Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 01, 2022
Q3 2022
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
675+ 20.9% |
$194K - $231K
|
3.9K
$1.67M
|
|
Oct 12, 2022
Q3 2022
|
Sawtooth Solutions, LLC
|
BUY
|
- |
654+ 55.99% |
$188K - $223K
|
1.82K
$781K
|
|
Nov 16, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
650New |
$187K - $222K
|
650
$279K
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
647+ 3.93% |
$186K - $221K
|
17.1K
$7.34M
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
647+ 3.93% |
$186K - $221K
|
17.1K
$7.34M
|
|
Oct 14, 2022
Q3 2022
|
Melone Private Wealth, LLC
|
BUY
|
- |
645+ 5.95% |
$185K - $220K
|
11.5K
$4.92M
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
634+ 18.08% |
$182K - $217K
|
4.14K
$1.77M
|
|
Nov 10, 2022
Q3 2022
|
Destination Wealth Management
|
BUY
|
- |
626+ 81.09% |
$180K - $214K
|
1.4K
$599K
|
|
Oct 13, 2022
Q3 2022
|
Patton Albertson Miller Group, LLC
|
BUY
|
- |
625+ 13.99% |
$180K - $214K
|
5.09K
$2.18M
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
616+ 1.92% |
$177K - $211K
|
32.6K
$14M
|
|
Nov 07, 2022
Q3 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
609New |
$175K - $208K
|
609
$261K
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
600+ 3.27% |
$172K - $205K
|
18.9K
$8.12M
|
|
Nov 14, 2022
Q3 2022
|
Main Management Fund Advisors LLC
San Francisco, CA |
BUY
|
- |
600+ 1.97% |
$172K - $205K
|
31.1K
$13.3M
|
|
Nov 07, 2022
Q3 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
576+ 15.41% |
$165K - $197K
|
4.32K
$1.85M
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
576+ 34.76% |
$165K - $197K
|
2.23K
$957K
|
|
Nov 21, 2022
Q3 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
558+ 9.49% |
$160K - $191K
|
6.44K
$2.76M
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
516+ 0.81% |
$148K - $176K
|
64.1K
$27.5M
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
488+ 2.51% |
$140K - $167K
|
20K
$8.56M
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
487+ 3.41% |
$140K - $166K
|
14.8K
$6.32M
|
|
Nov 10, 2022
Q3 2022
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
473+ 209.29% |
$136K - $162K
|
699
$300K
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
464+ 6.3% |
$133K - $159K
|
7.82K
$3.35M
|
|
Nov 14, 2022
Q3 2022
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
450+ 38.4% |
$129K - $154K
|
1.62K
$695K
|
|
Nov 14, 2022
Q3 2022
|
Royal Fund Management, LLC
|
BUY
|
- |
428+ 2.44% |
$123K - $146K
|
18K
$7.7M
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
412+ 1.26% |
$118K - $141K
|
33.1K
$14.2M
|
|
Nov 07, 2022
Q3 2022
|
Personal Capital Advisors Corp
|
BUY
|
- |
410+ 33.01% |
$118K - $140K
|
1.65K
$708K
|
|
Nov 03, 2022
Q3 2022
|
Gratus Capital LLC
|
BUY
|
- |
401+ 31.85% |
$115K - $137K
|
1.66K
$711K
|
|
Oct 19, 2022
Q3 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
400New |
$115K - $137K
|
400
$171K
|
|
Nov 14, 2022
Q3 2022
|
Rosenblum Silverman Sutton S F Inc
San Francisco, CA |
BUY
|
- |
400+ 38.46% |
$115K - $137K
|
1.44K
$617K
|
|
Oct 17, 2022
Q3 2022
|
Capital Advisors Inc
|
BUY
|
- |
396+ 31.53% |
$114K - $135K
|
1.65K
$708K
|
|
Oct 18, 2022
Q3 2022
|
Kaizen Financial Strategies
|
BUY
|
- |
391+ 4.94% |
$112K - $134K
|
8.31K
$3.56M
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
391+ 39.98% |
$112K - $134K
|
1.37K
$587K
|
|
Nov 14, 2022
Q3 2022
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
387+ 3.55% |
$111K - $132K
|
11.3K
$4.83M
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
381+ 6.7% |
$109K - $130K
|
6.07K
$2.6M
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
378+ 2.11% |
$109K - $129K
|
18.3K
$7.83M
|
|
Nov 14, 2022
Q3 2022
|
Bison Wealth, LLC
|
BUY
|
- |
373+ 9.21% |
$107K - $127K
|
4.42K
$1.89M
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
368+ 2.84% |
$106K - $126K
|
13.3K
$5.72M
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
364+ 9.97% |
$105K - $124K
|
4.02K
$1.72M
|
|
Nov 14, 2022
Q3 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
362+ 14.67% |
$104K - $124K
|
2.83K
$1.21M
|
|
Nov 14, 2022
Q3 2022
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
346+ 42.61% |
$99.4K - $118K
|
1.16K
$496K
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
339+ 13.24% |
$97.4K - $116K
|
2.9K
$1.24M
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
338+ 20.39% |
$97.1K - $116K
|
2K
$855K
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
334New |
$96K - $114K
|
334
$143K
|
|
Oct 25, 2022
Q3 2022
|
Barber Financial Group, Inc.
|
BUY
|
- |
328+ 7.79% |
$94.2K - $112K
|
4.54K
$1.94M
|
|
Oct 21, 2022
Q3 2022
|
Private Ocean, LLC
|
BUY
|
- |
320New |
$91.9K - $109K
|
320
$137K
|
|
Nov 14, 2022
Q3 2022
|
Brown Advisory Inc
|
BUY
|
- |
309+ 1.97% |
$88.8K - $106K
|
16K
$6.86M
|
|
Nov 02, 2022
Q3 2022
|
Valmark Advisers, Inc.
|
BUY
|
- |
296+ 43.66% |
$85K - $101K
|
974
$417K
|
|
Oct 13, 2022
Q3 2022
|
Foresight Capital Management Advisors, Inc.
|
BUY
|
- |
269+ 4.11% |
$77.3K - $91.9K
|
6.82K
$2.92M
|
|
Oct 11, 2022
Q3 2022
|
Trust CO
|
BUY
|
- |
250+ 287.36% |
$71.8K - $85.4K
|
337
$144K
|
|
Nov 14, 2022
Q3 2022
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
248+ 1.88% |
$71.3K - $84.8K
|
13.5K
$5.77M
|
|
Oct 28, 2022
Q3 2022
|
Grimes & Company, Inc.
|
BUY
|
- |
241+ 7.89% |
$69.2K - $82.4K
|
3.29K
$1.41M
|