Purchases and Sales Made in Q2 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2020
Q2 2020
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
503K+ 294.78% |
$21M - $23.3M
|
673K
$31.2M
|
|
|
Aug 14, 2020
Q2 2020
|
Truist Financial Corp
|
BUY
|
- |
231K+ 353.84% |
$9.64M - $10.7M
|
296K
$13.7M
|
|
|
Aug 14, 2020
Q2 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
153KNew |
$6.41M - $7.11M
|
153K
$7.11M
|
|
|
Aug 17, 2020
Q2 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
142K+ 264.94% |
$5.95M - $6.6M
|
196K
$9.1M
|
|
|
Jul 31, 2020
Q2 2020
|
Prudential PLC
London, England, X0 |
BUY
|
- |
133KNew |
$5.57M - $6.17M
|
133K
$6.18M
|
|
|
Aug 12, 2020
Q2 2020
|
Old Mission Capital LLC
|
BUY
|
- |
119K+ 478.72% |
$4.96M - $5.49M
|
143K
$6.65M
|
|
|
Aug 17, 2020
Q2 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
101KNew |
$4.24M - $4.69M
|
101K
$4.7M
|
|
|
Aug 12, 2020
Q2 2020
|
Flaharty Asset Management, LLC
|
BUY
|
- |
97.1K+ 35.47% |
$4.06M - $4.5M
|
371K
$17.2M
|
|
|
Aug 14, 2020
Q2 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
94.3K+ 81.24% |
$3.94M - $4.37M
|
210K
$9.75M
|
|
|
Aug 03, 2020
Q2 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
56.1KNew |
$2.35M - $2.6M
|
56.1K
$2.6M
|
|
|
Aug 10, 2020
Q2 2020
|
Donoghue Forlines LLC
|
BUY
|
- |
41.9KNew |
$1.75M - $1.94M
|
41.9K
$1.94M
|
|
|
Aug 14, 2020
Q2 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
28.3KNew |
$1.18M - $1.31M
|
28.3K
$1.31M
|
|
|
Jul 17, 2020
Q2 2020
|
Csenge Advisory Group
|
BUY
|
- |
27.3K+ 27.76% |
$1.14M - $1.26M
|
126K
$5.83M
|
|
|
Aug 05, 2020
Q2 2020
|
Beacon Financial Group
|
BUY
|
- |
21K+ 15.9% |
$877K - $972K
|
153K
$7.1M
|
|
|
Aug 13, 2020
Q2 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.2K+ 3.31% |
$842K - $933K
|
629K
$29.2M
|
|
|
Aug 13, 2020
Q2 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
18.7KNew |
$781K - $866K
|
18.7K
$867K
|
|
|
Jul 30, 2020
Q2 2020
|
Brendel Financial Advisors LLC
|
BUY
|
- |
17.2K+ 32.63% |
$720K - $798K
|
70K
$3.25M
|
|
|
Aug 06, 2020
Q2 2020
|
Prw Wealth Management LLC
|
BUY
|
- |
16.3KNew |
$681K - $755K
|
16.3K
$756K
|
|
|
Jul 28, 2020
Q2 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
16K+ 221.56% |
$669K - $741K
|
23.2K
$1.08M
|
|
|
Aug 12, 2020
Q2 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.1K+ 450.01% |
$632K - $700K
|
18.5K
$857K
|
|
|
Jul 07, 2020
Q2 2020
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
14.2KNew |
$594K - $659K
|
14.2K
$659K
|
|
|
Aug 11, 2020
Q2 2020
|
Harvest Investment Services, LLC
|
BUY
|
- |
9.39K+ 68.13% |
$393K - $435K
|
23.2K
$1.07M
|
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
8.65K+ 16.0% |
$361K - $400K
|
62.7K
$2.91M
|
|
|
Jul 17, 2020
Q2 2020
|
Telemus Capital, LLC
|
BUY
|
- |
8K+ 3.77% |
$334K - $370K
|
220K
$10.2M
|
|
|
Jul 31, 2020
Q2 2020
|
Columbus Macro, LLC
|
BUY
|
- |
7.81K+ 44.74% |
$326K - $362K
|
25.3K
$1.17M
|
|
|
Aug 10, 2020
Q2 2020
|
Calton & Associates, Inc.
|
BUY
|
- |
7KNew |
$293K - $324K
|
7K
$325K
|
|
|
Jul 28, 2020
Q2 2020
|
Tl Private Wealth
|
BUY
|
- |
6.73K+ 4.61% |
$281K - $311K
|
153K
$7.07M
|
|
|
Aug 18, 2020
Q2 2020
|
Kc Investment Advisors, LLC
Wichita, KS |
BUY
|
- |
6.1KNew |
$255K - $282K
|
6.1K
$283K
|
|
|
Jan 08, 2024
Q2 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5.91K+ 8.09% |
$247K - $274K
|
78.9K
$3.66M
|
|
|
Aug 13, 2020
Q2 2020
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
5.65KNew |
$236K - $262K
|
5.65K
$262K
|
|
|
Jul 20, 2020
Q2 2020
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
5.6K+ 14.89% |
$234K - $259K
|
43.2K
$2M
|
|
|
Aug 14, 2020
Q2 2020
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
5.52K+ 61.68% |
$231K - $255K
|
14.5K
$670K
|
|
|
Aug 14, 2020
Q2 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.42K+ 30.91% |
$227K - $251K
|
23K
$1.06M
|
|
|
Jul 15, 2020
Q2 2020
|
Welch & Forbes LLC
|
BUY
|
- |
5.05K+ 1.37% |
$211K - $234K
|
373K
$17.3M
|
|
|
Aug 07, 2020
Q2 2020
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
4.93K+ 26.78% |
$206K - $228K
|
23.4K
$1.08M
|
|
|
Jul 15, 2020
Q2 2020
|
Meridian Wealth Management, LLC
|
BUY
|
- |
4.76KNew |
$199K - $220K
|
4.76K
$221K
|
|
|
Aug 14, 2020
Q2 2020
|
Private Portfolio Partners LLC
|
BUY
|
- |
4.73KNew |
$197K - $219K
|
4.73K
$219K
|
|
|
Jul 10, 2020
Q2 2020
|
Moody National Bank Trust Division
|
BUY
|
- |
4.65KNew |
$194K - $215K
|
4.65K
$216K
|
|
|
Sep 08, 2021
Q2 2020
|
Retirement Group, LLC
|
BUY
|
- |
4.58K+ 57.4% |
$191K - $212K
|
12.6K
$582K
|
|
|
Aug 03, 2020
Q2 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
4.06K+ 36.74% |
$170K - $188K
|
15.1K
$701K
|
|
|
Jul 07, 2020
Q2 2020
|
Private Trust CO Na
|
BUY
|
- |
3.9K+ 40.17% |
$163K - $180K
|
13.6K
$630K
|
|
|
Jul 14, 2020
Q2 2020
|
Lake Street Financial LLC
|
BUY
|
- |
3.21K+ 8.06% |
$134K - $148K
|
43K
$1.99M
|
|
|
Jul 20, 2020
Q2 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.92K+ 24.32% |
$122K - $135K
|
14.9K
$692K
|
|
|
Jul 22, 2020
Q2 2020
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
2.7K+ 163.22% |
$113K - $125K
|
4.35K
$202K
|
|
|
Aug 13, 2020
Q2 2020
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
2.61K+ 38.53% |
$109K - $121K
|
9.37K
$435K
|
|
|
Sep 15, 2021
Q2 2020
|
Cwm, LLC
|
BUY
|
- |
2.58KNew |
$108K - $120K
|
2.58K
$120K
|
|
|
Jul 31, 2020
Q2 2020
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.42K+ 15.42% |
$101K - $112K
|
18.1K
$840K
|
|
|
Jul 08, 2020
Q2 2020
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
BUY
|
- |
2.4K+ 6.65% |
$100K - $111K
|
38.4K
$1.78M
|
|
|
Aug 05, 2020
Q2 2020
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
2.38K+ 5.4% |
$99.3K - $110K
|
46.4K
$2.15M
|
|
|
Aug 11, 2020
Q2 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.15K+ 11.41% |
$89.7K - $99.4K
|
20.9K
$971K
|