Purchases and Sales Made in Q3 2021 in First Trust Senior Ln Fund (FTSL)

This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Nov 12, 2021 Q3 2021	Jpmorgan Chase & CO New York, NY	BUY	-	22.3K New	$1.07M - $1.07M	22.3K $1.04M
Oct 14, 2021 Q3 2021	Wespac Advisors, LLC	BUY	-	22.1K + 159.56%	$1.05M - $1.06M	35.9K $1.67M
Oct 29, 2021 Q3 2021	Commonwealth Equity Services, LLC	BUY	-	20.5K + 15.04%	$979K - $987K	157K $7.27M
Oct 27, 2021 Q3 2021	Tl Private Wealth	BUY	-	20.4K + 9.94%	$973K - $980K	225K $10.5M
Oct 28, 2021 Q3 2021	High Note Wealth, LLC Deephaven, MN	BUY	-	17.4K + 28.73%	$829K - $835K	77.8K $3.61M
Oct 19, 2021 Q3 2021	Stratos Wealth Advisors, LLC	BUY	-	16.8K + 338.89%	$803K - $809K	21.8K $1.01M
Nov 04, 2021 Q3 2021	Accel Wealth Management	BUY	-	16K + 24.33%	$762K - $767K	81.5K $3.78M
Nov 16, 2021 Q3 2021	Cetera Advisors LLC Denver, CO	BUY	-	15.6K + 115.76%	$743K - $749K	29K $1.35M
Nov 03, 2021 Q3 2021	Strateg Iq Financial Group, LLC	BUY	-	15.3K New	$731K - $736K	15.3K $710K
Oct 22, 2021 Q3 2021	Spire Wealth Management	BUY	-	15.2K + 240.24%	$728K - $733K	21.6K $1M
Oct 25, 2021 Q3 2021	True Wealth Advisors, LLC	BUY	-	14.4K + 52.61%	$688K - $693K	41.8K $1.94M
Nov 04, 2021 Q3 2021	Walkner Condon Financial Advisors LLC	BUY	-	13.9K + 21.49%	$662K - $667K	78.4K $3.64M
Nov 15, 2021 Q3 2021	Harbour Investments, Inc. Madison, WI	BUY	-	13.2K + 5.16%	$631K - $635K	269K $12.5M
Oct 28, 2021 Q3 2021	Sigma Planning Corp Ann Arbor, MI	BUY	-	12.6K + 27.32%	$599K - $604K	58.5K $2.71M
Oct 19, 2021 Q3 2021	Rfg Advisory, LLC Birmingham, AL	BUY	-	12.1K + 28.79%	$577K - $582K	54.1K $2.51M
Dec 06, 2021 Q3 2021	Aspen Investment Management Inc Grand Rapids, MI	BUY	-	11.9K + 17.53%	$568K - $572K	79.7K $3.7M
Oct 14, 2021 Q3 2021	Clear Creek Financial Management, LLC	BUY	-	11.6K + 45.22%	$554K - $558K	37.2K $1.73M
Oct 29, 2021 Q3 2021	Tru Wealth Advisors, LLC	BUY	-	11K + 7.37%	$527K - $531K	161K $7.46M
Oct 12, 2021 Q3 2021	Koshinski Asset Management, Inc.	BUY	-	10.2K + 91.98%	$487K - $490K	21.3K $987K
Nov 12, 2021 Q3 2021	Quad Cities Investment Group, LLC Davenport, IA	BUY	-	9.68K + 18.84%	$462K - $465K	61K $2.83M
Nov 09, 2021 Q3 2021	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	9.36K + 20.83%	$447K - $450K	54.3K $2.52M
Oct 27, 2021 Q3 2021	Lvz, Inc.	BUY	-	9.06K + 3.15%	$432K - $435K	297K $13.8M
Nov 12, 2021 Q3 2021	Pensionmark Financial Group, LLC Santa Barbara, CA	BUY	-	9.01K + 119.7%	$430K - $433K	16.5K $767K
Nov 12, 2021 Q3 2021	Nations Financial Group Inc, Cedar Rapids, IA	BUY	-	8.94K New	$427K - $430K	8.94K $414K
Nov 04, 2021 Q3 2021	Private Portfolio Partners LLC	BUY	-	8.94K + 36.3%	$426K - $430K	33.5K $1.56M
Mar 14, 2023 Q3 2021	Private Portfolio Partners LLC	BUY	-	8.93K + 36.3%	$426K - $430K	33.5K $1.56M
Nov 15, 2021 Q3 2021	Paradigm Financial Partners, LLC	BUY	-	8.66K New	$413K - $416K	8.66K $401K
Nov 08, 2021 Q3 2021	Americana Partners, LLC Houston, TX	BUY	-	8.59K New	$410K - $413K	8.59K $398K
Oct 20, 2021 Q3 2021	Csenge Advisory Group	BUY	-	8.56K + 3.16%	$409K - $412K	279K $12.9M
Nov 12, 2021 Q3 2021	Pinnacle Family Advisors, LLC Springfield, MO	BUY	-	8.55K New	$408K - $411K	8.55K $396K
Oct 21, 2021 Q3 2021	V Wealth Advisors LLC	BUY	-	8.5K New	$406K - $409K	8.5K $394K
Nov 16, 2021 Q3 2021	Fin Trust Capital Advisors, LLC	BUY	-	8.45K New	$403K - $406K	8.45K $392K
Oct 20, 2021 Q3 2021	Stone X Group Inc.	BUY	-	8.24K + 36.24%	$393K - $396K	31K $1.44M
Nov 08, 2021 Q3 2021	Vision Point Advisory Group, LLC Dallas, TX	BUY	-	8.03K New	$383K - $386K	8.03K $372K
Nov 01, 2021 Q3 2021	Dhjj Financial Advisors, Ltd.	BUY	-	7.95K + 30.13%	$380K - $382K	34.3K $1.59M
Oct 20, 2021 Q3 2021	Crumly & Associates Inc.	BUY	-	7.42K + 34.2%	$354K - $357K	29.1K $1.35M
Nov 12, 2021 Q3 2021	Virtue Capital Management, LLC Brentwood, TN	BUY	-	7.35K New	$351K - $353K	7.35K $341K
Oct 20, 2021 Q3 2021	Northwest Wealth Management, LLC	BUY	-	7.14K + 106.93%	$341K - $344K	13.8K $641K
Feb 23, 2022 Q3 2021	Fsb Premier Wealth Management, Inc.	BUY	-	6.93K New	$331K - $333K	6.93K $321K
Oct 19, 2021 Q3 2021	Pinnacle Associates LTD	BUY	-	6.86K + 28.15%	$327K - $330K	31.2K $1.45M
Nov 12, 2021 Q3 2021	Ssi Investment Management LLC Los Angeles, CA	BUY	-	6.76K + 4.18%	$322K - $325K	168K $7.8M
Nov 04, 2021 Q3 2021	Financial Advocates Investment Management Olympia, WA	BUY	-	6.31K + 20.79%	$301K - $303K	36.6K $1.7M
Oct 08, 2021 Q3 2021	Ivc Wealth Advisors LLC	BUY	-	5.98K + 9.67%	$285K - $288K	67.8K $3.14M
Oct 28, 2021 Q3 2021	Dynamic Advisor Solutions LLC	BUY	-	5.55K New	$265K - $267K	5.55K $257K
Oct 28, 2021 Q3 2021	Intrua Financial, LLC Houston, TX	BUY	-	5.52K New	$264K - $266K	5.52K $256K
Oct 08, 2021 Q3 2021	Centennial Wealth Advisory LLC	BUY	-	5.32K + 7.73%	$254K - $256K	74.1K $3.44M
Oct 15, 2021 Q3 2021	Spectrum Wealth Advisory Group, LLC	BUY	-	5.28K + 77.6%	$252K - $254K	12.1K $560K
Oct 08, 2021 Q3 2021	Foster Victor Wealth Advisors, LLC	BUY	-	5.17K New	$247K - $248K	5.17K $239K
Oct 12, 2021 Q3 2021	Trinity Legacy Partners, LLC	BUY	-	4.92K + 2.83%	$235K - $236K	178K $8.27M
Nov 12, 2021 Q3 2021	Prospera Financial Services Inc	BUY	-	4.89K + 8.47%	$233K - $235K	62.6K $2.9M

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Account

Purchases and Sales Made in Q3 2021 in First Trust Senior Ln Fund (FTSL)

22.3K

22.1K

20.5K

20.4K

17.4K

16.8K

16K

15.6K

15.3K

15.2K

14.4K

13.9K

13.2K

12.6K

12.1K

11.9K

11.6K

11K

10.2K

9.68K

9.36K

9.06K

9.01K

8.94K

8.94K

8.93K

8.66K

8.59K

8.56K

8.55K

8.5K

8.45K

8.24K

8.03K

7.95K

7.42K

7.35K

7.14K

6.93K

6.86K

6.76K

6.31K

5.98K

5.55K

5.52K

5.32K

5.28K

5.17K

4.92K

4.89K

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