Purchases and Sales Made in Q3 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
796New |
$38K - $38.3K
|
796
$36.9K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
721+ 4.04% |
$34.4K - $34.7K
|
18.6K
$860K
|
|
Oct 22, 2021
Q3 2021
|
Echo Wealth Management, LLC
|
BUY
|
- |
706+ 3.92% |
$33.7K - $34K
|
18.7K
$867K
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
625+ 1.66% |
$29.8K - $30.1K
|
38.2K
$1.77M
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
530+ 1.32% |
$25.3K - $25.5K
|
40.8K
$1.89M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
473+ 1.88% |
$22.6K - $22.7K
|
25.6K
$1.19M
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
454New |
$21.7K - $21.8K
|
454
$21K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
444+ 1.23% |
$21.2K - $21.4K
|
36.6K
$1.69M
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
344+ 1.69% |
$16.4K - $16.5K
|
20.7K
$959K
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
340+ 2.31% |
$16.2K - $16.4K
|
15.1K
$698K
|
|
Oct 22, 2021
Q3 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
300+ 8.75% |
$14.3K - $14.4K
|
3.73K
$173K
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
213+ 19.14% |
$10.2K - $10.2K
|
1.33K
$61.5K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
182+ 16.74% |
$8.69K - $8.75K
|
1.27K
$58.8K
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
164New |
$7.83K - $7.89K
|
164
$7.6K
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
162+ 1.99% |
$7.73K - $7.79K
|
8.31K
$385K
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
140+ 10.4% |
$6.68K - $6.73K
|
1.49K
$68.9K
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
131+ 2.48% |
$6.25K - $6.3K
|
5.41K
$251K
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
125+ 7.52% |
$5.97K - $6.01K
|
1.79K
$82.8K
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
111+ 16.82% |
$5.3K - $5.34K
|
771
$35.7K
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
99+ 5.22% |
$4.73K - $4.76K
|
2K
$92.5K
|
|
Oct 07, 2021
Q3 2021
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
BUY
|
- |
96+ 0.25% |
$4.58K - $4.62K
|
38.6K
$1.79M
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
81+ 0.04% |
$3.87K - $3.9K
|
202K
$9.35M
|
|
Nov 01, 2021
Q3 2021
|
Center For Asset Management LLC
|
BUY
|
- |
62+ 0.87% |
$2.96K - $2.98K
|
7.2K
$334K
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
55+ 1.12% |
$2.63K - $2.64K
|
4.96K
$230K
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
54+ 0.84% |
$2.58K - $2.6K
|
6.51K
$302K
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
41+ 20.0% |
$1.96K - $1.97K
|
246
$11.4K
|
|
Nov 01, 2021
Q3 2021
|
Wealthpoint, LLC
|
BUY
|
- |
26+ 0.6% |
$1.24K - $1.25K
|
4.38K
$203K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
12+ 0.17% |
$573 - $577
|
7.13K
$330K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
11+ 0.14% |
$525 - $529
|
7.87K
$365K
|
|
Nov 10, 2021
Q3 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
5+ 0.08% |
$239 - $240
|
6.41K
$297K
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
5+ 0.16% |
$239 - $240
|
3.21K
$149K
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
4+ 0.92% |
$191 - $192
|
437
$20.3K
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
2+ 1.89% |
$95.5 - $96.2
|
108
$5.01K
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-5- 0.11% |
$239 - $240
|
4.62K
$214K
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-12- 0.16% |
$573 - $577
|
7.63K
$354K
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-56- 1.42% |
$2.67K - $2.69K
|
3.88K
$180K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-79- 14.68% |
$3.77K - $3.8K
|
459
$21.3K
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
SELL
|
- |
-85- 0.44% |
$4.06K - $4.09K
|
19K
$882K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-117- 0.54% |
$5.58K - $5.63K
|
21.4K
$993K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-135- 0.14% |
$6.44K - $6.49K
|
93.2K
$4.32M
|
|
Oct 28, 2021
Q3 2021
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-155- 0.07% |
$7.4K - $7.45K
|
211K
$9.8M
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-174- 0.41% |
$8.31K - $8.37K
|
42.2K
$1.96M
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-229- 3.03% |
$10.9K - $11K
|
7.32K
$339K
|
|
Oct 26, 2021
Q3 2021
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-300Closed |
$14.3K - $14.4K
|
0
$0
|
|
Oct 07, 2021
Q3 2021
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-336- 1.02% |
$16K - $16.2K
|
32.5K
$1.51M
|
|
Nov 12, 2021
Q3 2021
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-401- 0.29% |
$19.1K - $19.3K
|
138K
$6.38M
|
|
Nov 24, 2021
Q3 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-480- 27.78% |
$22.9K - $23.1K
|
1.25K
$57.9K
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-500Closed |
$23.9K - $24K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-500- 5.88% |
$23.9K - $24K
|
8K
$371K
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
SELL
|
- |
-501- 0.95% |
$23.9K - $24.1K
|
52.2K
$2.42M
|