Purchases and Sales Made in Q2 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2020
Q2 2020
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.1K- 17.24% |
$46K - $50.9K
|
5.28K
$245K
|
|
|
Aug 14, 2020
Q2 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.15K- 72.23% |
$47.9K - $53.1K
|
441
$20.4K
|
|
|
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.19K- 6.61% |
$49.7K - $55.1K
|
16.8K
$779K
|
|
|
Jul 21, 2020
Q2 2020
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-1.35K- 1.35% |
$56.2K - $62.3K
|
98K
$4.54M
|
|
|
Jul 29, 2020
Q2 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-1.4K- 6.55% |
$58.6K - $64.9K
|
20K
$927K
|
|
|
Aug 07, 2020
Q2 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.46K- 21.95% |
$60.8K - $67.4K
|
5.18K
$240K
|
|
|
Aug 13, 2020
Q2 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.48K- 54.21% |
$61.9K - $68.6K
|
1.25K
$58K
|
|
|
Aug 11, 2020
Q2 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-1.6K- 13.67% |
$66.9K - $74.1K
|
10.1K
$468K
|
|
|
Aug 13, 2020
Q2 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.61K- 20.19% |
$67.1K - $74.4K
|
6.35K
$294K
|
|
|
Aug 12, 2020
Q2 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.61K- 0.92% |
$67.1K - $74.4K
|
173K
$8.02M
|
|
|
Jul 27, 2020
Q2 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.69K- 2.3% |
$70.6K - $78.2K
|
71.7K
$3.32M
|
|
|
Aug 07, 2020
Q2 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.93K- 3.61% |
$80.5K - $89.2K
|
51.4K
$2.39M
|
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.35K- 19.54% |
$98.1K - $109K
|
9.67K
$448K
|
|
|
Aug 04, 2020
Q2 2020
|
1776 Wealth LLC
|
SELL
|
- |
-2.36K- 25.21% |
$98.4K - $109K
|
6.99K
$324K
|
|
|
Jul 22, 2020
Q2 2020
|
Cwm, LLC
|
SELL
|
- |
-2.58KClosed |
$108K - $120K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.84K- 1.61% |
$118K - $131K
|
174K
$8.06M
|
|
|
Aug 13, 2020
Q2 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.97K- 22.3% |
$124K - $137K
|
10.3K
$479K
|
|
|
Aug 13, 2020
Q2 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.02K- 3.51% |
$126K - $140K
|
83.1K
$3.85M
|
|
|
Sep 07, 2021
Q2 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3.41K- 11.77% |
$142K - $158K
|
25.6K
$1.18M
|
|
|
Nov 14, 2024
Q2 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-3.84K- 25.98% |
$160K - $178K
|
10.9K
$506K
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-3.85KClosed |
$161K - $178K
|
0
$0
|
|
|
May 15, 2024
Q2 2020
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-4.33K- 61.83% |
$181K - $200K
|
2.67K
$124K
|
|
|
Aug 12, 2020
Q2 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.45K- 3.54% |
$186K - $206K
|
121K
$5.62M
|
|
|
Aug 19, 2020
Q2 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-4.97K- 69.29% |
$208K - $230K
|
2.2K
$102K
|
|
|
Aug 06, 2020
Q2 2020
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-5K- 3.32% |
$209K - $232K
|
146K
$6.75M
|
|
|
Jul 16, 2020
Q2 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-5.09KClosed |
$213K - $236K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-5.31K- 32.43% |
$222K - $246K
|
11.1K
$513K
|
|
|
Aug 13, 2020
Q2 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-5.83K- 31.33% |
$244K - $270K
|
12.8K
$592K
|
|
|
Jul 31, 2020
Q2 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.84K- 25.09% |
$244K - $270K
|
17.4K
$808K
|
|
|
Oct 22, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-5.86K- 9.34% |
$245K - $271K
|
56.8K
$2.63M
|
|
|
Jul 14, 2020
Q2 2020
|
Rda Financial Network
|
SELL
|
- |
-6.37K- 24.36% |
$266K - $295K
|
19.8K
$917K
|
|
|
Aug 14, 2020
Q2 2020
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-6.57KClosed |
$275K - $304K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
M&T Bank Corp
|
SELL
|
- |
-6.61KClosed |
$276K - $306K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-6.92KClosed |
$289K - $320K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Secure Asset Management, LLC
|
SELL
|
- |
-7.43K- 56.46% |
$311K - $344K
|
5.73K
$266K
|
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-7.49K- 39.5% |
$313K - $347K
|
11.5K
$532K
|
|
|
Jul 23, 2020
Q2 2020
|
Neumann Capital Management, LLC
|
SELL
|
- |
-7.77KClosed |
$325K - $360K
|
0
$0
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-7.86K- 10.24% |
$328K - $364K
|
68.8K
$3.19M
|
|
|
Jul 28, 2020
Q2 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.21K- 1.97% |
$343K - $380K
|
409K
$18.9M
|
|
|
Aug 17, 2020
Q2 2020
|
Wealthsource Partners, LLC
|
SELL
|
- |
-8.25KClosed |
$345K - $382K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-8.38K- 99.47% |
$350K - $388K
|
45
$2.09K
|
|
|
Aug 04, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-8.6K- 88.94% |
$359K - $398K
|
1.07K
$49.6K
|
|
|
Jul 20, 2020
Q2 2020
|
Concorde Asset Management, LLC
|
SELL
|
- |
-8.82KClosed |
$369K - $409K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8.96K- 54.77% |
$374K - $415K
|
7.4K
$343K
|
|
|
Aug 03, 2020
Q2 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-9.56K- 32.06% |
$399K - $442K
|
20.3K
$939K
|
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-9.84K- 98.95% |
$411K - $455K
|
104
$4.82K
|
|
|
Mar 11, 2024
Q2 2020
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-10KClosed |
$419K - $464K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-11.4KClosed |
$476K - $527K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-11.9KClosed |
$497K - $550K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-13.1K- 18.61% |
$546K - $605K
|
57.1K
$2.65M
|