Purchases and Sales Made in Q1 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.65MNew |
$61.2M - $79.6M
|
1.65M
$76.5M
|
|
|
May 15, 2020
Q1 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
539K+ 308.73% |
$19.9M - $25.9M
|
714K
$33M
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
262KNew |
$9.71M - $12.6M
|
262K
$12.1M
|
|
|
Jul 31, 2020
Q1 2020
|
Milestone Advisory Partners
|
BUY
|
- |
125K+ 28.55% |
$4.62M - $6.01M
|
562K
$26M
|
|
|
May 06, 2020
Q1 2020
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
116K+ 28.54% |
$4.3M - $5.6M
|
524K
$24.2M
|
|
|
May 11, 2020
Q1 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
98.9K+ 130.61% |
$3.66M - $4.76M
|
175K
$8.08M
|
|
|
May 01, 2020
Q1 2020
|
American Financial Advisors, LLC
|
BUY
|
- |
97.6K+ 31.06% |
$3.61M - $4.7M
|
412K
$19.1M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
68.4K+ 46.47% |
$2.53M - $3.29M
|
215K
$9.97M
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
63.5K+ 483.42% |
$2.35M - $3.06M
|
76.7K
$3.55M
|
|
|
May 01, 2020
Q1 2020
|
Brendel Financial Advisors LLC
|
BUY
|
- |
46.1K+ 681.56% |
$1.7M - $2.22M
|
52.8K
$2.44M
|
|
|
May 06, 2020
Q1 2020
|
Tl Private Wealth
|
BUY
|
- |
34K+ 30.45% |
$1.26M - $1.64M
|
146K
$6.75M
|
|
|
Apr 24, 2020
Q1 2020
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
32.9KNew |
$1.22M - $1.58M
|
32.9K
$1.52M
|
|
|
May 11, 2020
Q1 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
32.2K+ 38.38% |
$1.19M - $1.55M
|
116K
$5.37M
|
|
|
Apr 15, 2020
Q1 2020
|
Rvw Wealth, LLC
|
BUY
|
- |
30.3KNew |
$1.12M - $1.46M
|
30.3K
$1.4M
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
27.8K+ 18.7% |
$1.03M - $1.34M
|
177K
$8.17M
|
|
|
May 14, 2020
Q1 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
27.6K+ 105.72% |
$1.02M - $1.33M
|
53.8K
$2.49M
|
|
|
May 14, 2020
Q1 2020
|
Triton Wealth Management, Pllc
|
BUY
|
- |
21.4KNew |
$792K - $1.03M
|
21.4K
$990K
|
|
|
May 11, 2020
Q1 2020
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
BUY
|
- |
20.7K+ 11.24% |
$766K - $996K
|
205K
$9.48M
|
|
|
Aug 26, 2020
Q1 2020
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
19K+ 26.29% |
$703K - $915K
|
91.3K
$4.23M
|
|
|
Apr 30, 2020
Q1 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
18.5K+ 119.95% |
$686K - $892K
|
34K
$1.57M
|
|
|
May 15, 2020
Q1 2020
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
15KNew |
$555K - $722K
|
15K
$694K
|
|
|
Apr 24, 2020
Q1 2020
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
13.5K+ 42265.63% |
$500K - $651K
|
13.6K
$627K
|
|
|
May 04, 2020
Q1 2020
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.5K+ 22.21% |
$464K - $604K
|
69K
$3.19M
|
|
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
12.3K+ 20.18% |
$453K - $590K
|
73K
$3.38M
|
|
|
May 13, 2020
Q1 2020
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
12K+ 12.35% |
$445K - $580K
|
110K
$5.07M
|
|
|
Jul 20, 2020
Q1 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
12KNew |
$444K - $578K
|
12K
$556K
|
|
|
Apr 17, 2020
Q1 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
11.3K+ 61.22% |
$419K - $545K
|
29.8K
$1.38M
|
|
|
Jun 05, 2020
Q1 2020
|
Telemus Capital, LLC
|
BUY
|
- |
9.35K+ 4.62% |
$346K - $450K
|
212K
$9.81M
|
|
|
Apr 06, 2020
Q1 2020
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
7.2K+ 9.97% |
$266K - $347K
|
79.4K
$3.67M
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
7.17KNew |
$265K - $345K
|
7.17K
$332K
|
|
|
Apr 17, 2020
Q1 2020
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
7.1K+ 23.31% |
$263K - $342K
|
37.6K
$1.74M
|
|
|
May 14, 2020
Q1 2020
|
M&T Bank Corp
|
BUY
|
- |
6.61KNew |
$245K - $318K
|
6.61K
$306K
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.93K+ 46.11% |
$220K - $286K
|
18.8K
$870K
|
|
|
May 15, 2020
Q1 2020
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
5.41K+ 90.67% |
$200K - $260K
|
11.4K
$527K
|
|
|
May 12, 2020
Q1 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
5.2K+ 205.05% |
$192K - $250K
|
7.73K
$358K
|
|
|
Apr 16, 2020
Q1 2020
|
Wealthpoint, LLC
|
BUY
|
- |
4.91KNew |
$182K - $236K
|
4.91K
$227K
|
|
|
May 15, 2020
Q1 2020
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
4.82K+ 5.78% |
$178K - $232K
|
88.2K
$4.08M
|
|
|
May 13, 2020
Q1 2020
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
4.45K+ 3.05% |
$165K - $214K
|
151K
$6.97M
|
|
|
May 15, 2020
Q1 2020
|
Flaharty Asset Management, LLC
|
BUY
|
- |
4.1K+ 1.52% |
$152K - $197K
|
274K
$12.7M
|
|
|
Apr 22, 2020
Q1 2020
|
Concorde Asset Management, LLC
|
BUY
|
- |
4.07K+ 85.71% |
$151K - $196K
|
8.82K
$408K
|
|
|
May 15, 2020
Q1 2020
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
3.85KNew |
$142K - $185K
|
3.85K
$178K
|
|
|
Apr 13, 2020
Q1 2020
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
3.73K+ 6.37% |
$138K - $180K
|
62.2K
$2.88M
|
|
|
May 12, 2020
Q1 2020
|
Wealthsource Partners, LLC
|
BUY
|
- |
3.72K+ 82.35% |
$138K - $179K
|
8.25K
$382K
|
|
|
Apr 29, 2020
Q1 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.04K+ 4.86% |
$112K - $146K
|
65.5K
$3.03M
|
|
|
May 14, 2020
Q1 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.94K+ 5.76% |
$109K - $142K
|
54K
$2.5M
|
|
|
Apr 29, 2020
Q1 2020
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
2.86K+ 21.2% |
$106K - $138K
|
16.4K
$757K
|
|
|
Apr 21, 2020
Q1 2020
|
Csenge Advisory Group
|
BUY
|
- |
2.83K+ 2.96% |
$105K - $136K
|
98.4K
$4.55M
|
|
|
May 15, 2020
Q1 2020
|
Old Mission Capital LLC
|
BUY
|
- |
2.72K+ 12.34% |
$101K - $131K
|
24.8K
$1.15M
|
|
|
Sep 15, 2021
Q1 2020
|
Cwm, LLC
|
BUY
|
- |
2.43K+ 1622.67% |
$90.1K - $117K
|
2.58K
$120K
|
|
|
May 13, 2020
Q1 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2.33K+ 50.67% |
$86.1K - $112K
|
6.92K
$320K
|