Purchases and Sales Made in Q2 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q2 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-13.4K- 99.05% |
$561K - $622K
|
129
$5.98K
|
|
|
Aug 13, 2020
Q2 2020
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-13.9K- 37.42% |
$582K - $644K
|
23.3K
$1.08M
|
|
|
Aug 06, 2020
Q2 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-14.5K- 42.62% |
$605K - $671K
|
19.5K
$904K
|
|
|
Aug 14, 2020
Q2 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-15KClosed |
$627K - $694K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-17.1K- 73.74% |
$715K - $792K
|
6.09K
$282K
|
|
|
Aug 14, 2020
Q2 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17.6K- 16.65% |
$734K - $813K
|
87.9K
$4.07M
|
|
|
Aug 13, 2020
Q2 2020
|
Aspire Private Capital, LLC
|
SELL
|
- |
-24.2KClosed |
$1.01M - $1.12M
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-32.9KClosed |
$1.38M - $1.52M
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Ubs Group Ag
|
SELL
|
- |
-37.2K- 5.38% |
$1.55M - $1.72M
|
654K
$30.3M
|
|
|
Jul 17, 2020
Q2 2020
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-40.1KClosed |
$1.68M - $1.86M
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-42.1K- 67.64% |
$1.76M - $1.95M
|
20.1K
$934K
|
|
|
Jul 29, 2020
Q2 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-48.4K- 70.13% |
$2.02M - $2.24M
|
20.6K
$956K
|
|
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-50.8K- 46.24% |
$2.12M - $2.35M
|
59K
$2.74M
|
|
|
Jul 17, 2020
Q2 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-58.6K- 27.2% |
$2.45M - $2.71M
|
157K
$7.27M
|
|
|
Jul 23, 2020
Q2 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-62.1K- 50.26% |
$2.59M - $2.87M
|
61.4K
$2.85M
|
|
|
Aug 14, 2020
Q2 2020
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-82.6K- 75.38% |
$3.45M - $3.82M
|
27K
$1.25M
|
|
|
Aug 26, 2020
Q2 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-91.3KClosed |
$3.82M - $4.23M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-98.6K- 37.59% |
$4.12M - $4.57M
|
164K
$7.59M
|
|
|
Aug 14, 2020
Q2 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-133KClosed |
$5.57M - $6.17M
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-151K- 82.0% |
$6.29M - $6.97M
|
33.1K
$1.53M
|
|
|
Aug 06, 2020
Q2 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-156K- 86.91% |
$6.53M - $7.24M
|
23.6K
$1.09M
|
|
|
Jul 31, 2020
Q2 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-257K- 45.77% |
$10.7M - $11.9M
|
305K
$14.1M
|
|
|
Jul 22, 2020
Q2 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-305K- 58.28% |
$12.8M - $14.1M
|
218K
$10.1M
|
|
|
Jul 08, 2020
Q2 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-467K- 77.78% |
$19.5M - $21.6M
|
133K
$6.18M
|
|
|
Jul 29, 2020
Q2 2020
|
Astor Investment Management LLC
|
SELL
|
- |
-545KClosed |
$22.8M - $25.2M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-616K- 37.26% |
$25.7M - $28.5M
|
1.04M
$48.1M
|
|
|
Aug 17, 2020
Q2 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-714KClosed |
$29.8M - $33M
|
0
$0
|