Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
6.08KNew |
$1.75M - $2.08M
|
6.08K
$2.6M
|
|
Nov 14, 2022
Q3 2022
|
Enzi Wealth
Austin, TX |
BUY
|
- |
6.07KNew |
$1.75M - $2.08M
|
6.07K
$2.6M
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
5.87K+ 5.16% |
$1.69M - $2.01M
|
120K
$51.3M
|
|
Nov 08, 2022
Q3 2022
|
Banco Santander, S.A.
|
BUY
|
- |
5.5K+ 165.17% |
$1.58M - $1.88M
|
8.83K
$3.78M
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.17K+ 38.94% |
$1.48M - $1.77M
|
18.4K
$7.9M
|
|
Nov 14, 2022
Q3 2022
|
J. Goldman & CO LP
New York, NY |
BUY
|
- |
5.12K+ 84.35% |
$1.47M - $1.75M
|
11.2K
$4.8M
|
|
Nov 09, 2022
Q3 2022
|
Capital Wealth Planning, LLC
|
BUY
|
- |
4.97K+ 12.52% |
$1.43M - $1.7M
|
44.7K
$19.1M
|
|
Nov 14, 2022
Q3 2022
|
Solidarilty Wealth, LLC
Lehi, UT |
BUY
|
- |
4.91KNew |
$1.41M - $1.68M
|
4.91K
$2.1M
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
4.88K+ 14.09% |
$1.4M - $1.67M
|
39.5K
$16.9M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.6K+ 1.52% |
$1.32M - $1.57M
|
308K
$132M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.52K+ 9.44% |
$1.3M - $1.55M
|
52.4K
$22.5M
|
|
Feb 14, 2023
Q3 2022
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
4.37K+ 595.5% |
$1.26M - $1.49M
|
5.11K
$2.19M
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
4.35K+ 36.5% |
$1.25M - $1.49M
|
16.3K
$6.98M
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.2K+ 8.76% |
$1.21M - $1.43M
|
52.1K
$22.3M
|
|
Oct 14, 2022
Q3 2022
|
Oak Harvest Investment Services
|
BUY
|
- |
4.08K+ 13.85% |
$1.17M - $1.4M
|
33.6K
$14.4M
|
|
Nov 10, 2022
Q3 2022
|
Jackson Hole Capital Partners, LLC
|
BUY
|
- |
3.87KNew |
$1.11M - $1.32M
|
3.87K
$1.66M
|
|
Nov 14, 2022
Q3 2022
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
3.84KNew |
$1.1M - $1.31M
|
3.84K
$1.65M
|
|
Nov 09, 2022
Q3 2022
|
Edge Capital Group, LLC
|
BUY
|
- |
3.57K+ 39611.11% |
$1.02M - $1.22M
|
3.57K
$1.53M
|
|
Nov 09, 2022
Q3 2022
|
W.H. Cornerstone Investments Inc.
Kingston, MA |
BUY
|
- |
3.53KNew |
$1.02M - $1.21M
|
3.53K
$1.51M
|
|
Nov 02, 2022
Q3 2022
|
Auxano Advisors, LLC
|
BUY
|
- |
3.41KNew |
$981K - $1.17M
|
3.41K
$1.46M
|
|
Nov 14, 2022
Q3 2022
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
3.3KNew |
$947K - $1.13M
|
3.3K
$1.41M
|
|
Nov 14, 2022
Q3 2022
|
Crosspoint Capital Strategies, LLC
Orinda, CA |
BUY
|
- |
3.2KNew |
$919K - $1.09M
|
3.2K
$1.37M
|
|
Oct 19, 2022
Q3 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
3.17KNew |
$910K - $1.08M
|
3.17K
$1.36M
|
|
Oct 18, 2022
Q3 2022
|
Echo45 Advisors LLC
|
BUY
|
- |
3.11K+ 8.7% |
$892K - $1.06M
|
38.8K
$16.6M
|
|
Nov 14, 2022
Q3 2022
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
BUY
|
- |
3.08KNew |
$886K - $1.05M
|
3.08K
$1.32M
|
|
Nov 07, 2022
Q3 2022
|
Investment Management Of Virginia LLC
|
BUY
|
- |
2.94K+ 8.08% |
$845K - $1.01M
|
39.4K
$16.9M
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.88K+ 16.61% |
$826K - $983K
|
20.2K
$8.65M
|
|
Nov 07, 2022
Q3 2022
|
Td Asset Management Inc
|
BUY
|
- |
2.7K+ 385.71% |
$776K - $923K
|
3.4K
$1.46M
|
|
Nov 09, 2022
Q3 2022
|
Harvest Investment Services, LLC
|
BUY
|
- |
2.63K+ 275.0% |
$755K - $898K
|
3.59K
$1.54M
|
|
Nov 08, 2022
Q3 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
2.46KNew |
$706K - $840K
|
2.46K
$1.05M
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
2.33KNew |
$669K - $796K
|
2.33K
$998K
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.22K+ 4.0% |
$637K - $758K
|
57.7K
$24.7M
|
|
Nov 14, 2022
Q3 2022
|
Select Asset Management & Trust
Mechanicsburg, PA |
BUY
|
- |
2.1K+ 31.61% |
$604K - $719K
|
8.76K
$3.75M
|
|
Jan 04, 2023
Q3 2022
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
2.06KNew |
$593K - $705K
|
2.06K
$884K
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
2K+ 92.34% |
$575K - $683K
|
4.17K
$1.79M
|
|
Nov 14, 2022
Q3 2022
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
- |
1.85K+ 59.2% |
$532K - $632K
|
4.98K
$2.13M
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
BUY
|
- |
1.85K+ 573.29% |
$530K - $631K
|
2.17K
$929K
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
1.81K+ 1.81% |
$521K - $620K
|
102K
$43.6M
|
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
1.79K+ 61.39% |
$514K - $612K
|
4.71K
$2.02M
|
|
Oct 18, 2022
Q3 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
1.79KNew |
$514K - $611K
|
1.79K
$767K
|
|
Jun 17, 2024
Q3 2022
|
Traphagen Investment Advisors LLC
Oradell, NJ |
BUY
|
- |
1.77K+ 129.24% |
$508K - $604K
|
3.14K
$1.34M
|
|
Nov 14, 2022
Q3 2022
|
Mint Tower Capital Management B.V.
|
BUY
|
- |
1.76KNew |
$505K - $601K
|
1.76K
$754K
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.75K+ 15.55% |
$503K - $598K
|
13K
$5.57M
|
|
Nov 14, 2022
Q3 2022
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
1.73KNew |
$497K - $592K
|
1.73K
$742K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
1.72K+ 39.7% |
$494K - $587K
|
6.05K
$2.59M
|
|
Nov 14, 2022
Q3 2022
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
1.68KNew |
$482K - $573K
|
1.68K
$719K
|
|
Nov 01, 2022
Q3 2022
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
1.64KNew |
$471K - $560K
|
1.64K
$702K
|
|
Oct 26, 2022
Q3 2022
|
Inverness Counsel LLC
|
BUY
|
- |
1.6K+ 30.79% |
$460K - $547K
|
6.8K
$2.91M
|
|
Nov 08, 2022
Q3 2022
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
1.6KNew |
$459K - $546K
|
1.6K
$684K
|
|
Oct 13, 2022
Q3 2022
|
Peterson Wealth Management
|
BUY
|
- |
1.54KNew |
$443K - $527K
|
1.54K
$661K
|