Purchases and Sales Made in Q3 2021 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
978KNew |
$44.2M - $51M
|
978K
$33.2M
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
862KNew |
$38.9M - $45M
|
862K
$29.3M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
133K+ 174.89% |
$6.03M - $6.97M
|
210K
$7.13M
|
|
Oct 21, 2021
Q3 2021
|
Essex LLC
|
BUY
|
- |
99.4KNew |
$4.49M - $5.19M
|
99.4K
$3.38M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
85.5K+ 21.26% |
$3.86M - $4.46M
|
488K
$16.6M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
66.1K+ 20.82% |
$2.99M - $3.45M
|
384K
$13.1M
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
61.8K+ 6.32% |
$2.79M - $3.22M
|
1.04M
$35.3M
|
|
Nov 15, 2021
Q3 2021
|
Atom Investors LP
Austin, TX |
BUY
|
- |
58.2KNew |
$2.63M - $3.04M
|
58.2K
$1.98M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
47.5K+ 3.39% |
$2.14M - $2.48M
|
1.45M
$49.2M
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
39.9K+ 6.12% |
$1.8M - $2.08M
|
691K
$23.5M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.2K+ 92.51% |
$1.18M - $1.37M
|
54.5K
$1.85M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
22.5K+ 23.9% |
$1.02M - $1.17M
|
117K
$3.96M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
18.2K+ 7.31% |
$822K - $949K
|
267K
$9.08M
|
|
Oct 20, 2021
Q3 2021
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
17.1K+ 5.01% |
$773K - $893K
|
359K
$12.2M
|
|
Nov 03, 2021
Q3 2021
|
Meitav Dash Investments LTD
|
BUY
|
- |
16.4KNew |
$742K - $858K
|
16.4K
$558K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
16KNew |
$723K - $835K
|
16K
$544K
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
15.6KNew |
$704K - $813K
|
15.6K
$529K
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
12.7KNew |
$574K - $664K
|
12.7K
$432K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
11.6KNew |
$523K - $604K
|
11.6K
$393K
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
8.89KNew |
$402K - $464K
|
8.89K
$302K
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
8.46K+ 24.25% |
$382K - $441K
|
43.3K
$1.47M
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
8.03K+ 17.04% |
$363K - $419K
|
55.2K
$1.88M
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
6.68KNew |
$302K - $349K
|
6.68K
$227K
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
6.68KNew |
$302K - $349K
|
6.68K
$227K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.36K+ 6.88% |
$287K - $332K
|
98.8K
$3.36M
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
5.92KNew |
$268K - $309K
|
5.92K
$201K
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
5.92KNew |
$267K - $309K
|
5.92K
$201K
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
5.77KNew |
$261K - $301K
|
5.77K
$196K
|
|
Nov 15, 2021
Q3 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
5.43KNew |
$245K - $283K
|
5.43K
$184K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.41K+ 274.08% |
$245K - $283K
|
7.39K
$251K
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
5.39K+ 72.97% |
$243K - $281K
|
12.8K
$434K
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
4.84KNew |
$219K - $253K
|
4.84K
$164K
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
4.82K+ 72.55% |
$218K - $252K
|
11.5K
$390K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4.76K+ 82.07% |
$215K - $249K
|
10.6K
$359K
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
4.75K+ 56.94% |
$215K - $248K
|
13.1K
$445K
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
4.7KNew |
$213K - $246K
|
4.7K
$160K
|
|
Nov 12, 2021
Q3 2021
|
Sargent Investment Group, LLC
|
BUY
|
- |
4.62K+ 4.65% |
$209K - $241K
|
104K
$3.53M
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.2KNew |
$190K - $219K
|
4.2K
$143K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.78K+ 3.46% |
$171K - $197K
|
113K
$3.84M
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3.64K+ 20.02% |
$165K - $190K
|
21.8K
$742K
|
|
Nov 12, 2021
Q3 2021
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
2.94K+ 16.54% |
$133K - $153K
|
20.7K
$703K
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
2.48K+ 19.8% |
$112K - $129K
|
15K
$510K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.25K+ 13.36% |
$101K - $117K
|
19.1K
$648K
|
|
Nov 15, 2021
Q3 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2.16K+ 411.43% |
$97.6K - $113K
|
2.69K
$91.3K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.99K+ 5.11% |
$89.9K - $104K
|
40.9K
$1.39M
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
1.87K+ 23.39% |
$84.3K - $97.4K
|
9.84K
$335K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.69K+ 15.47% |
$76.5K - $88.4K
|
12.6K
$430K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.63K+ 1.18% |
$73.4K - $84.8K
|
139K
$4.73M
|
|
Nov 10, 2021
Q3 2021
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
1.33K+ 5.61% |
$60.1K - $69.4K
|
25K
$852K
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
1.3KNew |
$58.7K - $67.9K
|
1.3K
$44.2K
|