Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2022
Q3 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2K- 38.73% |
$574K - $683K
|
3.16K
$1.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Gainplan LLC
Bloomfield Hills, MI |
SELL
|
- |
-2.05K- 37.59% |
$588K - $699K
|
3.4K
$1.44M
|
|
|
Nov 10, 2022
Q3 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-2.15K- 97.86% |
$618K - $735K
|
47
$20K
|
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-2.25K- 4.27% |
$645K - $768K
|
50.4K
$21.4M
|
|
|
Nov 13, 2023
Q3 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-2.3K- 7.07% |
$661K - $786K
|
30.2K
$12.9M
|
|
|
Nov 01, 2022
Q3 2022
|
Triumph Capital Management
|
SELL
|
- |
-2.48K- 8.67% |
$713K - $848K
|
26.2K
$11.1M
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.69K- 4.29% |
$773K - $919K
|
60K
$25.5M
|
|
|
Oct 26, 2022
Q3 2022
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-2.84K- 11.1% |
$816K - $971K
|
22.8K
$9.68M
|
|
|
Nov 03, 2022
Q3 2022
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2.84K- 3.79% |
$816K - $971K
|
72K
$30.6M
|
|
|
Nov 04, 2022
Q3 2022
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-2.84K- 9.39% |
$817K - $971K
|
27.4K
$11.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.19K- 5.56% |
$918K - $1.09M
|
54.2K
$23.1M
|
|
|
Oct 13, 2022
Q3 2022
|
Ewg Elevate Inc.
|
SELL
|
- |
-3.29K- 55.52% |
$946K - $1.12M
|
2.64K
$1.12M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-3.35K- 5.04% |
$961K - $1.14M
|
63.1K
$26.8M
|
|
|
Nov 09, 2022
Q3 2022
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-3.39K- 14.74% |
$973K - $1.16M
|
19.6K
$8.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.8K- 7.23% |
$1.09M - $1.3M
|
48.7K
$20.7M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-4.09K- 13.59% |
$1.17M - $1.4M
|
26K
$11.1M
|
|
|
Oct 13, 2022
Q3 2022
|
National Bank Of Canada
|
SELL
|
- |
-4.37K- 8.85% |
$1.26M - $1.49M
|
45.1K
$19.2M
|
|
|
Oct 11, 2022
Q3 2022
|
Churchill Management Corp
|
SELL
|
- |
-4.76K- 0.82% |
$1.37M - $1.63M
|
574K
$244M
|
|
|
Nov 14, 2022
Q3 2022
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-5.25K- 77.89% |
$1.51M - $1.79M
|
1.49K
$634K
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-5.27K- 20.74% |
$1.51M - $1.8M
|
20.1K
$8.57M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.89K- 4.85% |
$1.69M - $2.01M
|
116K
$49.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.16K- 15.87% |
$2.06M - $2.45M
|
38K
$16.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-7.66KClosed |
$2.2M - $2.62M
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Fortune 45 LLC
|
SELL
|
- |
-9.76K- 52.93% |
$2.8M - $3.33M
|
8.68K
$3.69M
|
|
|
Oct 19, 2022
Q3 2022
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-11K- 61.83% |
$3.17M - $3.77M
|
6.8K
$2.89M
|
|
|
Nov 07, 2022
Q3 2022
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-11.2K- 86.77% |
$3.22M - $3.83M
|
1.71K
$728K
|
|
|
Nov 14, 2022
Q3 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-11.2K- 77.98% |
$3.23M - $3.84M
|
3.18K
$1.35M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-11.7K- 55.21% |
$3.36M - $4M
|
9.49K
$4.04M
|
|
|
Nov 03, 2022
Q3 2022
|
Barclays PLC
London, X0 |
SELL
|
- |
-12.5K- 14.77% |
$3.59M - $4.27M
|
72K
$30.6M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-12.6K- 13.97% |
$3.61M - $4.29M
|
77.4K
$32.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12.9K- 5.01% |
$3.72M - $4.42M
|
245K
$104M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-13.4K- 26.33% |
$3.86M - $4.59M
|
37.5K
$16M
|
|
|
Oct 05, 2022
Q3 2022
|
Beacon Capital Management, LLC
|
SELL
|
- |
-13.7K- 15.12% |
$3.94M - $4.69M
|
77K
$32.8M
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-14.5K- 21.96% |
$4.15M - $4.94M
|
51.4K
$21.9M
|
|
|
May 11, 2023
Q3 2022
|
Cm Wealth Advisors LLC
Beachwood, OH |
SELL
|
- |
-14.5K- 10.6% |
$4.17M - $4.95M
|
122K
$52M
|
|
|
Nov 09, 2022
Q3 2022
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-15.5K- 72.18% |
$4.46M - $5.3M
|
5.98K
$2.54M
|
|
|
Nov 15, 2022
Q3 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-16K- 59.88% |
$4.59M - $5.46M
|
10.7K
$4.56M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-16.2K- 11.71% |
$4.64M - $5.52M
|
122K
$51.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-17.4K- 5.23% |
$5M - $5.95M
|
315K
$134M
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-18.4K- 62.22% |
$5.27M - $6.27M
|
11.1K
$4.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-19.3K- 1.41% |
$5.55M - $6.61M
|
1.35M
$575M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-19.5K- 5.78% |
$5.61M - $6.67M
|
318K
$135M
|
|
|
Nov 07, 2022
Q3 2022
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-19.6K- 93.04% |
$5.64M - $6.71M
|
1.47K
$625K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-21.1K- 8.8% |
$6.07M - $7.22M
|
219K
$93.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-22.3K- 3.69% |
$6.42M - $7.63M
|
583K
$248M
|
|
|
Nov 09, 2022
Q3 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-25.2K- 31.04% |
$7.25M - $8.63M
|
56.1K
$23.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-28.2K- 37.39% |
$8.1M - $9.63M
|
47.2K
$20.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-28.3K- 99.99% |
$8.14M - $9.68M
|
4
$1.7K
|
|
|
Nov 09, 2022
Q3 2022
|
American Planning Services, Inc.
Sun City Center, FL |
SELL
|
- |
-36.6K- 99.93% |
$10.5M - $12.5M
|
25
$10.6K
|
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
SELL
|
- |
-41.5K- 43.05% |
$11.9M - $14.2M
|
54.9K
$23.4M
|