Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
BUY
|
- |
19+ 7.31% |
$5.46K - $6.49K
|
279
$117K
|
|
|
Dec 02, 2022
Q3 2022
|
American Trust
Lexington, KY |
BUY
|
- |
19+ 1.42% |
$5.46K - $6.49K
|
1.36K
$571K
|
|
|
Nov 01, 2022
Q3 2022
|
Strategic Asset Management, LLC
|
BUY
|
- |
18+ 1.6% |
$5.17K - $6.15K
|
1.14K
$480K
|
|
|
Sep 11, 2024
Q3 2022
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
17+ 0.2% |
$4.88K - $5.81K
|
8.39K
$3.52M
|
|
|
Nov 19, 2024
Q3 2022
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
BUY
|
- |
16+ 1.24% |
$4.6K - $5.47K
|
1.31K
$549K
|
|
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
16+ 2.0% |
$4.6K - $5.47K
|
816
$343K
|
|
|
Nov 09, 2022
Q3 2022
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
16New |
$4.6K - $5.47K
|
16
$6.72K
|
|
|
Nov 07, 2022
Q3 2022
|
Evoke Wealth, LLC
|
BUY
|
- |
16+ 0.43% |
$4.6K - $5.47K
|
3.73K
$1.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
BUY
|
- |
16+ 0.12% |
$4.6K - $5.47K
|
13.3K
$5.6M
|
|
|
Nov 02, 2022
Q3 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
15+ 2.95% |
$4.31K - $5.13K
|
523
$220K
|
|
|
Nov 07, 2022
Q3 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
15+ 0.67% |
$4.31K - $5.13K
|
2.25K
$944K
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
14+ 16.47% |
$4.02K - $4.78K
|
99
$41.6K
|
|
|
Nov 02, 2022
Q3 2022
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
14New |
$4.02K - $4.78K
|
14
$5.88K
|
|
|
Oct 12, 2022
Q3 2022
|
Bay Rivers Group
|
BUY
|
- |
14+ 0.12% |
$4.02K - $4.78K
|
11.7K
$4.9M
|
|
|
Oct 18, 2022
Q3 2022
|
Level Financial Advisors, Inc.
|
BUY
|
- |
14New |
$4.02K - $4.78K
|
14
$5.88K
|
|
|
Oct 18, 2022
Q3 2022
|
Compass Ion Advisors, LLC
|
BUY
|
- |
11+ 0.46% |
$3.16K - $3.76K
|
2.38K
$998K
|
|
|
Nov 03, 2022
Q3 2022
|
Amg National Trust Bank
|
BUY
|
- |
9+ 0.02% |
$2.59K - $3.08K
|
47.9K
$20.1M
|
|
|
Nov 10, 2022
Q3 2022
|
True North Advisors, LLC
|
BUY
|
- |
9+ 0.45% |
$2.59K - $3.08K
|
2K
$841K
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
9+ 4.79% |
$2.59K - $3.08K
|
197
$82.7K
|
|
|
Nov 02, 2022
Q3 2022
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
9+ 0.47% |
$2.59K - $3.08K
|
1.94K
$813K
|
|
|
Nov 09, 2022
Q3 2022
|
American Investment Services, Inc.
|
BUY
|
- |
8+ 0.38% |
$2.3K - $2.73K
|
2.11K
$887K
|
|
|
Nov 14, 2022
Q3 2022
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
8+ 0.5% |
$2.3K - $2.73K
|
1.61K
$676K
|
|
|
Nov 10, 2022
Q3 2022
|
Kellett Schaffner Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
8+ 0.5% |
$2.3K - $2.73K
|
1.62K
$680K
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
8+ 0.5% |
$2.3K - $2.73K
|
1.61K
$676K
|
|
|
Oct 17, 2022
Q3 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
7+ 0.47% |
$2.01K - $2.39K
|
1.49K
$624K
|
|
|
Oct 21, 2022
Q3 2022
|
Lehman & Derafelo Financial Resources LLC
|
BUY
|
- |
7+ 0.3% |
$2.01K - $2.39K
|
2.35K
$985K
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
7+ 0.3% |
$2.01K - $2.39K
|
2.35K
$988K
|
|
|
Oct 24, 2022
Q3 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
7+ 0.05% |
$2.01K - $2.39K
|
13.6K
$5.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Fortress Wealth Group, LLC
Orlando, FL |
BUY
|
- |
6+ 0.18% |
$1.72K - $2.05K
|
3.39K
$1.42M
|
|
|
Nov 09, 2022
Q3 2022
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
6New |
$1.72K - $2.05K
|
6
$2.52K
|
|
|
Nov 14, 2022
Q3 2022
|
Resolute Financial, LLC
|
BUY
|
- |
6+ 0.45% |
$1.72K - $2.05K
|
1.34K
$563K
|
|
|
Nov 10, 2022
Q3 2022
|
Plancorp, LLC
|
BUY
|
- |
5+ 0.44% |
$1.44K - $1.71K
|
1.14K
$479K
|
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
5+ 250.0% |
$1.44K - $1.71K
|
7
$2.94K
|
|
|
Oct 31, 2022
Q3 2022
|
Gables Capital Management Inc.
|
BUY
|
- |
5+ 0.42% |
$1.44K - $1.71K
|
1.2K
$504K
|
|
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
4+ 0.16% |
$1.15K - $1.37K
|
2.45K
$1.03M
|
|
|
Nov 07, 2022
Q3 2022
|
Parsec Financial Management, Inc.
|
BUY
|
- |
4+ 0.23% |
$1.15K - $1.37K
|
1.76K
$738K
|
|
|
Oct 27, 2022
Q3 2022
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
4+ 0.03% |
$1.15K - $1.37K
|
11.8K
$4.97M
|
|
|
Nov 04, 2022
Q3 2022
|
Winthrop Advisory Group LLC
|
BUY
|
- |
4+ 0.43% |
$1.15K - $1.37K
|
929
$390K
|
|
|
Feb 16, 2023
Q3 2022
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
4+ 0.23% |
$1.15K - $1.37K
|
1.72K
$723K
|
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
3+ 5.66% |
$862 - $1.03K
|
56
$23.5K
|
|
|
Oct 12, 2022
Q3 2022
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
3+ 0.28% |
$862 - $1.03K
|
1.07K
$447K
|
|
|
Nov 14, 2022
Q3 2022
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
3+ 0.09% |
$862 - $1.03K
|
3.47K
$1.46M
|
|
|
Oct 31, 2022
Q3 2022
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
2+ 0.54% |
$575 - $683
|
372
$156K
|
|
|
Oct 12, 2022
Q3 2022
|
Grassi Investment Management
|
BUY
|
- |
2+ 0.16% |
$575 - $683
|
1.28K
$538K
|
|
|
Nov 03, 2022
Q3 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2+ 0.56% |
$575 - $683
|
360
$151K
|
|
|
Nov 08, 2022
Q3 2022
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
BUY
|
- |
2+ 0.23% |
$575 - $683
|
865
$363K
|
|
|
Nov 07, 2022
Q3 2022
|
Atlantic Private Wealth, LLC
|
BUY
|
- |
2+ 0.2% |
$575 - $683
|
1.01K
$424K
|
|
|
Oct 21, 2022
Q3 2022
|
Sterling Investment Counsel, LLC
|
BUY
|
- |
1+ 0.05% |
$287 - $342
|
1.93K
$808K
|
|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
BUY
|
- |
1+ 0.14% |
$287 - $342
|
728
$306K
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1+ 0.32% |
$287 - $342
|
316
$133K
|