
$6.72M
|
|
|
Oct 21, 2022
Q3 2022
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-1.75K- 10.38% |
$502K - $597K
|
15.1K
$6.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-1.8K- 20.69% |
$517K - $615K
|
6.9K
$2.92M
|
|
|
Nov 01, 2022
Q3 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-1.89K- 40.17% |
$543K - $646K
|
2.82K
$1.19M
|
|
|
Oct 13, 2022
Q3 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.92K- 40.92% |
$552K - $656K
|
2.77K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.99K- 0.85% |
$572K - $680K
|
231K
$97.8M
|
|
|
Oct 18, 2022
Q3 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2K- 38.73% |
$574K - $683K
|
3.16K
$1.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Gainplan LLC
Bloomfield Hills, MI |
SELL
|
- |
-2.05K- 37.59% |
$588K - $699K
|
3.4K
$1.44M
|
|
|
Nov 10, 2022
Q3 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-2.15K- 97.86% |
$618K - $735K
|
47
$19.9K
|