Purchases and Sales Made in Q3 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
American Research & Management Co.
|
SELL
|
- |
-520Closed |
$24.8K - $25K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-549- 6.28% |
$26.2K - $26.4K
|
8.19K
$380K
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-623- 6.63% |
$29.7K - $30K
|
8.78K
$407K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-627- 85.54% |
$29.9K - $30.2K
|
106
$4.91K
|
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-737- 2.33% |
$35.2K - $35.4K
|
30.9K
$1.43M
|
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-1.04K- 13.33% |
$49.6K - $50K
|
6.76K
$313K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-1.15K- 6.56% |
$54.9K - $55.3K
|
16.4K
$759K
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.17K- 1.56% |
$55.6K - $56K
|
73.5K
$3.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-1.17K- 37.15% |
$55.7K - $56.1K
|
1.97K
$91.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Milestone Advisory Partners
|
SELL
|
- |
-1.2K- 0.38% |
$57.2K - $57.7K
|
315K
$14.6M
|
|
|
Nov 16, 2021
Q3 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.49K- 13.72% |
$70.9K - $71.4K
|
9.34K
$433K
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.5K- 20.54% |
$71.4K - $71.9K
|
5.79K
$268K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-1.57KClosed |
$74.7K - $75.3K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.9K- 6.59% |
$90.6K - $91.3K
|
26.9K
$1.25M
|
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-2.08K- 9.16% |
$99.1K - $99.8K
|
20.6K
$954K
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.12K- 2.3% |
$101K - $102K
|
90.1K
$4.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
SELL
|
- |
-2.22K- 14.65% |
$106K - $107K
|
12.9K
$598K
|
|
|
Oct 26, 2021
Q3 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-2.37K- 15.29% |
$113K - $114K
|
13.1K
$609K
|
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
SELL
|
- |
-2.51K- 9.3% |
$120K - $121K
|
24.5K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-2.87K- 65.22% |
$137K - $138K
|
1.53K
$70.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-2.93K- 1.92% |
$140K - $141K
|
150K
$6.96M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.79K- 30.04% |
$181K - $182K
|
8.83K
$409K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-3.87KClosed |
$185K - $186K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-4.03K- 29.41% |
$192K - $194K
|
9.67K
$448K
|
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-4.32KClosed |
$206K - $208K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-4.52K- 5.11% |
$216K - $217K
|
83.9K
$3.89M
|
|
|
Oct 07, 2021
Q3 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-4.68KClosed |
$223K - $225K
|
0
$0
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-5.18K- 10.45% |
$247K - $249K
|
44.4K
$2.06M
|
|
|
Nov 30, 2021
Q3 2021
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-5.46K- 9.1% |
$261K - $263K
|
54.6K
$2.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-5.68K- 9.11% |
$271K - $273K
|
56.7K
$2.63M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6K- 45.67% |
$287K - $289K
|
7.14K
$331K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.61K- 3.57% |
$315K - $318K
|
178K
$8.26M
|
|
|
Nov 10, 2021
Q3 2021
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-7.2K- 7.06% |
$344K - $346K
|
94.8K
$4.39M
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-7.32K- 97.98% |
$349K - $352K
|
151
$7K
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-8.88KClosed |
$424K - $427K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Donoghue Forlines LLC
|
SELL
|
- |
-10.2K- 6.16% |
$486K - $490K
|
155K
$7.18M
|
|
|
Oct 20, 2021
Q3 2021
|
Astor Investment Management LLC
|
SELL
|
- |
-11.9K- 3.08% |
$568K - $572K
|
374K
$17.4M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-12.6K- 29.65% |
$602K - $607K
|
29.9K
$1.39M
|
|
|
Nov 05, 2021
Q3 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-15.1K- 20.46% |
$720K - $726K
|
58.7K
$2.72M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-31.2K- 7.22% |
$1.49M - $1.5M
|
401K
$18.6M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-33.5K- 35.06% |
$1.6M - $1.61M
|
62.1K
$2.88M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-56KClosed |
$2.67M - $2.69M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-58K- 30.46% |
$2.77M - $2.79M
|
132K
$6.14M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-63.4K- 17.63% |
$3.03M - $3.05M
|
296K
$13.7M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-133K- 37.43% |
$6.37M - $6.42M
|
223K
$10.3M
|